AMENDMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
| (d) Date dealing undertaken: | 08 May 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES-BHP Group Limited |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| USD 0.54945 ordinary | SALES | 865,265 | 27.4108 GBP | 26.4850 GBP |
| USD 0.54945 ordinary | PURCHASES | 685,880 | 27.5275 GBP | 26.4850 GBP |
| USD 0.54945 ordinary | PURCHASES | 291 | 30.9157 EUR | 30.8900 EUR |
| USD 0.54945 ordinary | SALES | 2,263 | 30.9700 EUR | 30.9032 EUR |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| USD 0.54945 ordinary | CFD | increasing a long position | 37,369 | 26.5400 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 5,483 | 26.5660 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 224 | 26.5871 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 1,976 | 26.5871 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 750 | 26.6056 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 167 | 26.6538 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 5,579 | 26.7042 GBP |
| USD 0.54945 ordinary | CFD | increasing a long position | 13 | 30.9700 EUR |
| USD 0.54945 ordinary | CFD | increasing a long position | 19,265 | 618.0327 ZAR |
| USD 0.54945 ordinary | CFD | increasing a short position | 73 | 26.5097 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 126 | 26.5106 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 400 | 26.5106 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 10,677 | 26.5106 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 167 | 26.5106 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 3,237 | 26.5106 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 636 | 26.5106 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 21 | 26.5400 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 32,060 | 26.5400 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 234 | 26.5400 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 454 | 26.5400 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 142 | 26.5400 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 13 | 26.5669 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 38,048 | 26.5932 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 27 | 26.5940 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 733 | 26.5940 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 253 | 26.5940 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,689 | 26.6872 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 4,806 | 27.3785 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 4,806 | 27.3882 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 3,124 | 27.4311 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 2,403 | 27.4635 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 2,402 | 27.4737 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 2,403 | 27.4969 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 779 | 27.5022 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 7,209 | 27.5275 GBP |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,010 | 617.3180 ZAR |
| USD 0.54945 ordinary | CFD | increasing a short position | 2,140 | 617.4213 ZAR |
| USD 0.54945 ordinary | CFD | increasing a short position | 15,030 | 618.1473 ZAR |
| USD 0.54945 ordinary | CFD | increasing a short position | 1,085 | 618.3162 ZAR |
| USD 0.54945 ordinary | CFD | reducing a long position | 15 | 26.5050 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 4,900 | 26.5386 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 37,367 | 26.5400 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 158 | 26.5400 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 2,943 | 26.5400 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 5,483 | 26.5421 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 97 | 26.5427 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 10,598 | 26.5440 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 3,353 | 26.5450 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 5,934 | 26.5744 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 170 | 26.5834 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 239 | 26.5834 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 1,221 | 26.5918 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 2,048 | 26.6298 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 2,651 | 26.6302 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 5,579 | 26.6377 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 2 | 26.6740 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 465 | 26.7050 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 25 | 26.7252 GBP |
| USD 0.54945 ordinary | CFD | reducing a long position | 254 | 30.8900 EUR |
| USD 0.54945 ordinary | CFD | reducing a long position | 2,255 | 617.4892 ZAR |
| USD 0.54945 ordinary | CFD | reducing a long position | 84 | 617.9230 ZAR |
| USD 0.54945 ordinary | CFD | reducing a long position | 21,075 | 618.6169 ZAR |
| USD 0.54945 ordinary | CFD | reducing a short position | 15 | 26.5353 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 157 | 26.5400 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 454 | 26.5400 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 234 | 26.5400 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 150 | 26.5401 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 324 | 26.5402 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 13 | 26.5475 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 41,755 | 26.5586 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 125,266 | 26.5586 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 653 | 26.5720 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 586 | 26.5853 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 75,003 | 26.5861 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 37,194 | 26.6026 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 111 | 26.7096 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 223 | 27.4108 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 1,780 | 27.4108 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 235 | 27.4108 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 4,775 | 27.4108 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 81 | 27.4108 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 93 | 27.4108 GBP |
| USD 0.54945 ordinary | CFD | reducing a short position | 2,133 | 30.9019 EUR |
| USD 0.54945 ordinary | CFD | reducing a short position | 80 | 30.9384 EUR |
| USD 0.54945 ordinary | CFD | reducing a short position | 2,255 | 617.4873 ZAR |
| USD 0.54945 ordinary | CFD | reducing a short position | 84 | 617.9230 ZAR |
| USD 0.54945 ordinary | CFD | reducing a short position | 1,518 | 618.4500 ZAR |
| USD 0.54945 ordinary | CFD | reducing a short position | 13,096 | 618.5587 ZAR |
| USD 0.54945 ordinary | CFD | reducing a short position | 6,191 | 618.7646 ZAR |
| USD 0.54945 ordinary | CFD | reducing a short position | 270 | 618.9900 ZAR |
| USD 0.54945 ordinary | Constant Leverage Certificate (X4) | SHORT | 100 | 19.9000 EUR |
| USD 0.54945 ordinary | Open End Knock out Warrant (24) (ISIN | SHORT | 300 | 3.3600 EUR |
| USD 0.54945 ordinary | Open End Knock out Warrant (25) (ISIN | SHORT | 200 | 2.3000 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
| N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
| NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| NONE
|
Date of disclosure: | 10 May 2024 |
Contact name: | Craig Horsley |
Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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