AMENDMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
| (d) Date dealing undertaken: | 08 May 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES-Anglo American plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| ADR | PURCHASES | 127 | 56.7568 USD | 56.5386 USD |
| ADR | SALES | 127 | 56.7568 USD | 56.5386 USD |
| Ordinary NPV | PURCHASES | 101,888 | 22.9000 GBP | 22.6000 GBP |
| Ordinary NPV | SALES | 72,696 | 22.9100 GBP | 22.6000 GBP |
| Ordinary NPV | SALES | 20,888 | 28.4752 USD | 28.4752 USD |
| Ordinary NPV | PURCHASES | 32,474 | 43.3845 AUD | 43.2615 AUD |
| Ordinary NPV | SALES | 70,891 | 43.3902 AUD | 43.2725 AUD |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| Ordinary NPV | CFD | increasing a long position | 6,341 | 22.6958 GBP |
| Ordinary NPV | CFD | increasing a long position | 26,537 | 43.3149 AUD |
| Ordinary NPV | CFD | increasing a long position | 3,322 | 43.3457 AUD |
| Ordinary NPV | CFD | increasing a long position | 16 | 526.7800 ZAR |
| Ordinary NPV | CFD | increasing a long position | 43 | 527.4537 ZAR |
| Ordinary NPV | CFD | increasing a long position | 2 | 527.8250 ZAR |
| Ordinary NPV | CFD | increasing a long position | 5,614 | 528.3204 ZAR |
| Ordinary NPV | CFD | increasing a long position | 3,200 | 529.1908 ZAR |
| Ordinary NPV | CFD | increasing a short position | 8,281 | 22.6643 GBP |
| Ordinary NPV | CFD | increasing a short position | 1,927 | 22.7001 GBP |
| Ordinary NPV | CFD | increasing a short position | 11,301 | 22.7200 GBP |
| Ordinary NPV | CFD | increasing a short position | 91 | 22.8200 GBP |
| Ordinary NPV | CFD | increasing a short position | 2,000 | 22.8371 GBP |
| Ordinary NPV | CFD | increasing a short position | 398 | 43.3106 AUD |
| Ordinary NPV | CFD | increasing a short position | 85,270 | 43.3188 AUD |
| Ordinary NPV | CFD | increasing a short position | 116 | 43.3417 AUD |
| Ordinary NPV | CFD | increasing a short position | 200 | 43.3700 AUD |
| Ordinary NPV | CFD | increasing a short position | 2,700 | 43.3700 AUD |
| Ordinary NPV | CFD | increasing a short position | 600 | 43.3700 AUD |
| Ordinary NPV | CFD | increasing a short position | 100 | 43.3700 AUD |
| Ordinary NPV | CFD | increasing a short position | 1,299 | 43.3730 AUD |
| Ordinary NPV | CFD | increasing a short position | 507 | 43.3800 AUD |
| Ordinary NPV | CFD | increasing a short position | 43 | 527.4537 ZAR |
| Ordinary NPV | CFD | increasing a short position | 5,614 | 528.3204 ZAR |
| Ordinary NPV | CFD | reducing a long position | 205 | 22.6746 GBP |
| Ordinary NPV | CFD | reducing a long position | 811 | 22.7057 GBP |
| Ordinary NPV | CFD | reducing a long position | 1,869 | 22.7057 GBP |
| Ordinary NPV | CFD | reducing a long position | 5,953 | 22.7057 GBP |
| Ordinary NPV | CFD | reducing a long position | 1,282 | 22.7057 GBP |
| Ordinary NPV | CFD | reducing a long position | 275 | 22.7057 GBP |
| Ordinary NPV | CFD | reducing a long position | 4,456 | 22.7085 GBP |
| Ordinary NPV | CFD | reducing a long position | 12,860 | 22.7158 GBP |
| Ordinary NPV | CFD | reducing a long position | 211 | 22.7200 GBP |
| Ordinary NPV | CFD | reducing a long position | 4,438 | 43.2829 AUD |
| Ordinary NPV | CFD | reducing a long position | 191 | 43.2886 AUD |
| Ordinary NPV | CFD | reducing a long position | 356 | 43.3081 AUD |
| Ordinary NPV | CFD | reducing a long position | 44 | 43.3188 AUD |
| Ordinary NPV | CFD | reducing a long position | 1,492 | 43.3447 AUD |
| Ordinary NPV | CFD | reducing a long position | 7,941 | 43.3447 AUD |
| Ordinary NPV | CFD | reducing a long position | 1,063 | 43.3447 AUD |
| Ordinary NPV | CFD | reducing a long position | 1,357 | 43.3800 AUD |
| Ordinary NPV | CFD | reducing a long position | 16 | 526.7800 ZAR |
| Ordinary NPV | CFD | reducing a long position | 2 | 527.8250 ZAR |
| Ordinary NPV | CFD | reducing a long position | 6,604 | 528.1122 ZAR |
| Ordinary NPV | CFD | reducing a long position | 3,200 | 529.1908 ZAR |
| Ordinary NPV | CFD | reducing a short position | 91 | 22.6891 GBP |
| Ordinary NPV | CFD | reducing a short position | 472 | 22.7500 GBP |
| Ordinary NPV | CFD | reducing a short position | 56 | 22.7732 GBP |
| Ordinary NPV | CFD | reducing a short position | 61 | 22.7732 GBP |
| Ordinary NPV | CFD | reducing a short position | 7,937 | 22.7788 GBP |
| Ordinary NPV | CFD | reducing a short position | 12,951 | 22.7788 GBP |
| Ordinary NPV | CFD | reducing a short position | 8,394 | 22.7847 GBP |
| Ordinary NPV | CFD | reducing a short position | 9 | 22.9100 GBP |
| Ordinary NPV | CFD | reducing a short position | 81 | 43.3200 AUD |
| Ordinary NPV | CFD | reducing a short position | 219 | 43.3200 AUD |
| Ordinary NPV | CFD | reducing a short position | 1,653 | 43.3255 AUD |
| Ordinary NPV | CFD | reducing a short position | 81 | 43.3300 AUD |
| Ordinary NPV | CFD | reducing a short position | 30 | 43.3300 AUD |
| Ordinary NPV | CFD | reducing a short position | 18,333 | 43.3361 AUD |
| Ordinary NPV | CFD | reducing a short position | 8,106 | 43.3432 AUD |
| Ordinary NPV | CFD | reducing a short position | 4,618 | 43.3537 AUD |
| Ordinary NPV | CFD | reducing a short position | 525 | 43.3537 AUD |
| Ordinary NPV | CFD | reducing a short position | 1,874 | 43.3550 AUD |
| Ordinary NPV | CFD | reducing a short position | 2,812 | 43.3550 AUD |
| Ordinary NPV | CFD | reducing a short position | 62 | 43.3605 AUD |
| Ordinary NPV | CFD | reducing a short position | 6,604 | 528.1122 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
| Ordinary NPV | Short Put | Exercised against | 108 | 47.1812 AUD |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
| NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| NONE
|
Date of disclosure: | 10 May 2024 |
Contact name: | Craig Horsley |
Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
