FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Full name of discloser: | GOLDMAN SACHS NON EXEMPT ENTITY GROUP |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | |
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | NORTONLIFELOCK INC. |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | |
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 13 October 2021 |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security:
| USD 0.01 common | |||
| | Interests | Short positions | ||
| | Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 415,108.0968* | 0.07 | 68,001* | 0.01 |
| (2) Cash-settled derivatives: | 719,913 | 0.12 | 1,530,107.48 | 0.26 |
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 1,372,300 | 0.23 | 0 | 0.00 |
|
TOTAL: | 2,507,321.0968* | 0.43 | 1,598,108.48* | 0.27 |
* GOLDMAN SACHS NON EXEMPT ENTITY GROUP resulting position includes changes resulting from non-trade related activity.
| Class of relevant security:
| 2.000% Senior Unsecured Convertible Notes August 2022 | |||
| | Interests | Short positions | ||
| | Number | % | Number | % |
| (1) Relevant securities owned and/or controlled: | 12,180,000 | 1.94 | 0 | 0.00 |
| (2) Cash-settled derivatives: | 0 | 0.00 | 0 | 0.00 |
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00 | 0 | 0.00 |
|
TOTAL: | 12,180,000 | 1.94 | 0 | 0.00 |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (included traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: | |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
| USD 0.01 common | Purchase | 1 | 25.0700 USD |
| USD 0.01 common | Purchase | 1 | 25.0700 USD |
| USD 0.01 common | Purchase | 1 | 25.0750 USD |
| USD 0.01 common | Purchase | 2 | 25.0750 USD |
| USD 0.01 common | Purchase | 1 | 25.0750 USD |
| USD 0.01 common | Purchase | 1 | 25.0750 USD |
| USD 0.01 common | Purchase | 2 | 25.0750 USD |
| USD 0.01 common | Purchase | 5,200 | 25.0800 USD |
| USD 0.01 common | Purchase | 602 | 25.0800 USD |
| USD 0.01 common | Purchase | 211 | 25.0800 USD |
| USD 0.01 common | Purchase | 682 | 25.0800 USD |
| USD 0.01 common | Purchase | 586 | 25.0800 USD |
| USD 0.01 common | Purchase | 2,855 | 25.0800 USD |
| USD 0.01 common | Purchase | 1 | 25.0800 USD |
| USD 0.01 common | Purchase | 138 | 25.0800 USD |
| USD 0.01 common | Purchase | 1,545 | 25.0800 USD |
| USD 0.01 common | Purchase | 292 | 25.0800 USD |
| USD 0.01 common | Purchase | 15,758 | 25.0800 USD |
| USD 0.01 common | Purchase | 1 | 25.0800 USD |
| USD 0.01 common | Purchase | 830 | 25.0800 USD |
| USD 0.01 common | Purchase | 28,000 | 25.0800 USD |
| USD 0.01 common | Purchase | 7,141 | 25.0800 USD |
| USD 0.01 common | Purchase | 1,097 | 25.0800 USD |
| USD 0.01 common | Purchase | 7 | 25.0800 USD |
| USD 0.01 common | Purchase | 1,679 | 25.0800 USD |
| USD 0.01 common | Purchase | 97 | 25.0850 USD |
| USD 0.01 common | Purchase | 151 | 25.0850 USD |
| USD 0.01 common | Purchase | 2 | 25.0850 USD |
| USD 0.01 common | Purchase | 2 | 25.0850 USD |
| USD 0.01 common | Purchase | 1 | 25.0850 USD |
| USD 0.01 common | Purchase | 5 | 25.0850 USD |
