FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Full name of discloser: | GOLDMAN SACHS NON EXEMPT ENTITY GROUP |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | |
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | NORTONLIFELOCK INC. |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | |
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 21 July 2021 |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security:
| USD 0.01 common | |||
| | Interests | Short positions | ||
| | Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 74,070.0342* | 0.01 | 122,386* | 0.02 |
| (2) Cash-settled derivatives: | 470,269 | 0.08 | 685,170.48 | 0.11 |
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 680,000 | 0.11 | 0 | 0.00 |
|
TOTAL: | 1,224,339.0343* | 0.21 | 807,556.48* | 0.13 |
* GOLDMAN SACHS NON EXEMPT ENTITY GROUP resulting position includes changes resulting from non-trade related activity.
| Class of relevant security:
| 2.000% Senior Unsecured Convertible Notes August 2022 | |||
| | Interests | Short positions | ||
| | Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 12,180,000 | 1.94 | 0 | 0.00 |
| (2) Cash-settled derivatives: | 0 | 0.00 | 0 | 0.00 |
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00 | 0 | 0.00 |
|
TOTAL: | 12,180,000 | 1.94 | 0 | 0.00 |
| Class of relevant security:
| Warrant | |||
| | Interests | Short positions | ||
| | Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 3,000 | 0.00 | 3,000 | 0.00 |
| (2) Cash-settled derivatives: | 0 | 0.00 | 0 | 0.00 |
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00 | 0 | 0.00 |
|
TOTAL: | 3,000 | 0.00 | 3,000 | 0.00 |
| Class of relevant security:
| Warrant | |||
| | Interests | Short positions | ||
| | Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 3,000 | 0.00 | 3,000 | 0.00 |
| (2) Cash-settled derivatives: | 0 | 0.00 | 0 | 0.00 |
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00 | 0 | 0.00 |
|
TOTAL: | 3,000 | 0.00 | 3,000 | 0.00 |
| Class of relevant security:
| Warrant | |||
| | Interests | Short positions | ||
| | Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 150,000 | 0.00 | 150,000 | 0.00 |
| (2) Cash-settled derivatives: | 0 | 0.00 | 0 | 0.00 |
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00 | 0 | 0.00 |
|
TOTAL: | 150,000 | 0.00 | 150,000 | 0.00 |
| Class of relevant security:
| Warrant | |||
| | Interests | Short positions | ||
| | Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 28,000 | 0.00 | 28,000 | 0.00 |
| (2) Cash-settled derivatives: | 0 | 0.00 | 0 | 0.00 |
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00 | 0 | 0.00 |
|
TOTAL: | 28,000 | 0.00 | 28,000 | 0.00 |
| Class of relevant security:
| Warrant | |||
| | Interests | Short positions | ||
| | Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 2,000 | 0.00 | 2,000 | 0.00 |
| (2) Cash-settled derivatives: | 0 | 0.00 | 0 | 0.00 |
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00 | 0 | 0.00 |
|
TOTAL: | 2,000 | 0.00 | 2,000 | 0.00 |
| Class of relevant security:
| Warrant | |||
| | Interests | Short positions | ||
| | Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 13,000 | 0.00 | 13,000 | 0.00 |
