AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Aggreko plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | financial advisor to I Squared Capital LLC |
| (d) Date dealing undertaken: | 11 February 2021 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| Ordinary Share | Purchase
Sale | 146,052
247,718 | 8.6909 GBP
8.6900 GBP | 8.5600 GBP
8.5100 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| Ordinary Share | Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a long position
Opening a short position
| 11 152 171 289 316 64 581 85 42 291 298 457 5,266 88 92 226 213 92 138 1,248 179 83 851 215 1,766 31 170 1,009 45 624 147 131 282 1,066 154 117 77 7,233 2,995
1,465 750 1,687 397 15,363 30,755 2,243 54,586 343 35,124
296 7,096 410 3,747
784 1,169 276 1,432 136 932 3,634 472 3,042 126 195 952 111 474
700
700 11,616 | 8.5859 GBP 8.5981 GBP 8.5986 GBP 8.6026 GBP 8.6031 GBP 8.6040 GBP 8.6042 GBP 8.6044 GBP 8.6047 GBP 8.6067 GBP 8.6068 GBP 8.6069 GBP 8.6070 GBP 8.6088 GBP 8.6098 GBP 8.6110 GBP 8.6115 GBP 8.6176 GBP 8.6177 GBP 8.6179 GBP 8.6181 GBP 8.6197 GBP 8.6200 GBP 8.6202 GBP 8.6203 GBP 8.6217 GBP 8.6224 GBP 8.6226 GBP 8.6227 GBP 8.6228 GBP 8.6262 GBP 8.6277 GBP 8.6339 GBP 8.6382 GBP 8.6383 GBP 8.6384 GBP 8.6388 GBP 8.6902 GBP 8.6926 GBP
8.5585 GBP 8.5745 GBP 8.5768 GBP 8.5802 GBP 8.5999 GBP 8.6062 GBP 8.6391 GBP 8.6421 GBP 8.6567 GBP 8.6900 GBP
8.6148 GBP 8.6244 GBP 8.6300 GBP 8.6900 GBP
8.5754 GBP 8.5805 GBP 8.5850 GBP 8.5871 GBP 8.5935 GBP 8.5942 GBP 8.5978 GBP 8.5993 GBP 8.6100 GBP 8.6130 GBP 8.6489 GBP 8.6900 GBP 8.6902 GBP 8.6904 GBP
8.6900 GBP
8.6080 GBP 8.6909 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| | | | | | | | |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
| | | | |
|
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| |
| | |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
| None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| None
|
Date of disclosure: | 25 February 2021 |
Contact name: | Alwyn Basch |
Telephone number: | 020 7742 7407 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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