| USD 0.01 common | Purchase | 1 | 25.0850 USD |
| USD 0.01 common | Purchase | 46 | 25.0850 USD |
| USD 0.01 common | Purchase | 1 | 25.0850 USD |
| USD 0.01 common | Purchase | 1 | 25.0850 USD |
| USD 0.01 common | Purchase | 1 | 25.0850 USD |
| USD 0.01 common | Purchase | 2 | 25.0850 USD |
| USD 0.01 common | Purchase | 35 | 25.0900 USD |
| USD 0.01 common | Purchase | 1 | 25.0950 USD |
| USD 0.01 common | Purchase | 14 | 25.0950 USD |
| USD 0.01 common | Purchase | 100 | 25.1050 USD |
| USD 0.01 common | Purchase | 1 | 25.1050 USD |
| USD 0.01 common | Purchase | 2 | 25.1050 USD |
| USD 0.01 common | Purchase | 265 | 25.1100 USD |
| USD 0.01 common | Purchase | 107 | 25.1100 USD |
| USD 0.01 common | Purchase | 5 | 25.1150 USD |
| USD 0.01 common | Purchase | 1 | 25.1150 USD |
| USD 0.01 common | Purchase | 100 | 25.1450 USD |
| USD 0.01 common | Purchase | 43 | 25.1550 USD |
| USD 0.01 common | Purchase | 100 | 25.1550 USD |
| USD 0.01 common | Purchase | 1 | 25.1700 USD |
| USD 0.01 common | Purchase | 1 | 25.1700 USD |
| USD 0.01 common | Purchase | 41 | 25.1950 USD |
| USD 0.01 common | Purchase | 100 | 25.2050 USD |
| USD 0.01 common | Purchase | 5 | 25.2400 USD |
| USD 0.01 common | Purchase | 78 | 25.2400 USD |
| USD 0.01 common | Purchase | 1 | 25.2400 USD |
| USD 0.01 common | Purchase | 100 | 25.2400 USD |
| USD 0.01 common | Purchase | 7 | 25.2400 USD |
| USD 0.01 common | Purchase | 90 | 25.2400 USD |
| USD 0.01 common | Purchase | 40 | 25.2400 USD |
| USD 0.01 common | Purchase | 130 | 25.2400 USD |
| USD 0.01 common | Purchase | 164 | 25.2400 USD |
| USD 0.01 common | Purchase | 103 | 25.2400 USD |
| USD 0.01 common | Purchase | 17 | 25.2400 USD |
| USD 0.01 common | Purchase | 10 | 25.2400 USD |
| USD 0.01 common | Purchase | 100 | 25.2450 USD |
| USD 0.01 common | Purchase | 170 | 25.2450 USD |
| USD 0.01 common | Purchase | 100 | 25.2450 USD |
| USD 0.01 common | Purchase | 100 | 25.2450 USD |
| USD 0.01 common | Purchase | 100 | 25.2450 USD |
| USD 0.01 common | Purchase | 100 | 25.2450 USD |
| USD 0.01 common | Purchase | 23 | 25.2500 USD |
| USD 0.01 common | Purchase | 7 | 25.2500 USD |
| USD 0.01 common | Purchase | 2 | 25.2600 USD |
| USD 0.01 common | Purchase | 78 | 25.2600 USD |
| USD 0.01 common | Purchase | 3 | 25.2600 USD |
| USD 0.01 common | Purchase | 163 | 25.2600 USD |
| USD 0.01 common | Purchase | 100 | 25.2600 USD |
| USD 0.01 common | Purchase | 78 | 25.2600 USD |
| USD 0.01 common | Purchase | 127 | 25.2600 USD |
| USD 0.01 common | Purchase | 100 | 25.2650 USD |
| USD 0.01 common | Purchase | 119 | 25.2700 USD |
| USD 0.01 common | Purchase | 100 | 25.2750 USD |
| USD 0.01 common | Purchase | 8 | 25.2800 USD |
| USD 0.01 common | Purchase | 6 | 25.2800 USD |
| USD 0.01 common | Purchase | 1 | 25.2800 USD |
| USD 0.01 common | Purchase | 12 | 25.2800 USD |
| USD 0.01 common | Purchase | 38 | 25.2900 USD |
| USD 0.01 common | Purchase | 7 | 25.2900 USD |
| USD 0.01 common | Purchase | 7 | 25.2900 USD |
| USD 0.01 common | Purchase | 12 | 25.2900 USD |
| USD 0.01 common | Purchase | 65 | 25.2900 USD |
