Source - NortonLifeLock Inc.
RNS Number : 0847P
Goldman Sachs Grp. (Non Exmpt Ent.)
14 October 2021
 

 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

GOLDMAN SACHS NON EXEMPT ENTITY GROUP

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

NORTONLIFELOCK INC.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

13 October 2021

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 common


Interests

Short positions


Number

%

Number

%

(1) Relevant securities owned and/or controlled:

415,108.0968*

0.07

68,001*

0.01

(2) Cash-settled derivatives:

719,913

0.12

1,530,107.48

0.26

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

1,372,300

0.23

0

0.00

 

     TOTAL:

2,507,321.0968*

0.43

1,598,108.48*

0.27

* GOLDMAN SACHS NON EXEMPT ENTITY GROUP resulting position includes changes resulting from non-trade related activity.

 

Class of relevant security:

 

2.000% Senior Unsecured Convertible Notes August 2022


Interests

Short positions


Number

%

Number

%

(1) Relevant securities owned and/or controlled:

12,180,000

1.94

0

0.00

(2) Cash-settled derivatives:

0

0.00

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0.00

0

0.00

 

     TOTAL:

12,180,000

1.94

0

0.00

 

 

 

 



All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (included traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:


 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 0.01 common

Purchase

1

25.0700 USD

USD 0.01 common

Purchase

1

25.0700 USD

USD 0.01 common

Purchase

1

25.0750 USD

USD 0.01 common

Purchase

2

25.0750 USD

USD 0.01 common

Purchase

1

25.0750 USD

USD 0.01 common

Purchase

1

25.0750 USD

USD 0.01 common

Purchase

2

25.0750 USD

USD 0.01 common

Purchase

5,200

25.0800 USD

USD 0.01 common

Purchase

602

25.0800 USD

USD 0.01 common

Purchase

211

25.0800 USD

USD 0.01 common

Purchase

682

25.0800 USD

USD 0.01 common

Purchase

586

25.0800 USD

USD 0.01 common

Purchase

2,855

25.0800 USD

USD 0.01 common

Purchase

1

25.0800 USD

USD 0.01 common

Purchase

138

25.0800 USD

USD 0.01 common

Purchase

1,545

25.0800 USD

USD 0.01 common

Purchase

292

25.0800 USD

USD 0.01 common

Purchase

15,758

25.0800 USD

USD 0.01 common

Purchase

1

25.0800 USD

USD 0.01 common

Purchase

830

25.0800 USD

USD 0.01 common

Purchase

28,000

25.0800 USD

USD 0.01 common

Purchase

7,141

25.0800 USD

USD 0.01 common

Purchase

1,097

25.0800 USD

USD 0.01 common

Purchase

7

25.0800 USD

USD 0.01 common

Purchase

1,679

25.0800 USD

USD 0.01 common

Purchase

97

25.0850 USD

USD 0.01 common

Purchase

151

25.0850 USD

USD 0.01 common

Purchase

2

25.0850 USD

USD 0.01 common

Purchase

2

25.0850 USD

USD 0.01 common

Purchase

1

25.0850 USD

USD 0.01 common

Purchase

5

25.0850 USD

USD 0.01 common

Purchase

1

25.0850 USD

USD 0.01 common

Purchase

46

25.0850 USD

USD 0.01 common

Purchase

1

25.0850 USD

USD 0.01 common

Purchase

1

25.0850 USD

USD 0.01 common

Purchase

1

25.0850 USD

USD 0.01 common

Purchase

2

25.0850 USD

USD 0.01 common

Purchase

35

25.0900 USD

USD 0.01 common

Purchase

1

25.0950 USD