| (2) Cash-settled derivatives: | 0 | 0.00 | 0 | 0.00 |
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00 | 0 | 0.00 |
|
TOTAL: | 13,000 | 0.00 | 13,000 | 0.00 |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (included traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: | |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
| USD 0.01 common | Purchase | 100 | 25.4850 USD |
| USD 0.01 common | Purchase | 10 | 25.4900 USD |
| USD 0.01 common | Purchase | 5 | 25.4900 USD |
| USD 0.01 common | Purchase | 10 | 25.4900 USD |
| USD 0.01 common | Purchase | 100 | 25.5050 USD |
| USD 0.01 common | Purchase | 100 | 25.5150 USD |
| USD 0.01 common | Purchase | 100 | 25.5150 USD |
| USD 0.01 common | Purchase | 100 | 25.5150 USD |
| USD 0.01 common | Purchase | 10 | 25.5200 USD |
| USD 0.01 common | Purchase | 100 | 25.5250 USD |
| USD 0.01 common | Purchase | 100 | 25.5250 USD |
| USD 0.01 common | Purchase | 207 | 25.5287 USD |
| USD 0.01 common | Purchase | 200 | 25.5300 USD |
| USD 0.01 common | Purchase | 100 | 25.5300 USD |
| USD 0.01 common | Purchase | 10 | 25.5300 USD |
| USD 0.01 common | Purchase | 18 | 25.5350 USD |
| USD 0.01 common | Purchase | 100 | 25.5350 USD |
| USD 0.01 common | Purchase | 100 | 25.5350 USD |
| USD 0.01 common | Purchase | 59 | 25.5350 USD |
| USD 0.01 common | Purchase | 100 | 25.5400 USD |
| USD 0.01 common | Purchase | 45 | 25.5400 USD |
| USD 0.01 common | Purchase | 5 | 25.5400 USD |
| USD 0.01 common | Purchase | 16 | 25.5400 USD |
| USD 0.01 common | Purchase | 200 | 25.5550 USD |
| USD 0.01 common | Purchase | 6 | 25.5600 USD |
| USD 0.01 common | Purchase | 7 | 25.5600 USD |
| USD 0.01 common | Purchase | 10 | 25.5600 USD |
| USD 0.01 common | Purchase | 79 | 25.5650 USD |
| USD 0.01 common | Purchase | 100 | 25.5650 USD |
| USD 0.01 common | Purchase | 100 | 25.5650 USD |
| USD 0.01 common | Purchase | 100 | 25.5650 USD |
| USD 0.01 common | Purchase | 100 | 25.5650 USD |
| USD 0.01 common | Purchase | 100 | 25.5700 USD |
| USD 0.01 common | Purchase | 10 | 25.5700 USD |
| USD 0.01 common | Purchase | 100 | 25.5700 USD |
| USD 0.01 common | Purchase | 800 | 25.5700 USD |
| USD 0.01 common | Purchase | 900 | 25.5700 USD |
| USD 0.01 common | Purchase | 100 | 25.5700 USD |
| USD 0.01 common | Purchase | 100 | 25.5700 USD |
| USD 0.01 common | Purchase | 100 | 25.5700 USD |
| USD 0.01 common | Purchase | 200 | 25.5700 USD |
| USD 0.01 common | Purchase | 100 | 25.5700 USD |
| USD 0.01 common | Purchase | 100 | 25.5700 USD |
| USD 0.01 common | Purchase | 100 | 25.5700 USD |
| USD 0.01 common | Purchase | 1 | 25.5700 USD |
| USD 0.01 common | Purchase | 1 | 25.5750 USD |
| USD 0.01 common | Purchase | 100 | 25.5750 USD |
| USD 0.01 common | Purchase | 100 | 25.5750 USD |
| USD 0.01 common | Purchase | 100 | 25.5750 USD |
| USD 0.01 common | Purchase | 100 | 25.5750 USD |
| USD 0.01 common | Purchase | 100 | 25.5750 USD |
| USD 0.01 common | Purchase | 100 | 25.5750 USD |
| USD 0.01 common | Purchase | 100 | 25.5750 USD |
| USD 0.01 common | Purchase | 1 | 25.5800 USD |
| USD 0.01 common | Purchase | 100 | 25.5800 USD |
| USD 0.01 common | Purchase | 100 | 25.5800 USD |
| USD 0.01 common | Purchase | 52 | 25.5800 USD |
