Source - RNS
RNS Number : 1919K
Morgan Stanley & Co. Int'l plc
19 September 2016
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

SABMiller Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

SABMiller Plc

(d) Date dealing undertaken:

16 SEPTEMBER 2016

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.10 ordinary

 PURCHASES

 923,880

 44.4650 GBP

 44.2935 GBP

 USD 0.10 ordinary

 SALES

 885,021

 44.4594 GBP

 44.3560 GBP

 USD 0.10 ordinary

 PURCHASES

 380

 58.4845 USD

 58.4845 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.10 ordinary

 CFD

 LONG

 20,000

 44.3560 GBP

 USD 0.10 ordinary

 CFD

 LONG

 175

 44.3600 GBP

 USD 0.10 ordinary

 CFD

 LONG

 9,822

 44.3631 GBP

 USD 0.10 ordinary

 CFD

 LONG

 6,715

 44.3631 GBP

 USD 0.10 ordinary

 CFD

 LONG

 21

 44.3647 GBP

 USD 0.10 ordinary

 CFD

 LONG

 338

 44.3650 GBP

 USD 0.10 ordinary

 CFD

 LONG

 16,900

 44.3683 GBP

 USD 0.10 ordinary

 CFD

 LONG

 162

 44.3700 GBP

 USD 0.10 ordinary

 CFD

 LONG

 311

 44.3711 GBP

 USD 0.10 ordinary

 CFD

 LONG

 223

 44.3711 GBP

 USD 0.10 ordinary

 CFD

 LONG

 43

 44.3740 GBP

 USD 0.10 ordinary

 CFD

 LONG

 163

 44.3750 GBP

 USD 0.10 ordinary

 CFD

 LONG

 13,612

 44.3778 GBP

 USD 0.10 ordinary

 CFD

 LONG

 14,714

 44.3786 GBP

 USD 0.10 ordinary

 CFD

 LONG

 921

 44.3786 GBP

 USD 0.10 ordinary

 CFD

 LONG

 14,116

 44.3789 GBP

 USD 0.10 ordinary

 CFD

 LONG

 511

 44.3800 GBP

 USD 0.10 ordinary

 CFD

 LONG

 12,667

 44.3813 GBP

 USD 0.10 ordinary

 CFD

 LONG

 418

 44.3826 GBP

 USD 0.10 ordinary

 CFD

 LONG

 1,151

 44.3943 GBP

 USD 0.10 ordinary

 CFD

 LONG

 14,214

 44.3975 GBP

 USD 0.10 ordinary

 CFD

 LONG

 484

 44.4000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 5,051

 44.4000 GBP

 USD 0.10 ordinary

 CFD

 LONG

 841

 44.4350 GBP

 USD 0.10 ordinary

 CFD

 LONG

 37,229

 44.4500 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 397

 44.3500 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 7,141

 44.3750 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 20,668

 44.3765 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 1,646

 44.3769 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 3,930

 44.3771 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 42,587

 44.3821 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 13,927

 44.3826 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 21,136

 44.3854 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 782

 44.3854 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 4,722

 44.3866 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 19,569

 44.3876 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 18,832

 44.3885 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 169

 44.3931 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 7,000

 44.4000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 841

 44.4000 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 50,000

 44.4369 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 10,000

 44.4444 GBP

 USD 0.10 ordinary

 CFD

 SHORT

 5,000

 44.4444 GBP

 USD 0.10 ordinary

 CFD

 LONG

 16,955

 822.2198 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 57,489

 822.4954 ZAR

 USD 0.10 ordinary

 CFD

 LONG

 1,717

 823.0000 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 34,223

 821.4071 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 1,471

 821.4417 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 18,941

 821.7387 ZAR

 USD 0.10 ordinary

 CFD

 SHORT

 2,752

 823.0000 ZAR

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

19 SEPTEMBER 2016

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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