USD 0.01 common

Purchase

14

25.0950 USD

USD 0.01 common

Purchase

100

25.1050 USD

USD 0.01 common

Purchase

1

25.1050 USD

USD 0.01 common

Purchase

2

25.1050 USD

USD 0.01 common

Purchase

265

25.1100 USD

USD 0.01 common

Purchase

107

25.1100 USD

USD 0.01 common

Purchase

5

25.1150 USD

USD 0.01 common

Purchase

1

25.1150 USD

USD 0.01 common

Purchase

100

25.1450 USD

USD 0.01 common

Purchase

43

25.1550 USD

USD 0.01 common

Purchase

100

25.1550 USD

USD 0.01 common

Purchase

1

25.1700 USD

USD 0.01 common

Purchase

1

25.1700 USD

USD 0.01 common

Purchase

41

25.1950 USD

USD 0.01 common

Purchase

100

25.2050 USD

USD 0.01 common

Purchase

5

25.2400 USD

USD 0.01 common

Purchase

78

25.2400 USD

USD 0.01 common

Purchase

1

25.2400 USD

USD 0.01 common

Purchase

100

25.2400 USD

USD 0.01 common

Purchase

7

25.2400 USD

USD 0.01 common

Purchase

90

25.2400 USD

USD 0.01 common

Purchase

40

25.2400 USD

USD 0.01 common

Purchase

130

25.2400 USD

USD 0.01 common

Purchase

164

25.2400 USD

USD 0.01 common

Purchase

103

25.2400 USD

USD 0.01 common

Purchase

17

25.2400 USD

USD 0.01 common

Purchase

10

25.2400 USD

USD 0.01 common

Purchase

100

25.2450 USD

USD 0.01 common

Purchase

170

25.2450 USD

USD 0.01 common

Purchase

100

25.2450 USD

USD 0.01 common

Purchase

100

25.2450 USD

USD 0.01 common

Purchase

100

25.2450 USD

USD 0.01 common

Purchase

100

25.2450 USD

USD 0.01 common

Purchase

23

25.2500 USD

USD 0.01 common

Purchase

7

25.2500 USD

USD 0.01 common

Purchase

2

25.2600 USD

USD 0.01 common

Purchase

78

25.2600 USD

USD 0.01 common

Purchase

3

25.2600 USD

USD 0.01 common

Purchase

163

25.2600 USD

USD 0.01 common

Purchase

100

25.2600 USD

USD 0.01 common

Purchase

78

25.2600 USD

USD 0.01 common

Purchase

127

25.2600 USD

USD 0.01 common

Purchase

100

25.2650 USD

USD 0.01 common

Purchase

119

25.2700 USD

USD 0.01 common

Purchase

100

25.2750 USD

USD 0.01 common

Purchase

8

25.2800 USD

USD 0.01 common

Purchase

6

25.2800 USD

USD 0.01 common

Purchase

1

25.2800 USD

USD 0.01 common

Purchase

12

25.2800 USD

USD 0.01 common

Purchase

38

25.2900 USD

USD 0.01 common

Purchase

7

25.2900 USD

USD 0.01 common

Purchase

7

25.2900 USD

USD 0.01 common

Purchase

12

25.2900 USD

USD 0.01 common

Purchase

65

25.2900 USD

USD 0.01 common

Purchase

100

25.2950 USD

USD 0.01 common

Purchase

1

25.3000 USD

USD 0.01 common

Purchase

6

25.3000 USD

USD 0.01 common

Purchase

32

25.3000 USD

USD 0.01 common

Purchase

100

25.3000 USD

USD 0.01 common

Purchase

36

25.3000 USD

USD 0.01 common

Purchase

68

25.3000 USD

USD 0.01 common

Purchase

3

25.3000 USD

USD 0.01 common

Purchase

100

25.3050 USD

USD 0.01 common

Purchase

1

25.3050 USD

USD 0.01 common

Purchase

31

25.3100 USD

USD 0.01 common

Purchase

4

25.3100 USD

USD 0.01 common

Purchase

36

25.3100 USD

USD 0.01 common

Purchase

4

25.3100 USD

USD 0.01 common

Purchase

55

25.3100 USD

USD 0.01 common

Purchase

12

25.3100 USD

USD 0.01 common

Purchase

11

25.3100 USD

USD 0.01 common

Purchase

51

25.3100 USD