| USD 0.01 common | Purchase | 3 | 25.5800 USD |
| USD 0.01 common | Purchase | 100 | 25.5800 USD |
| USD 0.01 common | Purchase | 100 | 25.5800 USD |
| USD 0.01 common | Purchase | 2 | 25.5800 USD |
| USD 0.01 common | Purchase | 700 | 25.5800 USD |
| USD 0.01 common | Purchase | 150 | 25.5800 USD |
| USD 0.01 common | Purchase | 100 | 25.5800 USD |
| USD 0.01 common | Purchase | 48 | 25.5800 USD |
| USD 0.01 common | Purchase | 200 | 25.5800 USD |
| USD 0.01 common | Purchase | 100 | 25.5800 USD |
| USD 0.01 common | Purchase | 10 | 25.5800 USD |
| USD 0.01 common | Purchase | 200 | 25.5800 USD |
| USD 0.01 common | Purchase | 100 | 25.5800 USD |
| USD 0.01 common | Purchase | 100 | 25.5800 USD |
| USD 0.01 common | Purchase | 7 | 25.5800 USD |
| USD 0.01 common | Purchase | 200 | 25.5800 USD |
| USD 0.01 common | Purchase | 900 | 25.5800 USD |
| USD 0.01 common | Purchase | 7 | 25.5800 USD |
| USD 0.01 common | Purchase | 3 | 25.5800 USD |
| USD 0.01 common | Purchase | 100 | 25.5800 USD |
| USD 0.01 common | Purchase | 1 | 25.5800 USD |
| USD 0.01 common | Purchase | 100 | 25.5850 USD |
| USD 0.01 common | Purchase | 20 | 25.5850 USD |
| USD 0.01 common | Purchase | 60 | 25.5850 USD |
| USD 0.01 common | Purchase | 2,568 | 25.5900 USD |
| USD 0.01 common | Purchase | 210 | 25.5900 USD |
| USD 0.01 common | Purchase | 26,000 | 25.5900 USD |
| USD 0.01 common | Purchase | 117 | 25.5900 USD |
| USD 0.01 common | Purchase | 583 | 25.5900 USD |
| USD 0.01 common | Purchase | 4,974 | 25.5900 USD |
| USD 0.01 common | Purchase | 29 | 25.5900 USD |
| USD 0.01 common | Purchase | 1,618 | 25.5900 USD |
| USD 0.01 common | Purchase | 25 | 25.5900 USD |
| USD 0.01 common | Purchase | 1,101 | 25.5900 USD |
| USD 0.01 common | Purchase | 247 | 25.5900 USD |
| USD 0.01 common | Purchase | 1,022 | 25.5900 USD |
| USD 0.01 common | Purchase | 651 | 25.5900 USD |
| USD 0.01 common | Purchase | 500 | 25.5900 USD |
| USD 0.01 common | Purchase | 10 | 25.5900 USD |
| USD 0.01 common | Purchase | 1,773 | 25.5900 USD |
| USD 0.01 common | Purchase | 796 | 25.5900 USD |
| USD 0.01 common | Purchase | 1,101 | 25.5900 USD |
| USD 0.01 common | Purchase | 300 | 25.5900 USD |
| USD 0.01 common | Purchase | 3,200 | 25.5900 USD |
| USD 0.01 common | Purchase | 71 | 25.5900 USD |
| USD 0.01 common | Purchase | 41 | 25.5900 USD |
| USD 0.01 common | Purchase | 52 | 25.5900 USD |
| USD 0.01 common | Purchase | 100 | 25.5900 USD |
| USD 0.01 common | Purchase | 1,800 | 25.5900 USD |
| USD 0.01 common | Purchase | 3 | 25.5900 USD |
| USD 0.01 common | Purchase | 602 | 25.5900 USD |
| USD 0.01 common | Purchase | 800 | 25.5900 USD |
| USD 0.01 common | Purchase | 7 | 25.5900 USD |
| USD 0.01 common | Purchase | 8,229 | 25.5900 USD |
| USD 0.01 common | Purchase | 75 | 25.5900 USD |
| USD 0.01 common | Purchase | 59 | 25.5900 USD |
| USD 0.01 common | Purchase | 100 | 25.5950 USD |
| USD 0.01 common | Purchase | 85 | 25.5950 USD |
| USD 0.01 common | Purchase | 2 | 25.6000 USD |
| USD 0.01 common | Purchase | 100 | 25.6000 USD |
| USD 0.01 common | Purchase | 10 | 25.6000 USD |
| USD 0.01 common | Purchase | 100 | 25.6000 USD |
| USD 0.01 common | Purchase | 100 | 25.6050 USD |