| USD 0.01 common | Purchase | 100 | 25.2950 USD |
| USD 0.01 common | Purchase | 1 | 25.3000 USD |
| USD 0.01 common | Purchase | 6 | 25.3000 USD |
| USD 0.01 common | Purchase | 32 | 25.3000 USD |
| USD 0.01 common | Purchase | 100 | 25.3000 USD |
| USD 0.01 common | Purchase | 36 | 25.3000 USD |
| USD 0.01 common | Purchase | 68 | 25.3000 USD |
| USD 0.01 common | Purchase | 3 | 25.3000 USD |
| USD 0.01 common | Purchase | 100 | 25.3050 USD |
| USD 0.01 common | Purchase | 1 | 25.3050 USD |
| USD 0.01 common | Purchase | 31 | 25.3100 USD |
| USD 0.01 common | Purchase | 4 | 25.3100 USD |
| USD 0.01 common | Purchase | 36 | 25.3100 USD |
| USD 0.01 common | Purchase | 4 | 25.3100 USD |
| USD 0.01 common | Purchase | 55 | 25.3100 USD |
| USD 0.01 common | Purchase | 12 | 25.3100 USD |
| USD 0.01 common | Purchase | 11 | 25.3100 USD |
| USD 0.01 common | Purchase | 51 | 25.3100 USD |
| USD 0.01 common | Purchase | 1 | 25.3100 USD |
| USD 0.01 common | Purchase | 9 | 25.3200 USD |
| USD 0.01 common | Purchase | 107 | 25.3200 USD |
| USD 0.01 common | Purchase | 31 | 25.3200 USD |
| USD 0.01 common | Purchase | 87 | 25.3200 USD |
| USD 0.01 common | Purchase | 53 | 25.3200 USD |
| USD 0.01 common | Purchase | 21 | 25.3200 USD |
| USD 0.01 common | Purchase | 21 | 25.3200 USD |
| USD 0.01 common | Purchase | 100 | 25.3250 USD |
| USD 0.01 common | Purchase | 100 | 25.3250 USD |
| USD 0.01 common | Purchase | 1 | 25.3300 USD |
| USD 0.01 common | Purchase | 87 | 25.3300 USD |
| USD 0.01 common | Purchase | 27 | 25.3300 USD |
| USD 0.01 common | Purchase | 13 | 25.3300 USD |
| USD 0.01 common | Purchase | 13 | 25.3400 USD |
| USD 0.01 common | Purchase | 10 | 25.3450 USD |
| USD 0.01 common | Purchase | 15 | 25.3450 USD |
| USD 0.01 common | Purchase | 10 | 25.3450 USD |
| USD 0.01 common | Purchase | 100 | 25.3450 USD |
| USD 0.01 common | Purchase | 10 | 25.3450 USD |
| USD 0.01 common | Purchase | 24 | 25.3500 USD |
| USD 0.01 common | Purchase | 100 | 25.3500 USD |
| USD 0.01 common | Purchase | 102 | 25.3500 USD |
| USD 0.01 common | Purchase | 1 | 25.3550 USD |
| USD 0.01 common | Purchase | 100 | 25.3550 USD |
| USD 0.01 common | Purchase | 5 | 25.3600 USD |
| USD 0.01 common | Purchase | 100 | 25.3600 USD |
| USD 0.01 common | Purchase | 4 | 25.3700 USD |
| USD 0.01 common | Purchase | 64 | 25.3850 USD |
| USD 0.01 common | Purchase | 1 | 25.3900 USD |
| USD 0.01 common | Purchase | 13 | 25.3900 USD |
| USD 0.01 common | Purchase | 24 | 25.3900 USD |
| USD 0.01 common | Purchase | 92 | 25.4200 USD |
| USD 0.01 common | Purchase | 100 | 25.4200 USD |
| USD 0.01 common | Purchase | 8 | 25.4200 USD |
| USD 0.01 common | Purchase | 100 | 25.4250 USD |
| USD 0.01 common | Purchase | 50 | 25.4500 USD |
| USD 0.01 common | Purchase | 50 | 25.4500 USD |
| USD 0.01 common | Purchase | 100 | 25.4500 USD |
| USD 0.01 common | Purchase | 100 | 25.4600 USD |
| USD 0.01 common | Purchase | 300 | 25.4600 USD |
| USD 0.01 common | Purchase | 100 | 25.4600 USD |
| USD 0.01 common | Purchase | 36 | 25.4600 USD |
| USD 0.01 common | Purchase | 180 | 25.4617 USD |