USD 0.01 common

Purchase

1

25.3100 USD

USD 0.01 common

Purchase

9

25.3200 USD

USD 0.01 common

Purchase

107

25.3200 USD

USD 0.01 common

Purchase

31

25.3200 USD

USD 0.01 common

Purchase

87

25.3200 USD

USD 0.01 common

Purchase

53

25.3200 USD

USD 0.01 common

Purchase

21

25.3200 USD

USD 0.01 common

Purchase

21

25.3200 USD

USD 0.01 common

Purchase

100

25.3250 USD

USD 0.01 common

Purchase

100

25.3250 USD

USD 0.01 common

Purchase

1

25.3300 USD

USD 0.01 common

Purchase

87

25.3300 USD

USD 0.01 common

Purchase

27

25.3300 USD

USD 0.01 common

Purchase

13

25.3300 USD

USD 0.01 common

Purchase

13

25.3400 USD

USD 0.01 common

Purchase

10

25.3450 USD

USD 0.01 common

Purchase

15

25.3450 USD

USD 0.01 common

Purchase

10

25.3450 USD

USD 0.01 common

Purchase

100

25.3450 USD

USD 0.01 common

Purchase

10

25.3450 USD

USD 0.01 common

Purchase

24

25.3500 USD

USD 0.01 common

Purchase

100

25.3500 USD

USD 0.01 common

Purchase

102

25.3500 USD

USD 0.01 common

Purchase

1

25.3550 USD

USD 0.01 common

Purchase

100

25.3550 USD

USD 0.01 common

Purchase

5

25.3600 USD

USD 0.01 common

Purchase

100

25.3600 USD

USD 0.01 common

Purchase

4

25.3700 USD

USD 0.01 common

Purchase

64

25.3850 USD

USD 0.01 common

Purchase

1

25.3900 USD

USD 0.01 common

Purchase

13

25.3900 USD

USD 0.01 common

Purchase

24

25.3900 USD

USD 0.01 common

Purchase

92

25.4200 USD

USD 0.01 common

Purchase

100

25.4200 USD

USD 0.01 common

Purchase

8

25.4200 USD

USD 0.01 common

Purchase

100

25.4250 USD

USD 0.01 common

Purchase

50

25.4500 USD

USD 0.01 common

Purchase

50

25.4500 USD

USD 0.01 common

Purchase

100

25.4500 USD

USD 0.01 common

Purchase

100

25.4600 USD

USD 0.01 common

Purchase

300

25.4600 USD

USD 0.01 common

Purchase

100

25.4600 USD

USD 0.01 common

Purchase

36

25.4600 USD

USD 0.01 common

Purchase

180

25.4617 USD

USD 0.01 common

Purchase

100

25.4800 USD

USD 0.01 common

Purchase

43

25.4800 USD

USD 0.01 common

Purchase

10

25.4800 USD

USD 0.01 common

Purchase

100

25.5100 USD

USD 0.01 common

Purchase

42

25.5100 USD

USD 0.01 common

Purchase

100

25.5150 USD

USD 0.01 common

Purchase

3

25.5150 USD

USD 0.01 common

Purchase

100

25.5250 USD

USD 0.01 common

Purchase

100

25.5350 USD

USD 0.01 common

Purchase

100

25.5400 USD

USD 0.01 common

Purchase

1

25.5500 USD

USD 0.01 common

Purchase

100

25.5650 USD

USD 0.01 common

Purchase

100

25.5750 USD

USD 0.01 common

Purchase

0.58291

25.279675 USD

USD 0.01 common

Purchase

0.98828

25.308560 USD

USD 0.01 common

Sale

0.71531

25.278525 USD

USD 0.01 common

Sale

0.78013

25.298550 USD

USD 0.01 common

Sale

100

25.0600 USD

USD 0.01 common

Sale

200

25.0600 USD

USD 0.01 common

Sale

52

25.0600 USD

USD 0.01 common

Sale

100

25.0600 USD

USD 0.01 common

Sale

100

25.0600 USD

USD 0.01 common

Sale

100

25.0600 USD

USD 0.01 common

Sale

100

25.0600 USD

USD 0.01 common

Sale

100

25.0600 USD

USD 0.01 common

Sale

300

25.0600 USD

USD 0.01 common

Sale

100

25.0600 USD

USD 0.01 common

Sale

100

