Source - GNW
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
   
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii
 NB Private Equity Partners Limited
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments  
An event changing the breakdown of voting rights X
Other (please specify):    
3. Full name of person(s) subject to the
notification obligation:
iii
ASSET VALUE INVESTORS LTD
4. Full name of shareholder(s)
 (if different from 3.):iv
 

  1. Chase Nominees - 11429
  2. Brown Brothers Harriman a/c - 6392013
 
5. Date of the transaction and date on
which the threshold is crossed or
reached:
v
05 June 2017
6. Date on which issuer notified: 12 June 2017
7. Threshold(s) that is/are crossed or
reached:
vi, vii
Below 5%


8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares


if possible using
the ISIN CODE
Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
Number
of shares
Number of voting
rights
% of  voting rights x
DirectDirect xiIndirect xiiDirectIndirect
A Shares 4,888,275

 

 

 

0

 

 

 

 

 

 

0

 

 

4,888,275

 
4,888,275

 

 

 

0

 

 

 

 

 

 

0

 

 

4,888,275

 
4,803,275

 

 

 

0

 

 

 

 

 

 

0

 

 

 

 
 

 
4,803,275

 

 

 

0

 

 

 

 

 

0

 

4,803,275

 
 

 

 

 

 

 

 

 

 

 

 

 
4.86%

 

 

 

0

 

 

 

 

 

 

0

 

4.86%
GG00B1ZBD492

 

 

 

  B Shares

 

 

 

 

 

ZDP 2022 shares
GG00BD0FRW63

 

 

Total

 

 
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
Expiration
date
xiii
Exercise/
Conversion Period
xiv
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
% of voting
rights
         
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument
Exercise priceExpiration date xviiExercise/
Conversion period
xviii
Number of voting rights instrument refers to

 
% of voting rights xix, xx

 
         

 
NominalDelta
   
 
Total (A+B+C)
Number of voting rightsPercentage of voting rights
4,803,275

 
4.86%

 

 


9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi
 

 
 
Proxy Voting:
10. Name of the proxy holder:  
11. Number of voting rights proxy holder will cease
to hold:
 
12. Date on which proxy holder will cease to hold
voting rights:
 
 

13. Additional information:
Asset Value Investors acts as discretionary fund manager for all shares mentioned in item 8.
14. Contact name: Asset Value Investors Limited
Jake Crowhurst
15. Contact telephone number: 0207 659 4800


Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in sharesxxii
 
A: Identity of the persons or legal entity subject to the notification obligation
Full name
(including legal form of legal entities)

 
Asset Value Investors Limited
Contact address
(registered office for legal entities)

 
25 Bury Street,
London,
SW1Y 6AL
Phone number & email

 
0207 659 4800
[email protected]
Other useful information
(at least legal representative for legal persons)

 
Asset Value Investors acts as discretionary manager for all shares mentioned in item 8. This disclosure refers to the aggregation of those shares.
   
B: Identity of the notifier, if applicable
Full name

 
 
Contact address

 
 
Phone number & email

 
 
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation)
 
 
C: Additional information
 



This announcement is distributed by Nasdaq Corporate Solutions on behalf of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: NB Private Equity Partners Limited via Globenewswire