Source - RNS
RNS Number : 9396J
Morgan Stanley & Co. Int'l plc
15 September 2016
 

 

 FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

14 SEPTEMBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 399,588

 44.3900 GBP

 44.2600 GBP

 USD 0.10 ordinary

 SALES

 313,721

 44.3444 GBP

 44.2058 GBP

 USD 0.10 ordinary

 SALES

 30,000

 58.3225 USD

 58.3225 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 50,000

 44.2058 GBP

 USD 0.10 ordinary

 CFD

 LONG

 388

 44.2460 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,976

 44.2460 GBP

 USD 0.10 ordinary

 CFD

 LONG

 3,433

 44.2460 GBP

 USD 0.10 ordinary

 CFD

 LONG

 803

 44.2460 GBP

 USD 0.10 ordinary

 CFD

 LONG

 193

 44.2460 GBP

 USD 0.10 ordinary

 CFD

 LONG

 154

 44.2460 GBP

 USD 0.10 ordinary

 CFD

 LONG

 24,971

 44.2833 GBP

 USD 0.10 ordinary

 CFD

 LONG

 17,200

 44.2854 GBP

 USD 0.10 ordinary

 CFD

 LONG

 25,732

 44.2890 GBP

 USD 0.10 ordinary

 CFD

 LONG

 10,303

 44.2906 GBP

 USD 0.10 ordinary

 CFD

 LONG

 11,771

 44.2908 GBP

 USD 0.10 ordinary

 CFD

 LONG

 46

 44.2913 GBP

 USD 0.10 ordinary

 CFD

 LONG

 10,394

 44.2927 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,775

 44.2966 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,409

 44.2987 GBP

 USD 0.10 ordinary

 CFD

 LONG

 2,071

 44.3062 GBP

 USD 0.10 ordinary

 CFD

 LONG

 605

 44.3062 GBP

 USD 0.10 ordinary

 CFD

 LONG

 832

 44.3132 GBP

 USD 0.10 ordinary

 CFD

 LONG

 41

 44.3250 GBP

 USD 0.10 ordinary

 CFD

 LONG

 633

 44.3250 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,977

 44.3250 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 46

 44.2600 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 65

 44.2740 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 618

 44.2779 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 17,371

 44.2894 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,846

 44.2894 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 12,603

 44.2899 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 11,507

 44.2902 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 13,287

 44.2945 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 9,619

 44.2977 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 356

 44.2978 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 61

 44.3002 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 61

 44.3002 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 43

 44.3002 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,000

 44.3140 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 32,216

 44.3210 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,098

 44.3210 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 33

 44.3210 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 42

 44.3210 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 147

 44.3210 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 20,000

 44.3243 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,199

 44.3250 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,467

 44.3250 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 7,000

 44.3269 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 633

 44.3900 GBP

 USD 0.10 ordinary

 CFD

 LONG

 9,414

 835.4569 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 1,026

 835.4569 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 5,386

 837.3686 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 9,769

 835.1142 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 1,577

 835.3034 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 9,414

 835.3034 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

15 SEPTEMBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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