25.0600 USD

USD 0.01 common

Sale

100

25.0600 USD

USD 0.01 common

Sale

100

25.0600 USD

USD 0.01 common

Sale

100

25.0600 USD

USD 0.01 common

Sale

100

25.0600 USD

USD 0.01 common

Sale

200

25.0700 USD

USD 0.01 common

Sale

200

25.0700 USD

USD 0.01 common

Sale

100

25.0700 USD

USD 0.01 common

Sale

300

25.0700 USD

USD 0.01 common

Sale

48

25.0700 USD

USD 0.01 common

Sale

100

25.0700 USD

USD 0.01 common

Sale

200

25.0700 USD

USD 0.01 common

Sale

200

25.0700 USD

USD 0.01 common

Sale

300

25.0700 USD

USD 0.01 common

Sale

200

25.0700 USD

USD 0.01 common

Sale

200

25.0700 USD

USD 0.01 common

Sale

100

25.0800 USD

USD 0.01 common

Sale

147

25.0800 USD

USD 0.01 common

Sale

100

25.0800 USD

USD 0.01 common

Sale

91

25.0800 USD

USD 0.01 common

Sale

1

25.0800 USD

USD 0.01 common

Sale

7,141

25.0800 USD

USD 0.01 common

Sale

300

25.0800 USD

USD 0.01 common

Sale

28,000

25.0800 USD

USD 0.01 common

Sale

368

25.0800 USD

USD 0.01 common

Sale

211

25.0800 USD

USD 0.01 common

Sale

15,311

25.0800 USD

USD 0.01 common

Sale

682

25.0800 USD

USD 0.01 common

Sale

9

25.0800 USD

USD 0.01 common

Sale

1,679

25.0800 USD

USD 0.01 common

Sale

100

25.0800 USD

USD 0.01 common

Sale

132

25.0800 USD

USD 0.01 common

Sale

100

25.0800 USD

USD 0.01 common

Sale

35,200

25.0800 USD

USD 0.01 common

Sale

100

25.0800 USD

USD 0.01 common

Sale

134

25.0800 USD

USD 0.01 common

Sale

91

25.0800 USD

USD 0.01 common

Sale

830

25.0800 USD

USD 0.01 common

Sale

138

25.0800 USD

USD 0.01 common

Sale

100

25.0800 USD

USD 0.01 common

Sale

100

25.0800 USD

USD 0.01 common

Sale

100

25.0800 USD

USD 0.01 common

Sale

100

25.0800 USD

USD 0.01 common

Sale

100

25.0800 USD

USD 0.01 common

Sale

117

25.0800 USD

USD 0.01 common

Sale

100

25.0800 USD

USD 0.01 common

Sale

100

25.0800 USD

USD 0.01 common

Sale

100

25.0800 USD

USD 0.01 common

Sale

100

25.0800 USD

USD 0.01 common

Sale

9

25.0800 USD

USD 0.01 common

Sale

375

25.0800 USD

USD 0.01 common

Sale

56

25.0800 USD

USD 0.01 common

Sale

100

25.0800 USD

USD 0.01 common

Sale

100

25.0800 USD

USD 0.01 common

Sale

44

25.0800 USD

USD 0.01 common

Sale

642

25.0800 USD

USD 0.01 common

Sale

97

25.0850 USD

USD 0.01 common

Sale

200

25.0900 USD

USD 0.01 common

Sale

360

25.0950 USD

USD 0.01 common

Sale

100

25.0950 USD

USD 0.01 common

Sale

100

25.0950 USD

USD 0.01 common

Sale

14

25.0950 USD

USD 0.01 common

Sale

2

25.1000 USD

USD 0.01 common

Sale

100

25.1000 USD

USD 0.01 common

Sale

80

25.1100 USD

USD 0.01 common

Sale

20

25.1100 USD

USD 0.01 common

Sale

400

25.1400 USD

USD 0.01 common

Sale

400

25.1500 USD

USD 0.01 common

Sale

100

25.1500 USD

USD 0.01 common

Sale

100

25.1500 USD

USD 0.01 common

Sale

50

25.1500 USD

USD 0.01 common

Sale

100

25.1500 USD

USD 0.01 common

Sale

50

25.1500 USD

USD 0.01 common

Sale

1

25.1600 USD

USD 0.01 common

Sale

200

25.1600 USD

USD 0.01 common

Sale

100

25.1600 USD

USD 0.01 common

Sale

100

25.1600 USD

USD 0.01 common

Sale

1

25.1600 USD