| USD 0.01 common | Purchase | 100 | 25.4800 USD |
| USD 0.01 common | Purchase | 43 | 25.4800 USD |
| USD 0.01 common | Purchase | 10 | 25.4800 USD |
| USD 0.01 common | Purchase | 100 | 25.5100 USD |
| USD 0.01 common | Purchase | 42 | 25.5100 USD |
| USD 0.01 common | Purchase | 100 | 25.5150 USD |
| USD 0.01 common | Purchase | 3 | 25.5150 USD |
| USD 0.01 common | Purchase | 100 | 25.5250 USD |
| USD 0.01 common | Purchase | 100 | 25.5350 USD |
| USD 0.01 common | Purchase | 100 | 25.5400 USD |
| USD 0.01 common | Purchase | 1 | 25.5500 USD |
| USD 0.01 common | Purchase | 100 | 25.5650 USD |
| USD 0.01 common | Purchase | 100 | 25.5750 USD |
| USD 0.01 common | Purchase | 0.58291 | 25.279675 USD |
| USD 0.01 common | Purchase | 0.98828 | 25.308560 USD |
| USD 0.01 common | Sale | 0.71531 | 25.278525 USD |
| USD 0.01 common | Sale | 0.78013 | 25.298550 USD |
| USD 0.01 common | Sale | 100 | 25.0600 USD |
| USD 0.01 common | Sale | 200 | 25.0600 USD |
| USD 0.01 common | Sale | 52 | 25.0600 USD |
| USD 0.01 common | Sale | 100 | 25.0600 USD |
| USD 0.01 common | Sale | 100 | 25.0600 USD |
| USD 0.01 common | Sale | 100 | 25.0600 USD |
| USD 0.01 common | Sale | 100 | 25.0600 USD |
| USD 0.01 common | Sale | 100 | 25.0600 USD |
| USD 0.01 common | Sale | 300 | 25.0600 USD |
| USD 0.01 common | Sale | 100 | 25.0600 USD |
| USD 0.01 common | Sale | 100 | 25.0600 USD |
| USD 0.01 common | Sale | 100 | 25.0600 USD |
| USD 0.01 common | Sale | 100 | 25.0600 USD |
| USD 0.01 common | Sale | 100 | 25.0600 USD |
| USD 0.01 common | Sale | 100 | 25.0600 USD |
| USD 0.01 common | Sale | 200 | 25.0700 USD |
| USD 0.01 common | Sale | 200 | 25.0700 USD |
| USD 0.01 common | Sale | 100 | 25.0700 USD |
| USD 0.01 common | Sale | 300 | 25.0700 USD |
| USD 0.01 common | Sale | 48 | 25.0700 USD |
| USD 0.01 common | Sale | 100 | 25.0700 USD |
| USD 0.01 common | Sale | 200 | 25.0700 USD |
| USD 0.01 common | Sale | 200 | 25.0700 USD |
| USD 0.01 common | Sale | 300 | 25.0700 USD |
| USD 0.01 common | Sale | 200 | 25.0700 USD |
| USD 0.01 common | Sale | 200 | 25.0700 USD |
| USD 0.01 common | Sale | 100 | 25.0800 USD |
| USD 0.01 common | Sale | 147 | 25.0800 USD |
| USD 0.01 common | Sale | 100 | 25.0800 USD |
| USD 0.01 common | Sale | 91 | 25.0800 USD |
| USD 0.01 common | Sale | 1 | 25.0800 USD |
| USD 0.01 common | Sale | 7,141 | 25.0800 USD |
| USD 0.01 common | Sale | 300 | 25.0800 USD |
| USD 0.01 common | Sale | 28,000 | 25.0800 USD |
| USD 0.01 common | Sale | 368 | 25.0800 USD |
| USD 0.01 common | Sale | 211 | 25.0800 USD |
| USD 0.01 common | Sale | 15,311 | 25.0800 USD |
| USD 0.01 common | Sale | 682 | 25.0800 USD |
| USD 0.01 common | Sale | 9 | 25.0800 USD |
| USD 0.01 common | Sale | 1,679 | 25.0800 USD |
| USD 0.01 common | Sale | 100 | 25.0800 USD |
| USD 0.01 common | Sale | 132 | 25.0800 USD |
| USD 0.01 common | Sale | 100 | 25.0800 USD |
| USD 0.01 common | Sale | 35,200 | 25.0800 USD |
| USD 0.01 common | Sale | 100 | 25.0800 USD |
| USD 0.01 common | Sale | 134 | 25.0800 USD |
| USD 0.01 common | Sale | 91 | 25.0800 USD |
