Source - RNS
RNS Number : 6882I
Morgan Stanley Capital Services LLC
01 September 2016
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

J Sainsbury Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

J Sainsbury Plc

(d) Date dealing undertaken:

31 AUGUST 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 N/A

 N/A

 N/A

 N/A

 N/A  

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 28 4/7p ordinary

 CFD

 LONG

 1,323,137

 2.4030 GBP

 28 4/7p ordinary

 CFD

 LONG

 180,000

 2.4030 GBP

 28 4/7p ordinary

 CFD

 LONG

 433,310

 2.4075 GBP

 28 4/7p ordinary

 CFD

 LONG

 864,086

 2.4075 GBP

 28 4/7p ordinary

 CFD

 LONG

 14,500

 2.4084 GBP

 28 4/7p ordinary

 CFD

 LONG

 1,357

 2.4121 GBP

 28 4/7p ordinary

 CFD

 LONG

 1,083

 2.4124 GBP

 28 4/7p ordinary

 CFD

 LONG

 437

 2.4124 GBP

 28 4/7p ordinary

 CFD

 LONG

 863

 2.4124 GBP

 28 4/7p ordinary

 CFD

 LONG

 4,269

 2.4131 GBP

 28 4/7p ordinary

 CFD

 LONG

 5,659

 2.4131 GBP

 28 4/7p ordinary

 CFD

 LONG

 455,442

 2.4137 GBP

 28 4/7p ordinary

 CFD

 LONG

 182,482

 2.4137 GBP

 28 4/7p ordinary

 CFD

 LONG

 14,938

 2.4170 GBP

 28 4/7p ordinary

 CFD

 LONG

 5,985

 2.4170 GBP

 28 4/7p ordinary

 CFD

 LONG

 2,061

 2.4179 GBP

 28 4/7p ordinary

 CFD

 LONG

 5,145

 2.4179 GBP

 28 4/7p ordinary

 CFD

 LONG

 10,742

 2.4194 GBP

 28 4/7p ordinary

 CFD

 LONG

 5,000

 2.4200 GBP

 28 4/7p ordinary

 CFD

 LONG

 9,462

 2.4211 GBP

 28 4/7p ordinary

 CFD

 LONG

 23,620

 2.4211 GBP

 28 4/7p ordinary

 CFD

 LONG

 85,896

 2.4213 GBP

 28 4/7p ordinary

 CFD

 LONG

 214,382

 2.4213 GBP

 28 4/7p ordinary

 CFD

 LONG

 8,550

 2.4216 GBP

 28 4/7p ordinary

 CFD

 LONG

 1,237

 2.4224 GBP

 28 4/7p ordinary

 CFD

 LONG

 149

 2.4224 GBP

 28 4/7p ordinary

 CFD

 LONG

 28

 2.4224 GBP

 28 4/7p ordinary

 CFD

 LONG

 87

 2.4224 GBP

 28 4/7p ordinary

 CFD

 LONG

 209

 2.4224 GBP

 28 4/7p ordinary

 CFD

 LONG

 25,692

 2.4226 GBP

 28 4/7p ordinary

 CFD

 LONG

 274,308

 2.4226 GBP

 28 4/7p ordinary

 CFD

 LONG

 48,879

 2.4228 GBP

 28 4/7p ordinary

 CFD

 LONG

 19,586

 2.4228 GBP

 28 4/7p ordinary

 CFD

 LONG

 9,873

 2.4232 GBP

 28 4/7p ordinary

 CFD

 LONG

 24,640

 2.4232 GBP

 28 4/7p ordinary

 CFD

 LONG

 8,019

 2.4241 GBP

 28 4/7p ordinary

 CFD

 LONG

 20,015

 2.4241 GBP

 28 4/7p ordinary

 CFD

 SHORT

 17,529

 2.3987 GBP

 28 4/7p ordinary

 CFD

 SHORT

 268,878

 2.4030 GBP

 28 4/7p ordinary

 CFD

 SHORT

 9,150

 2.4120 GBP

 28 4/7p ordinary

 CFD

 SHORT

 534

 2.4120 GBP

 28 4/7p ordinary

 CFD

 SHORT

 14,088

 2.4121 GBP

 28 4/7p ordinary

 CFD

 SHORT

 141

 2.4123 GBP

 28 4/7p ordinary

 CFD

 SHORT

 11

 2.4123 GBP

 28 4/7p ordinary

 CFD

 SHORT

 1,186

 2.4132 GBP

 28 4/7p ordinary

 CFD

 SHORT

 2,342

 2.4132 GBP

 28 4/7p ordinary

 CFD

 SHORT

 3,273

 2.4132 GBP

 28 4/7p ordinary

 CFD

 SHORT

 3,530

 2.4140 GBP

 28 4/7p ordinary

 CFD

 SHORT

 6

 2.4153 GBP

 28 4/7p ordinary

 CFD

 SHORT

 276

 2.4153 GBP

 28 4/7p ordinary

 CFD

 SHORT

 33

 2.4160 GBP

 28 4/7p ordinary

 CFD

 SHORT

 37,915

 2.4163 GBP

 28 4/7p ordinary

 CFD

 SHORT

 670

 2.4189 GBP

 28 4/7p ordinary

 CFD

 SHORT

 282

 2.4189 GBP

 28 4/7p ordinary

 CFD

 SHORT

 393

 2.4189 GBP

 28 4/7p ordinary

 CFD

 SHORT

 63

 2.4189 GBP

 28 4/7p ordinary

 CFD

 SHORT

 21,925

 2.4190 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

01 SEPTEMBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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