USD 0.01 common

Sale

68

25.1700 USD

USD 0.01 common

Sale

21

25.1700 USD

USD 0.01 common

Sale

100

25.1700 USD

USD 0.01 common

Sale

100

25.1700 USD

USD 0.01 common

Sale

11

25.1700 USD

USD 0.01 common

Sale

80

25.1800 USD

USD 0.01 common

Sale

200

25.1800 USD

USD 0.01 common

Sale

20

25.1800 USD

USD 0.01 common

Sale

200

25.1800 USD

USD 0.01 common

Sale

200

25.1800 USD

USD 0.01 common

Sale

100

25.1900 USD

USD 0.01 common

Sale

70

25.1900 USD

USD 0.01 common

Sale

100

25.2000 USD

USD 0.01 common

Sale

200

25.2000 USD

USD 0.01 common

Sale

100

25.2000 USD

USD 0.01 common

Sale

300

25.2000 USD

USD 0.01 common

Sale

100

25.2000 USD

USD 0.01 common

Sale

100

25.2000 USD

USD 0.01 common

Sale

200

25.2350 USD

USD 0.01 common

Sale

200

25.2350 USD

USD 0.01 common

Sale

4,400

25.2350 USD

USD 0.01 common

Sale

200

25.2350 USD

USD 0.01 common

Sale

4,600

25.2350 USD

USD 0.01 common

Sale

4,400

25.2350 USD

USD 0.01 common

Sale

216

25.2350 USD

USD 0.01 common

Sale

100

25.2400 USD

USD 0.01 common

Sale

200

25.2400 USD

USD 0.01 common

Sale

100

25.2400 USD

USD 0.01 common

Sale

100

25.2400 USD

USD 0.01 common

Sale

100

25.2450 USD

USD 0.01 common

Sale

100

25.2500 USD

USD 0.01 common

Sale

100

25.2500 USD

USD 0.01 common

Sale

100

25.2500 USD

USD 0.01 common

Sale

100

25.2600 USD

USD 0.01 common

Sale

100

25.2600 USD

USD 0.01 common

Sale

100

25.2600 USD

USD 0.01 common

Sale

7

25.2700 USD

USD 0.01 common

Sale

14

25.2700 USD

USD 0.01 common

Sale

31

25.2800 USD

USD 0.01 common

Sale

1

25.2800 USD

USD 0.01 common

Sale

100

25.2800 USD

USD 0.01 common

Sale

1

25.2800 USD

USD 0.01 common

Sale

1

25.2800 USD

USD 0.01 common

Sale

2

25.2800 USD

USD 0.01 common

Sale

95

25.2900 USD

USD 0.01 common

Sale

100

25.2950 USD

USD 0.01 common

Sale

100

25.3000 USD

USD 0.01 common

Sale

100

25.3000 USD

USD 0.01 common

Sale

4

25.3200 USD

USD 0.01 common

Sale

2

25.3300 USD

USD 0.01 common

Sale

5

25.3300 USD

USD 0.01 common

Sale

7

25.3300 USD

USD 0.01 common

Sale

10

25.3350 USD

USD 0.01 common

Sale

10

25.3400 USD

USD 0.01 common

Sale

1

25.3400 USD

USD 0.01 common

Sale

10

25.3400 USD

USD 0.01 common

Sale

2

25.3400 USD

USD 0.01 common

Sale

10

25.3400 USD

USD 0.01 common

Sale

10

25.3450 USD

USD 0.01 common

Sale

10

25.3450 USD

USD 0.01 common

Sale

15

25.3450 USD

USD 0.01 common

Sale

10

25.3450 USD

USD 0.01 common

Sale

100

25.3500 USD

USD 0.01 common

Sale

102

25.3500 USD

USD 0.01 common

Sale

100

25.3500 USD

USD 0.01 common

Sale

100

25.3500 USD

USD 0.01 common

Sale

7

25.3500 USD

USD 0.01 common

Sale

300

25.3550 USD

USD 0.01 common

Sale

100

25.3550 USD

USD 0.01 common

Sale

200

25.3550 USD

USD 0.01 common

Sale

100

25.3600 USD

USD 0.01 common

Sale

100

25.3600 USD

USD 0.01 common

Sale

100

25.3650 USD

USD 0.01 common

Sale

83

25.3700 USD

USD 0.01 common

Sale

17

25.3700 USD

USD 0.01 common

Sale

7

25.3700 USD

USD 0.01 common

Sale

200

25.3700 USD

USD 0.01 common

Sale

100

25.3700 USD

USD 0.01 common