| USD 0.01 common | Purchase | 100 | 25.6050 USD |
| USD 0.01 common | Purchase | 1 | 25.6100 USD |
| USD 0.01 common | Purchase | 100 | 25.6100 USD |
| USD 0.01 common | Purchase | 1 | 25.6100 USD |
| USD 0.01 common | Purchase | 1 | 25.6100 USD |
| USD 0.01 common | Purchase | 1 | 25.6100 USD |
| USD 0.01 common | Purchase | 1 | 25.6100 USD |
| USD 0.01 common | Purchase | 1 | 25.6100 USD |
| USD 0.01 common | Purchase | 1 | 25.6100 USD |
| USD 0.01 common | Purchase | 100 | 25.6100 USD |
| USD 0.01 common | Purchase | 2 | 25.6100 USD |
| USD 0.01 common | Purchase | 1 | 25.6100 USD |
| USD 0.01 common | Purchase | 2 | 25.6100 USD |
| USD 0.01 common | Purchase | 1 | 25.6100 USD |
| USD 0.01 common | Purchase | 1 | 25.6100 USD |
| USD 0.01 common | Purchase | 1 | 25.6100 USD |
| USD 0.01 common | Purchase | 100 | 25.6100 USD |
| USD 0.01 common | Purchase | 100 | 25.6150 USD |
| USD 0.01 common | Purchase | 100 | 25.6150 USD |
| USD 0.01 common | Purchase | 100 | 25.6150 USD |
| USD 0.01 common | Purchase | 100 | 25.6150 USD |
| USD 0.01 common | Purchase | 6 | 25.6200 USD |
| USD 0.01 common | Purchase | 1 | 25.6200 USD |
| USD 0.01 common | Purchase | 10 | 25.6200 USD |
| USD 0.01 common | Purchase | 78 | 25.6200 USD |
| USD 0.01 common | Purchase | 28 | 25.6200 USD |
| USD 0.01 common | Purchase | 8 | 25.6200 USD |
| USD 0.01 common | Purchase | 6 | 25.6200 USD |
| USD 0.01 common | Purchase | 1 | 25.6200 USD |
| USD 0.01 common | Purchase | 17 | 25.6200 USD |
| USD 0.01 common | Purchase | 10 | 25.6200 USD |
| USD 0.01 common | Purchase | 30 | 25.6200 USD |
| USD 0.01 common | Purchase | 83 | 25.6250 USD |
| USD 0.01 common | Purchase | 90 | 25.6250 USD |
| USD 0.01 common | Purchase | 23 | 25.6250 USD |
| USD 0.01 common | Purchase | 10 | 25.6250 USD |
| USD 0.01 common | Purchase | 17 | 25.6250 USD |
| USD 0.01 common | Purchase | 100 | 25.6250 USD |
| USD 0.01 common | Purchase | 2 | 25.6250 USD |
| USD 0.01 common | Purchase | 100 | 25.6350 USD |
| USD 0.01 common | Purchase | 100 | 25.6350 USD |
| USD 0.01 common | Purchase | 100 | 25.6350 USD |
| USD 0.01 common | Purchase | 100 | 25.6350 USD |
| USD 0.01 common | Purchase | 10 | 25.6400 USD |
| USD 0.01 common | Purchase | 10 | 25.6400 USD |
| USD 0.01 common | Purchase | 1 | 25.6450 USD |
| USD 0.01 common | Purchase | 3 | 25.6450 USD |
| USD 0.01 common | Purchase | 97 | 25.6450 USD |
| USD 0.01 common | Purchase | 100 | 25.6450 USD |
| USD 0.01 common | Purchase | 100 | 25.6450 USD |
| USD 0.01 common | Purchase | 10 | 25.6450 USD |
| USD 0.01 common | Purchase | 1 | 25.6500 USD |
| USD 0.01 common | Purchase | 1 | 25.6500 USD |
| USD 0.01 common | Purchase | 50 | 25.6650 USD |
| USD 0.01 common | Purchase | 18 | 25.6650 USD |
| USD 0.01 common | Purchase | 100 | 25.6650 USD |
| USD 0.01 common | Purchase | 97 | 25.6700 USD |
| USD 0.01 common | Purchase | 10 | 25.6700 USD |
| USD 0.01 common | Purchase | 100 | 25.6700 USD |
| USD 0.01 common | Purchase | 100 | 25.6750 USD |
| USD 0.01 common | Purchase | 10,000 | 25.6999 USD |
| USD 0.01 common | Purchase | 10 | 25.7000 USD |
| USD 0.01 common | Purchase | 100 | 25.7000 USD |
| USD 0.01 common | Purchase | 10 | 25.7000 USD |
