FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
| 1. | KEY INFORMATION |
| Merrill Lynch International | ||
| MONDI PLC | ||
| MONDI PLC | ||
| 15/04/2024 | ||
| YES If YES, specify which:
|
| 2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
| (a) | Purchases and sales |
| Class of relevant security | Purchases/ | Total number of securities | Highest price | Lowest price |
| EUR 0.22 ordinary | Purchase | 401,716 | 14.19 GBP | 14.035 GBP |
| EUR 0.22 ordinary | Sale | 758,216 | 14.185 GBP | 14.032 GBP |
| (b) | Cash-settled derivative transactions |
| Class of | Product description | Nature of dealing | Number of reference securities | Price per unit |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 6,176 | 333.98 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 413 | 333.98 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Long Position | 58,072 | 14.035 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 2,830 | 14.035 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 6,241 | 14.135 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Long Position | 776 | 14.135 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 11,445 | 14.035 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 5,184 | 14.135 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1,023 | 14.135 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Short Position | 16,704 | 14.135 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 355 | 14.135 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 2,212 | 14.135 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1,920 | 14.135 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 836 | 14.135 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Short Position | 13,874 | 14.035 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Short Position | 1,300 | 14.057 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 290 | 14.035 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 290 | 14.035 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 3,687 | 14.035 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 56,956 | 14.046 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 2,830 | 14.035 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 6,488 | 14.035 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 1,302 | 14.035 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 28,174 | 14.081 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 3,591 | 14.035 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 18 | 14.111 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 4,378 | 14.034 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 156 | 14.034 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 8,002 | 14.034 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 191 | 14.034 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Long Position | 4,846 | 14.034 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Short Position | 18 | 14.034 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 562 | 14.034 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 11,806 | 14.134 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 2,917 | 14.096 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 708 | 333.945 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 3,451 | 333.945 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 7,824 | 334.12 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 708 | 333.945 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 3,451 | 333.945 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 7,824 | 334.12 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 574 | 334.887 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 257 | 334.884 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 3,781 | 14.129 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 3,869 | 14.085 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 13,875 | 14.085 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 4,930 | 14.085 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 3,328 | 333.807 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 1,235 | 333.985 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Long Position | 508 | 14.035 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 53 | 14.093 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 40 | 14.093 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1 | 14.093 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 136 | 14.093 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 776 | 14.075 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 1,772 | 14.06 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Long Position | 12 | 14.141 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 19,261 | 14.106 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 18,531 | 14.107 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 293 | 14.107 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 830 | 14.102 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 175,000 | 14.098 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 759 | 14.076 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 9,872 | 14.034 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 18,536 | 14.08 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Long Position | 2,353 | 14.032 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Short Position | 1,452 | 14.076 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Long Position | 11 | 14.136 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1 | 14.131 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Long Position | 10 | 14.035 GBP |
| (c) | Stock-settled derivative transactions (including options) |
| (i) | Writing, selling, purchasing or varying |
| Class | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number | Exercise | Type | Expiry date | Option money paid/ received per unit |
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| (ii) | Exercise |
| Class of relevant security | Product description | Exercising/ | Number of | Exercise Price per |
| N/A | N/A | N/A | N/A | N/A |
| (d) | Other dealings (including subscribing for new securities) |
| Class of relevant security | Nature of dealing | Details | Price per unit (if applicable) |
| N/A | N/A | N/A | N/A |
| 3. | OTHER INFORMATION |
| (a) | Indemnity and other dealing arrangements |
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal |
| None |
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: |
| None |
| Date of disclosure: | 16/04/2024 |
| Contact name: | Frank Lui |
| Telephone number: | +44207 996 6418 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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