| USD 0.01 common | Sale | 830 | 25.0800 USD |
| USD 0.01 common | Sale | 138 | 25.0800 USD |
| USD 0.01 common | Sale | 100 | 25.0800 USD |
| USD 0.01 common | Sale | 100 | 25.0800 USD |
| USD 0.01 common | Sale | 100 | 25.0800 USD |
| USD 0.01 common | Sale | 100 | 25.0800 USD |
| USD 0.01 common | Sale | 100 | 25.0800 USD |
| USD 0.01 common | Sale | 117 | 25.0800 USD |
| USD 0.01 common | Sale | 100 | 25.0800 USD |
| USD 0.01 common | Sale | 100 | 25.0800 USD |
| USD 0.01 common | Sale | 100 | 25.0800 USD |
| USD 0.01 common | Sale | 100 | 25.0800 USD |
| USD 0.01 common | Sale | 9 | 25.0800 USD |
| USD 0.01 common | Sale | 375 | 25.0800 USD |
| USD 0.01 common | Sale | 56 | 25.0800 USD |
| USD 0.01 common | Sale | 100 | 25.0800 USD |
| USD 0.01 common | Sale | 100 | 25.0800 USD |
| USD 0.01 common | Sale | 44 | 25.0800 USD |
| USD 0.01 common | Sale | 642 | 25.0800 USD |
| USD 0.01 common | Sale | 97 | 25.0850 USD |
| USD 0.01 common | Sale | 200 | 25.0900 USD |
| USD 0.01 common | Sale | 360 | 25.0950 USD |
| USD 0.01 common | Sale | 100 | 25.0950 USD |
| USD 0.01 common | Sale | 100 | 25.0950 USD |
| USD 0.01 common | Sale | 14 | 25.0950 USD |
| USD 0.01 common | Sale | 2 | 25.1000 USD |
| USD 0.01 common | Sale | 100 | 25.1000 USD |
| USD 0.01 common | Sale | 80 | 25.1100 USD |
| USD 0.01 common | Sale | 20 | 25.1100 USD |
| USD 0.01 common | Sale | 400 | 25.1400 USD |
| USD 0.01 common | Sale | 400 | 25.1500 USD |
| USD 0.01 common | Sale | 100 | 25.1500 USD |
| USD 0.01 common | Sale | 100 | 25.1500 USD |
| USD 0.01 common | Sale | 50 | 25.1500 USD |
| USD 0.01 common | Sale | 100 | 25.1500 USD |
| USD 0.01 common | Sale | 50 | 25.1500 USD |
| USD 0.01 common | Sale | 1 | 25.1600 USD |
| USD 0.01 common | Sale | 200 | 25.1600 USD |
| USD 0.01 common | Sale | 100 | 25.1600 USD |
| USD 0.01 common | Sale | 100 | 25.1600 USD |
| USD 0.01 common | Sale | 1 | 25.1600 USD |
| USD 0.01 common | Sale | 68 | 25.1700 USD |
| USD 0.01 common | Sale | 21 | 25.1700 USD |
| USD 0.01 common | Sale | 100 | 25.1700 USD |
| USD 0.01 common | Sale | 100 | 25.1700 USD |
| USD 0.01 common | Sale | 11 | 25.1700 USD |
| USD 0.01 common | Sale | 80 | 25.1800 USD |
| USD 0.01 common | Sale | 200 | 25.1800 USD |
| USD 0.01 common | Sale | 20 | 25.1800 USD |
| USD 0.01 common | Sale | 200 | 25.1800 USD |
| USD 0.01 common | Sale | 200 | 25.1800 USD |
| USD 0.01 common | Sale | 100 | 25.1900 USD |
| USD 0.01 common | Sale | 70 | 25.1900 USD |
| USD 0.01 common | Sale | 100 | 25.2000 USD |
| USD 0.01 common | Sale | 200 | 25.2000 USD |
| USD 0.01 common | Sale | 100 | 25.2000 USD |
| USD 0.01 common | Sale | 300 | 25.2000 USD |
| USD 0.01 common | Sale | 100 | 25.2000 USD |
| USD 0.01 common | Sale | 100 | 25.2000 USD |
| USD 0.01 common | Sale | 200 | 25.2350 USD |
| USD 0.01 common | Sale | 200 | 25.2350 USD |
| USD 0.01 common | Sale | 4,400 | 25.2350 USD |
| USD 0.01 common | Sale | 200 | 25.2350 USD |
| USD 0.01 common | Sale | 4,600 | 25.2350 USD |
| USD 0.01 common | Sale | 4,400 | 25.2350 USD |
| USD 0.01 common | Sale | 216 | 25.2350 USD |