| USD 0.01 common | Purchase | 100 | 25.7100 USD |
| USD 0.01 common | Purchase | 10 | 25.7100 USD |
| USD 0.01 common | Purchase | 63 | 25.7150 USD |
| USD 0.01 common | Purchase | 100 | 25.7200 USD |
| USD 0.01 common | Sale | 7 | 25.4400 USD |
| USD 0.01 common | Sale | 1 | 25.4600 USD |
| USD 0.01 common | Sale | 1 | 25.5000 USD |
| USD 0.01 common | Sale | 100 | 25.5000 USD |
| USD 0.01 common | Sale | 179 | 25.5150 USD |
| USD 0.01 common | Sale | 2,700 | 25.5150 USD |
| USD 0.01 common | Sale | 400 | 25.5150 USD |
| USD 0.01 common | Sale | 300 | 25.5200 USD |
| USD 0.01 common | Sale | 100 | 25.5200 USD |
| USD 0.01 common | Sale | 100 | 25.5200 USD |
| USD 0.01 common | Sale | 300 | 25.5200 USD |
| USD 0.01 common | Sale | 100 | 25.5200 USD |
| USD 0.01 common | Sale | 100 | 25.5200 USD |
| USD 0.01 common | Sale | 100 | 25.5200 USD |
| USD 0.01 common | Sale | 100 | 25.5250 USD |
| USD 0.01 common | Sale | 207 | 25.5287 USD |
| USD 0.01 common | Sale | 100 | 25.5300 USD |
| USD 0.01 common | Sale | 18 | 25.5300 USD |
| USD 0.01 common | Sale | 100 | 25.5300 USD |
| USD 0.01 common | Sale | 7 | 25.5300 USD |
| USD 0.01 common | Sale | 82 | 25.5300 USD |
| USD 0.01 common | Sale | 100 | 25.5300 USD |
| USD 0.01 common | Sale | 49 | 25.5350 USD |
| USD 0.01 common | Sale | 1 | 25.5350 USD |
| USD 0.01 common | Sale | 51 | 25.5350 USD |
| USD 0.01 common | Sale | 100 | 25.5400 USD |
| USD 0.01 common | Sale | 100 | 25.5400 USD |
| USD 0.01 common | Sale | 100 | 25.5400 USD |
| USD 0.01 common | Sale | 100 | 25.5400 USD |
| USD 0.01 common | Sale | 200 | 25.5500 USD |
| USD 0.01 common | Sale | 100 | 25.5600 USD |
| USD 0.01 common | Sale | 1 | 25.5600 USD |
| USD 0.01 common | Sale | 1 | 25.5600 USD |
| USD 0.01 common | Sale | 1 | 25.5600 USD |
| USD 0.01 common | Sale | 100 | 25.5600 USD |
| USD 0.01 common | Sale | 1 | 25.5600 USD |
| USD 0.01 common | Sale | 1 | 25.5600 USD |
| USD 0.01 common | Sale | 100 | 25.5650 USD |
| USD 0.01 common | Sale | 2 | 25.5700 USD |
| USD 0.01 common | Sale | 100 | 25.5750 USD |
| USD 0.01 common | Sale | 1 | 25.5800 USD |
| USD 0.01 common | Sale | 7 | 25.5800 USD |
| USD 0.01 common | Sale | 150 | 25.5800 USD |
| USD 0.01 common | Sale | 7 | 25.5800 USD |
| USD 0.01 common | Sale | 1,018 | 25.5900 USD |
| USD 0.01 common | Sale | 247 | 25.5900 USD |
| USD 0.01 common | Sale | 1,773 | 25.5900 USD |
| USD 0.01 common | Sale | 684 | 25.5900 USD |
| USD 0.01 common | Sale | 1,101 | 25.5900 USD |
| USD 0.01 common | Sale | 8,229 | 25.5900 USD |
| USD 0.01 common | Sale | 119 | 25.5900 USD |
| USD 0.01 common | Sale | 210 | 25.5900 USD |
| USD 0.01 common | Sale | 4,974 | 25.5900 USD |
| USD 0.01 common | Sale | 71 | 25.5900 USD |
| USD 0.01 common | Sale | 200 | 25.5900 USD |
| USD 0.01 common | Sale | 11,024 | 25.5900 USD |
| USD 0.01 common | Sale | 400 | 25.5900 USD |
| USD 0.01 common | Sale | 154 | 25.5900 USD |
| USD 0.01 common | Sale | 1,022 | 25.5900 USD |
| USD 0.01 common | Sale | 100 | 25.5900 USD |
| USD 0.01 common | Sale | 117 | 25.5900 USD |
| USD 0.01 common | Sale | 1,300 | 25.5900 USD |
| USD 0.01 common | Sale | 1,618 | 25.5900 USD |
| USD 0.01 common | Sale | 4,161 | 25.5900 USD |
