Source - RNS
RNS Number : 1265K
GoldmanSachs International
06 April 2018
 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SHIRE PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

SHIRE PLC

(d) Date dealing undertaken:

05 April 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for TAKEDA PHARMACEUTICAL COMPANY LIMITED

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary

Purchases

1,474,992

38.0400 GBP

36.7550 GBP

Ordinary

Sales

1,071,378

38.1600 GBP

36.8150 GBP

ADR / (1.00 : 3.00)

Purchases

890 (2,670)

157.0400 USD

156.7900 USD

ADR / (1.00 : 3.00)

Sales

890 (2,670)

156.8153 USD

156.8153 USD

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary

CFD

Increasing a short position

4,130

36.9756 GBP

Ordinary

CFD

Increasing a short position

1,004

36.9756 GBP

Ordinary

CFD

Increasing a short position

14,166

36.9756 GBP

Ordinary

CFD

Increasing a short position

3,839

36.9884 GBP

Ordinary

CFD

Opening a short position

131

37.0700 GBP

Ordinary

CFD

Reducing a long position

293

37.0700 GBP

Ordinary

CFD

Reducing a long position

245

37.2359 GBP

Ordinary

CFD

Reducing a long position

72

37.3217 GBP

Ordinary

CFD

Reducing a long position

850

37.3217 GBP

Ordinary

CFD

Reducing a long position

25

37.3217 GBP

Ordinary

CFD

Opening a long position

1,130

37.4371 GBP

Ordinary

CFD

Opening a long position

1,740

37.5089 GBP

Ordinary

CFD

Reducing a long position

1,740

37.5146 GBP

Ordinary

CFD

Reducing a long position

73

37.5161 GBP

Ordinary

CFD

Increasing a long position

1,386

37.5309 GBP

Ordinary

CFD

Reducing a long position

26

37.5410 GBP

Ordinary

CFD

Reducing a long position

238

37.5410 GBP

Ordinary

CFD

Increasing a short position

1,365

37.5488 GBP

Ordinary

CFD

Increasing a short position

4,931

37.5761 GBP

Ordinary

CFD

Increasing a short position

49,235

37.5801 GBP

Ordinary

CFD

Increasing a short position

7,304

37.5801 GBP

Ordinary

CFD

Increasing a short position

23,000

37.5801 GBP

Ordinary

CFD

Opening a short position

1,900

37.6264 GBP

Ordinary

CFD

Opening a short position

869

37.6264 GBP

Ordinary

CFD

Opening a short position

400

37.6264 GBP

Ordinary

CFD

Opening a short position

1,725

37.6264 GBP

Ordinary

CFD

Increasing a short position

13,797

37.6264 GBP

Ordinary

CFD

Opening a short position

22,570

37.6694 GBP

Ordinary

CFD

Opening a short position

33,704

37.7141 GBP

Ordinary

CFD

Reducing a short position

131

37.9650 GBP

Ordinary

CFD

Opening a long position

521

38.1442 GBP

Ordinary

SWAP

Opening a short position

764

37.1295 GBP

Ordinary

SWAP

Opening a short position

4,032

37.1295 GBP

Ordinary

SWAP

Opening a short position

24,923

37.1704 GBP

Ordinary

SWAP

Opening a short position

4,721

37.1704 GBP

Ordinary

SWAP

Reducing a short position

6,449

37.3445 GBP

Ordinary

SWAP

Reducing a short position

678

37.3684 GBP

Ordinary

SWAP

Reducing a short position

1,032

37.3684 GBP

Ordinary

SWAP

Opening a short position

7,968

37.4529 GBP

Ordinary

SWAP

Opening a short position

1,509

37.4529 GBP

Ordinary

SWAP

Reducing a short position

18,379

37.4615 GBP

Ordinary

SWAP

Reducing a short position

35,001

37.4615 GBP

Ordinary

SWAP

Reducing a short position

11,449

37.4615 GBP

Ordinary

SWAP

Opening a short position

197,400

37.4872 GBP

Ordinary

SWAP

Reducing a short position

10,644

37.6148 GBP

Ordinary

SWAP

Reducing a short position

351

37.8386 GBP

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

06 April 2018

Contact name:

Kashif Rafiq and Papa Lette

Telephone number:

+44(20) 7051 0547 / +44(20) 7774 7442

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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