Source - RNS
RNS Number : 8418I
Deutsche Bank AG
02 September 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Deutsche Bank AG London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

London Stock Exchange Group Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Deutsche Boerse AG

(d) Date dealing undertaken:

01/09/2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

 

Yes

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

GBP

Lowest price per unit paid/received

GBP

6 79/86p Ordinary

Purchase

60,507

27.97

27.464292

6 79/86p Ordinary

Sale

173,000

27.946449

27.39

 

 

(b)        Cash-settled derivative transactions

 

 

 

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

6 79/86p Ordinary

CFD

LONG

12

27.70906

6 79/86p Ordinary

CFD

LONG

19

27.795

6 79/86p Ordinary

CFD

LONG

66

27.47945

6 79/86p Ordinary

CFD

LONG

91

27.76136

6 79/86p Ordinary

CFD

LONG

100

27.82153

6 79/86p Ordinary

CFD

LONG

140

27.8346

6 79/86p Ordinary

CFD

LONG

152

27.76772

6 79/86p Ordinary

CFD

LONG

312

27.795

6 79/86p Ordinary

CFD

LONG

329

27.59

6 79/86p Ordinary

CFD

LONG

1,963

27.59242

6 79/86p Ordinary

CFD

LONG

2,214

27.5

6 79/86p Ordinary

CFD

LONG

3,000

27.83676

6 79/86p Ordinary

CFD

LONG

6,246

27.5

6 79/86p Ordinary

CFD

LONG

8,168

27.49175

6 79/86p Ordinary

CFD

LONG

9,564

27.49175

6 79/86p Ordinary

CFD

LONG

13,746

27.49175

6 79/86p Ordinary

CFD

LONG

23,052

27.62199

6 79/86p Ordinary

CFD

LONG

26,991

27.62199

6 79/86p Ordinary

CFD

LONG

38,797

27.62199

6 79/86p Ordinary

CFD

SHORT

21

27.50275

6 79/86p Ordinary

CFD

SHORT

34

27.50275

6 79/86p Ordinary

CFD

SHORT

66

27.50055

6 79/86p Ordinary

CFD

SHORT

123

27.50275

6 79/86p Ordinary

CFD

SHORT

139

27.50072

6 79/86p Ordinary

CFD

SHORT

295

27.46429

6 79/86p Ordinary

CFD

SHORT

350

27.6

6 79/86p Ordinary

CFD

SHORT

675

27.50275

6 79/86p Ordinary

CFD

SHORT

2,000

27.65208

6 79/86p Ordinary

CFD

SHORT

8,200

27.6031

6 79/86p Ordinary

CFD

SHORT

22,204

27.50055

 

 

 (c)       Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 



3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

Disclosure Date

02/09/2016

Contact name:

Osamede Aigbe

Telephone number:

00 44 207 545 8515

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
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