| USD 0.01 common | Sale | 25 | 25.5900 USD |
| USD 0.01 common | Sale | 10,571 | 25.5900 USD |
| USD 0.01 common | Sale | 52 | 25.5900 USD |
| USD 0.01 common | Sale | 2,900 | 25.5900 USD |
| USD 0.01 common | Sale | 1 | 25.5900 USD |
| USD 0.01 common | Sale | 278 | 25.5900 USD |
| USD 0.01 common | Sale | 100 | 25.5900 USD |
| USD 0.01 common | Sale | 849 | 25.5900 USD |
| USD 0.01 common | Sale | 7 | 25.5900 USD |
| USD 0.01 common | Sale | 235 | 25.5900 USD |
| USD 0.01 common | Sale | 75 | 25.5900 USD |
| USD 0.01 common | Sale | 1,101 | 25.5900 USD |
| USD 0.01 common | Sale | 2,394 | 25.5900 USD |
| USD 0.01 common | Sale | 1,453 | 25.5900 USD |
| USD 0.01 common | Sale | 500 | 25.5900 USD |
| USD 0.01 common | Sale | 1 | 25.5900 USD |
| USD 0.01 common | Sale | 2,568 | 25.5900 USD |
| USD 0.01 common | Sale | 1,300 | 25.5900 USD |
| USD 0.01 common | Sale | 100 | 25.5900 USD |
| USD 0.01 common | Sale | 15,691 | 25.5900 USD |
| USD 0.01 common | Sale | 556 | 25.5900 USD |
| USD 0.01 common | Sale | 3,200 | 25.5900 USD |
| USD 0.01 common | Sale | 100 | 25.5900 USD |
| USD 0.01 common | Sale | 583 | 25.5900 USD |
| USD 0.01 common | Sale | 100 | 25.5900 USD |
| USD 0.01 common | Sale | 796 | 25.5900 USD |
| USD 0.01 common | Sale | 1,313 | 25.5900 USD |
| USD 0.01 common | Sale | 900 | 25.5900 USD |
| USD 0.01 common | Sale | 200 | 25.5950 USD |
| USD 0.01 common | Sale | 100 | 25.5950 USD |
| USD 0.01 common | Sale | 97 | 25.6000 USD |
| USD 0.01 common | Sale | 100 | 25.6000 USD |
| USD 0.01 common | Sale | 1 | 25.6000 USD |
| USD 0.01 common | Sale | 100 | 25.6000 USD |
| USD 0.01 common | Sale | 1 | 25.6100 USD |
| USD 0.01 common | Sale | 100 | 25.6100 USD |
| USD 0.01 common | Sale | 100 | 25.6100 USD |
| USD 0.01 common | Sale | 5 | 25.6100 USD |
| USD 0.01 common | Sale | 3 | 25.6100 USD |
| USD 0.01 common | Sale | 9 | 25.6100 USD |
| USD 0.01 common | Sale | 1 | 25.6100 USD |
| USD 0.01 common | Sale | 2 | 25.6100 USD |
| USD 0.01 common | Sale | 1 | 25.6100 USD |
| USD 0.01 common | Sale | 1 | 25.6100 USD |
| USD 0.01 common | Sale | 100 | 25.6100 USD |
| USD 0.01 common | Sale | 4 | 25.6100 USD |
| USD 0.01 common | Sale | 100 | 25.6100 USD |
| USD 0.01 common | Sale | 1 | 25.6100 USD |
| USD 0.01 common | Sale | 1 | 25.6100 USD |
| USD 0.01 common | Sale | 1 | 25.6100 USD |
| USD 0.01 common | Sale | 1 | 25.6100 USD |
| USD 0.01 common | Sale | 2 | 25.6100 USD |
| USD 0.01 common | Sale | 1 | 25.6100 USD |
| USD 0.01 common | Sale | 1 | 25.6100 USD |
| USD 0.01 common | Sale | 3 | 25.6100 USD |
| USD 0.01 common | Sale | 1 | 25.6100 USD |
| USD 0.01 common | Sale | 1 | 25.6100 USD |
| USD 0.01 common | Sale | 1 | 25.6100 USD |
| USD 0.01 common | Sale | 2 | 25.6100 USD |
| USD 0.01 common | Sale | 3 | 25.6100 USD |
| USD 0.01 common | Sale | 20 | 25.6150 USD |
| USD 0.01 common | Sale | 300 | 25.6150 USD |
| USD 0.01 common | Sale | 10 | 25.6150 USD |
| USD 0.01 common | Sale | 1 | 25.6150 USD |
| USD 0.01 common | Sale | 100 | 25.6200 USD |
| USD 0.01 common | Sale | 1 | 25.6200 USD |
| USD 0.01 common | Sale | 1 | 25.6200 USD |
| USD 0.01 common | Sale | 7 | 25.6200 USD |
| USD 0.01 common | Sale | 1 | 25.6200 USD |