| USD 0.01 common | Sale | 100 | 25.2400 USD |
| USD 0.01 common | Sale | 200 | 25.2400 USD |
| USD 0.01 common | Sale | 100 | 25.2400 USD |
| USD 0.01 common | Sale | 100 | 25.2400 USD |
| USD 0.01 common | Sale | 100 | 25.2450 USD |
| USD 0.01 common | Sale | 100 | 25.2500 USD |
| USD 0.01 common | Sale | 100 | 25.2500 USD |
| USD 0.01 common | Sale | 100 | 25.2500 USD |
| USD 0.01 common | Sale | 100 | 25.2600 USD |
| USD 0.01 common | Sale | 100 | 25.2600 USD |
| USD 0.01 common | Sale | 100 | 25.2600 USD |
| USD 0.01 common | Sale | 7 | 25.2700 USD |
| USD 0.01 common | Sale | 14 | 25.2700 USD |
| USD 0.01 common | Sale | 31 | 25.2800 USD |
| USD 0.01 common | Sale | 1 | 25.2800 USD |
| USD 0.01 common | Sale | 100 | 25.2800 USD |
| USD 0.01 common | Sale | 1 | 25.2800 USD |
| USD 0.01 common | Sale | 1 | 25.2800 USD |
| USD 0.01 common | Sale | 2 | 25.2800 USD |
| USD 0.01 common | Sale | 95 | 25.2900 USD |
| USD 0.01 common | Sale | 100 | 25.2950 USD |
| USD 0.01 common | Sale | 100 | 25.3000 USD |
| USD 0.01 common | Sale | 100 | 25.3000 USD |
| USD 0.01 common | Sale | 4 | 25.3200 USD |
| USD 0.01 common | Sale | 2 | 25.3300 USD |
| USD 0.01 common | Sale | 5 | 25.3300 USD |
| USD 0.01 common | Sale | 7 | 25.3300 USD |
| USD 0.01 common | Sale | 10 | 25.3350 USD |
| USD 0.01 common | Sale | 10 | 25.3400 USD |
| USD 0.01 common | Sale | 1 | 25.3400 USD |
| USD 0.01 common | Sale | 10 | 25.3400 USD |
| USD 0.01 common | Sale | 2 | 25.3400 USD |
| USD 0.01 common | Sale | 10 | 25.3400 USD |
| USD 0.01 common | Sale | 10 | 25.3450 USD |
| USD 0.01 common | Sale | 10 | 25.3450 USD |
| USD 0.01 common | Sale | 15 | 25.3450 USD |
| USD 0.01 common | Sale | 10 | 25.3450 USD |
| USD 0.01 common | Sale | 100 | 25.3500 USD |
| USD 0.01 common | Sale | 102 | 25.3500 USD |
| USD 0.01 common | Sale | 100 | 25.3500 USD |
| USD 0.01 common | Sale | 100 | 25.3500 USD |
| USD 0.01 common | Sale | 7 | 25.3500 USD |
| USD 0.01 common | Sale | 300 | 25.3550 USD |
| USD 0.01 common | Sale | 100 | 25.3550 USD |
| USD 0.01 common | Sale | 200 | 25.3550 USD |
| USD 0.01 common | Sale | 100 | 25.3600 USD |
| USD 0.01 common | Sale | 100 | 25.3600 USD |
| USD 0.01 common | Sale | 100 | 25.3650 USD |
| USD 0.01 common | Sale | 83 | 25.3700 USD |
| USD 0.01 common | Sale | 17 | 25.3700 USD |
| USD 0.01 common | Sale | 7 | 25.3700 USD |
| USD 0.01 common | Sale | 200 | 25.3700 USD |
| USD 0.01 common | Sale | 100 | 25.3700 USD |
| USD 0.01 common | Sale | 64 | 25.3850 USD |
| USD 0.01 common | Sale | 100 | 25.3850 USD |
| USD 0.01 common | Sale | 100 | 25.3850 USD |
| USD 0.01 common | Sale | 51 | 25.3900 USD |
| USD 0.01 common | Sale | 100 | 25.3900 USD |
| USD 0.01 common | Sale | 100 | 25.3900 USD |
| USD 0.01 common | Sale | 37 | 25.3900 USD |
| USD 0.01 common | Sale | 12 | 25.3900 USD |
| USD 0.01 common | Sale | 18 | 25.3900 USD |
| USD 0.01 common | Sale | 100 | 25.3900 USD |
| USD 0.01 common | Sale | 82 | 25.3900 USD |
| USD 0.01 common | Sale | 3 | 25.4000 USD |
| USD 0.01 common | Sale | 97 | 25.4000 USD |
| USD 0.01 common | Sale | 2 | 25.4100 USD |