Sale

64

25.3850 USD

USD 0.01 common

Sale

100

25.3850 USD

USD 0.01 common

Sale

100

25.3850 USD

USD 0.01 common

Sale

51

25.3900 USD

USD 0.01 common

Sale

100

25.3900 USD

USD 0.01 common

Sale

100

25.3900 USD

USD 0.01 common

Sale

37

25.3900 USD

USD 0.01 common

Sale

12

25.3900 USD

USD 0.01 common

Sale

18

25.3900 USD

USD 0.01 common

Sale

100

25.3900 USD

USD 0.01 common

Sale

82

25.3900 USD

USD 0.01 common

Sale

3

25.4000 USD

USD 0.01 common

Sale

97

25.4000 USD

USD 0.01 common

Sale

2

25.4100 USD

USD 0.01 common

Sale

100

25.4200 USD

USD 0.01 common

Sale

1

25.4300 USD

USD 0.01 common

Sale

7

25.4400 USD

USD 0.01 common

Sale

300

25.4600 USD

USD 0.01 common

Sale

100

25.4600 USD

USD 0.01 common

Sale

36

25.4600 USD

USD 0.01 common

Sale

180

25.4617 USD

USD 0.01 common

Sale

7

25.4800 USD

USD 0.01 common

Sale

100

25.5000 USD

USD 0.01 common

Sale

100

25.5000 USD

USD 0.01 common

Sale

100

25.5000 USD

USD 0.01 common

Sale

100

25.5000 USD

USD 0.01 common

Sale

100

25.5100 USD

USD 0.01 common

Sale

300

25.5100 USD

USD 0.01 common

Sale

100

25.5100 USD

USD 0.01 common

Sale

200

25.5250 USD

USD 0.01 common

Sale

100

25.5250 USD

USD 0.01 common

Sale

129

25.5300 USD

USD 0.01 common

Sale

379

25.5300 USD

USD 0.01 common

Sale

100

25.5600 USD

 

 

Class of relevant security

Purchases/sales

Total number of securities

USD 0.01 common

Purchases

74,453.57119

USD 0.01 common

Sales

123,049.49544

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.01 common

CFD

Reducing a long position

1

25.0800 USD

USD 0.01 common

CFD

Reducing a long position

1,049

25.1580 USD

USD 0.01 common

CFD

Reducing a short position

4

25.3200 USD

USD 0.01 common

CFD

Increasing a long position

214

25.4642 USD

USD 0.01 common

CFD

Reducing a long position

953

25.5162 USD

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

14 October 2021

Contact name:

Paul Grainger and Kashif Rafiq

Telephone number:

+44(20) 7552 9835 / +44(20) 7051 0547

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8(OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENT TO 

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

     Full name of person making disclosure:

GOLDMAN SACHS NON EXEMPT ENTITY GROUP

     Name of offeror/offeree in relation to whose relevant securities disclosure relates:

NORTONLIFELOCK INC.

 

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

USD 0.01 common

Call Option

Purchased

200,000

32.0000 USD

AMER

21/01/2022

USD 0.01 common

Call Option

Purchased

492,300

32.0000 USD

AMER

14/04/2022

USD 0.01 common

Put Option

Sold

680,000

15.0000 USD

AMER

21/01/2022

 

 

3.         AGREEMENTS TO PURCHASE OR SELL

 

Full details should be given so that the nature of the interest or position can be fully understood:


 

It is not necessary to provide details on a Supplement form (Open Positions) with regard to cash-settled derivatives.

 

 The currency of all pieces and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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