| USD 0.01 common | Sale | 100 | 25.6200 USD |
| USD 0.01 common | Sale | 100 | 25.6200 USD |
| USD 0.01 common | Sale | 3 | 25.6200 USD |
| USD 0.01 common | Sale | 1 | 25.6200 USD |
| USD 0.01 common | Sale | 100 | 25.6200 USD |
| USD 0.01 common | Sale | 2 | 25.6200 USD |
| USD 0.01 common | Sale | 1 | 25.6200 USD |
| USD 0.01 common | Sale | 100 | 25.6200 USD |
| USD 0.01 common | Sale | 200 | 25.6200 USD |
| USD 0.01 common | Sale | 100 | 25.6200 USD |
| USD 0.01 common | Sale | 100 | 25.6200 USD |
| USD 0.01 common | Sale | 1 | 25.6200 USD |
| USD 0.01 common | Sale | 1 | 25.6200 USD |
| USD 0.01 common | Sale | 100 | 25.6200 USD |
| USD 0.01 common | Sale | 1 | 25.6200 USD |
| USD 0.01 common | Sale | 1 | 25.6200 USD |
| USD 0.01 common | Sale | 1 | 25.6200 USD |
| USD 0.01 common | Sale | 87 | 25.6200 USD |
| USD 0.01 common | Sale | 1 | 25.6200 USD |
| USD 0.01 common | Sale | 1 | 25.6200 USD |
| USD 0.01 common | Sale | 100 | 25.6200 USD |
| USD 0.01 common | Sale | 100 | 25.6200 USD |
| USD 0.01 common | Sale | 2 | 25.6200 USD |
| USD 0.01 common | Sale | 13 | 25.6200 USD |
| USD 0.01 common | Sale | 100 | 25.6200 USD |
| USD 0.01 common | Sale | 1 | 25.6200 USD |
| USD 0.01 common | Sale | 100 | 25.6200 USD |
| USD 0.01 common | Sale | 1 | 25.6200 USD |
| USD 0.01 common | Sale | 7 | 25.6200 USD |
| USD 0.01 common | Sale | 1 | 25.6250 USD |
| USD 0.01 common | Sale | 17 | 25.6300 USD |
| USD 0.01 common | Sale | 1 | 25.6300 USD |
| USD 0.01 common | Sale | 100 | 25.6300 USD |
| USD 0.01 common | Sale | 1 | 25.6300 USD |
| USD 0.01 common | Sale | 100 | 25.6300 USD |
| USD 0.01 common | Sale | 100 | 25.6300 USD |
| USD 0.01 common | Sale | 100 | 25.6300 USD |
| USD 0.01 common | Sale | 1 | 25.6300 USD |
| USD 0.01 common | Sale | 10 | 25.6300 USD |
| USD 0.01 common | Sale | 100 | 25.6300 USD |
| USD 0.01 common | Sale | 66 | 25.6300 USD |
| USD 0.01 common | Sale | 100 | 25.6300 USD |
| USD 0.01 common | Sale | 1 | 25.6300 USD |
| USD 0.01 common | Sale | 100 | 25.6300 USD |
| USD 0.01 common | Sale | 100 | 25.6300 USD |
| USD 0.01 common | Sale | 100 | 25.6300 USD |
| USD 0.01 common | Sale | 100 | 25.6300 USD |
| USD 0.01 common | Sale | 100 | 25.6300 USD |
| USD 0.01 common | Sale | 2 | 25.6300 USD |
| USD 0.01 common | Sale | 100 | 25.6300 USD |
| USD 0.01 common | Sale | 83 | 25.6300 USD |
| USD 0.01 common | Sale | 100 | 25.6300 USD |
| USD 0.01 common | Sale | 100 | 25.6300 USD |
| USD 0.01 common | Sale | 1 | 25.6300 USD |
| USD 0.01 common | Sale | 300 | 25.6350 USD |
| USD 0.01 common | Sale | 100 | 25.6400 USD |
| USD 0.01 common | Sale | 100 | 25.6400 USD |
| USD 0.01 common | Sale | 29 | 25.6400 USD |
| USD 0.01 common | Sale | 10 | 25.6400 USD |
| USD 0.01 common | Sale | 100 | 25.6400 USD |
| USD 0.01 common | Sale | 90 | 25.6400 USD |
| USD 0.01 common | Sale | 60 | 25.6400 USD |
| USD 0.01 common | Sale | 100 | 25.6400 USD |
| USD 0.01 common | Sale | 71 | 25.6400 USD |
| USD 0.01 common | Sale | 100 | 25.6400 USD |
| USD 0.01 common | Sale | 100 | 25.6400 USD |
| USD 0.01 common | Sale | 40 | 25.6400 USD |
| USD 0.01 common | Sale | 100 | 25.6400 USD |
| USD 0.01 common | Sale | 100 | 25.6400 USD |
| USD 0.01 common | Sale | 7 | 25.6600 USD |