| USD 0.01 common | Sale | 100 | 25.4200 USD |
| USD 0.01 common | Sale | 1 | 25.4300 USD |
| USD 0.01 common | Sale | 7 | 25.4400 USD |
| USD 0.01 common | Sale | 300 | 25.4600 USD |
| USD 0.01 common | Sale | 100 | 25.4600 USD |
| USD 0.01 common | Sale | 36 | 25.4600 USD |
| USD 0.01 common | Sale | 180 | 25.4617 USD |
| USD 0.01 common | Sale | 7 | 25.4800 USD |
| USD 0.01 common | Sale | 100 | 25.5000 USD |
| USD 0.01 common | Sale | 100 | 25.5000 USD |
| USD 0.01 common | Sale | 100 | 25.5000 USD |
| USD 0.01 common | Sale | 100 | 25.5000 USD |
| USD 0.01 common | Sale | 100 | 25.5100 USD |
| USD 0.01 common | Sale | 300 | 25.5100 USD |
| USD 0.01 common | Sale | 100 | 25.5100 USD |
| USD 0.01 common | Sale | 200 | 25.5250 USD |
| USD 0.01 common | Sale | 100 | 25.5250 USD |
| USD 0.01 common | Sale | 129 | 25.5300 USD |
| USD 0.01 common | Sale | 379 | 25.5300 USD |
| USD 0.01 common | Sale | 100 | 25.5600 USD |
| Class of relevant security | Purchases/sales | Total number of securities |
| USD 0.01 common | Purchases | 74,453.57119 |
| USD 0.01 common | Sales | 123,049.49544 |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| USD 0.01 common | CFD | Reducing a long position | 1 | 25.0800 USD |
| USD 0.01 common | CFD | Reducing a long position | 1,049 | 25.1580 USD |
| USD 0.01 common | CFD | Reducing a short position | 4 | 25.3200 USD |
| USD 0.01 common | CFD | Increasing a long position | 214 | 25.4642 USD |
| USD 0.01 common | CFD | Reducing a long position | 953 | 25.5162 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| | | | | | | | |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
| | | | | |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| |
| | |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 14 October 2021 |
Contact name: | Paul Grainger and Kashif Rafiq |
Telephone number: | +44(20) 7552 9835 / +44(20) 7051 0547 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8(OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENT TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
| Full name of person making disclosure: | GOLDMAN SACHS NON EXEMPT ENTITY GROUP |
| Name of offeror/offeree in relation to whose relevant securities disclosure relates: | NORTONLIFELOCK INC. |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class of relevant security | Product description e.g. call option | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date |
| USD 0.01 common | Call Option | Purchased | 200,000 | 32.0000 USD | AMER | 21/01/2022 |
| USD 0.01 common | Call Option | Purchased | 492,300 | 32.0000 USD | AMER | 14/04/2022 |
| USD 0.01 common | Put Option | Sold | 680,000 | 15.0000 USD | AMER | 21/01/2022 |
3. AGREEMENTS TO PURCHASE OR SELL
| Full details should be given so that the nature of the interest or position can be fully understood: |
| |
It is not necessary to provide details on a Supplement form (Open Positions) with regard to cash-settled derivatives.
The currency of all pieces and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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