Close Brothers Group plc
Notification of transactions by
persons discharging managerial responsibilities
in Ordinary shares of the Company of 25p each (Shares)
Close Brothers Group plc (the "Company") notifies that on 4 October 2023, share awards under the Company's Omnibus Share Incentive Plan (the "Plan") were granted to the executive directors and other persons discharging managerial responsibilities ("PDMRs") noted below under the long term incentive plan ("LTIP") and the deferred annual bonus plan ("DAB"). A share price of £8.719 per share has been applied to determine the number of shares awarded under the plans.
Long Term Incentive Plan Awards
These awards are subject to performance conditions which are measured over a three-year period between 1 August 2023 and 31 July 2026. Participants can call for some of the award shares at any time between 4 October 2026 and 4 October 2027 at their option, at nil cost. Certain other award shares are subject to an additional two year deferral period, meaning that participants can call for those award shares at any time between 4 October 2028 and 4 October 2029.
Deferred Annual Bonus Plan Share Awards
These awards entitle participants to call for their award shares at their option and at nil cost at any time between 4 October 2025 and 4 October 2026.
The following notifications, made pursuant to Article 19(3) of the Market Abuse Regulation, provide further details.
Name of authorised official of issuer responsible for making notification
Sarah Peazer-Davies
Company Secretary
Close Brothers Group plc
6 October 2023
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Adrian Sainsbury
| ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Chief Executive | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| 2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| N/A - single transaction | ||||
| e)
| Date of the transaction
| 4 October 2023 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Mike Morgan
| ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Finance Director | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| 2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| N/A - single transaction | ||||
| -e)
| Date of the transaction
| 4 October 2023 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Rebekah Etherington
| ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Head of Human Resources | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| 2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| N/A - single transaction | ||||
| e)
| Date of the transaction
| 4 October 2023 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Nazrul Kazi
| ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Head of Internal Audit | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| 2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| N/A - single transaction | ||||
| e)
| Date of the transaction
| 4 October 2023 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Frank Pennal
| ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Chief Executive Officer Property | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| 2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| N/A - single transaction | ||||
| e)
| Date of the transaction
| 4 October 2023 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Matt Roper
| |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| Chief Executive Officer Commercial | |||||||||
| b)
| Initial notification /Amendment
| Initial notification | |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||||||
| a)
| Name
| Close Brothers Group plc | |||||||||
| b)
| LEI
| 213800W73SYHR14I3X91
| |||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| |||||||||
| b)
| Nature of the transaction
| 2023 share awards under the Company's Omnibus Share Incentive Plan: 1. Deferred Annual Bonus ('DAB') 2. Long Term Incentive Plan ('LTIP')
| |||||||||
| c)
| Price(s) and volume(s)
|
| |||||||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
33,550
Nil
| |||||||||
| e)
| Date of the transaction
| 4 October 2023 | |||||||||
| f)
| Place of the transaction
| Outside of a trading venue | |||||||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Robert Sack
| ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Chief Risk Officer | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| 2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| N/A - single transaction | ||||
| e)
| Date of the transaction
| 4 October 2023 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Angela Yotov | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group General Counsel | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Close Brothers Group plc | ||||
| b)
| LEI
| 213800W73SYHR14I3X91
| ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each
GB0007668071
| ||||
| b)
| Nature of the transaction
| 2023 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| N/A - single transaction | ||||
| e)
| Date of the transaction
| 4 October 2023 | ||||
| f)
| Place of the transaction
| Outside of a trading venue | ||||
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