| USD 0.01 common | Sale | 100 | 25.6600 USD |
| USD 0.01 common | Sale | 3 | 25.6700 USD |
| USD 0.01 common | Sale | 59 | 25.6700 USD |
| USD 0.01 common | Sale | 7 | 25.6700 USD |
| USD 0.01 common | Sale | 1 | 25.6700 USD |
| USD 0.01 common | Sale | 100 | 25.6700 USD |
| USD 0.01 common | Sale | 1 | 25.6800 USD |
| USD 0.01 common | Sale | 100 | 25.6900 USD |
| USD 0.01 common | Sale | 10,000 | 25.6999 USD |
| USD 0.01 common | Sale | 100 | 25.7000 USD |
| USD 0.01 common | Sale | 100 | 25.7100 USD |
| USD 0.01 common | Sale | 100 | 25.7200 USD |
| USD 0.01 common | Sale | 100 | 25.7200 USD |
| USD 0.01 common | Sale | 100 | 25.7200 USD |
| USD 0.01 common | Sale | 200 | 25.7200 USD |
| Class of relevant security | Purchases/sales | Total number of securities |
| USD 0.01 common | Purchases | 81,470 |
| USD 0.01 common | Sales | 109,718 |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| USD 0.01 common | CFD | Reducing a short position | 750 | 25.5633 USD |
| USD 0.01 common | CFD | Opening a short position | 102 | 25.5775 USD |
| USD 0.01 common | CFD | Reducing a long position | 6 | 25.5775 USD |
| USD 0.01 common | CFD | Increasing a short position | 52 | 25.5800 USD |
| USD 0.01 common | CFD | Opening a long position | 1,018 | 25.5900 USD |
| USD 0.01 common | CFD | Reducing a short position | 849 | 25.5900 USD |
| USD 0.01 common | CFD | Increasing a short position | 5,298 | 25.5907 USD |
| USD 0.01 common | CFD | Increasing a short position | 170 | 25.6103 USD |
| USD 0.01 common | CFD | Reducing a short position | 24 | 25.6150 USD |
| USD 0.01 common | CFD | Increasing a short position | 24 | 25.6150 USD |
| USD 0.01 common | CFD | Opening a short position | 451 | 25.6598 USD |
| USD 0.01 common | CFD | Reducing a short position | 59 | 25.6700 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| | | | | | | | |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
| | | | | |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| |
| | |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 22 July 2021 |
Contact name: | Paul Grainger and Kashif Rafiq |
Telephone number: | +44(20) 7552 9835 / +44(20) 7051 0547 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8(OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENT TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
| Full name of person making disclosure: | GOLDMAN SACHS NON EXEMPT ENTITY GROUP |
| Name of offeror/offeree in relation to whose relevant securities disclosure relates: | NORTONLIFELOCK INC. |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class of relevant security | Product description e.g. call option | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date |
| USD 0.01 common | Put Option | Sold | 680,000 | 15.0000 USD | AMER | 21/01/2022 |
3. AGREEMENTS TO PURCHASE OR SELL
| Full details should be given so that the nature of the interest or position can be fully understood: |
| |
It is not necessary to provide details on a Supplement form (Open Positions) with regard to cash-settled derivatives.
The currency of all pieces and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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