Source - RNS
RNS Number : 0749L
JPMorgan Securities Plc
28 September 2016
 

AMENDMENT

INCREASED TENDERED EQUITY SALES BY 74,511 TO 403,479

ADDED TENDERED EQUITY SWAP PURCHASES OF 74,410

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Deutsche Boerse AG

(c) Name of the party to the offer with which exempt principal trader is connected:

London Stock Exchange Group Plc

 

(d) Date dealing undertaken:

16 September 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes

London Stock Exchange Group Plc

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

(EUR)

Lowest price per unit paid/received

(EUR)

Ordinary Shares

 

 

Tendered Ordinary Shares

Purchases

 

Sales

 

Purchases

 

Sales

25,036

 

11,515

 

352,203

 

403,479

71.9922

 

72.0310

 

84.0000

 

76.0000

70.1600

 

70.1600

 

68.0000

 

73.2610

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(EUR)

Ordinary Shares

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Tendered Ordinary Shares

Equity Swaps

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Equity Swaps

Long

 

 

 

 

Short

 

 

 

 

 

 

 

 

 

 

Long

 

 

Short

200

49

37

97

 

100

2,443

3,322

2,871

1,022

1,754

1,058

1,057

178

99

 

50,000

24,410

 

5,095

186

1,724

104

342

62

7,331

48

22,718

294

41

70.6753

70.9979

71.4008

71.4228

 

70.1621

70.1667

71.6256

71.6813

71.7175

71.7344

71.8262

71.8266

71.8628

71.9922

 

74.0288

74.0987

 

73.2626

73.3277

73.3690

73.3722

73.3742

73.3822

73.4000

73.4022

73.4048

73.7937

73.9822

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

 (EUR)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit (EUR)

Ordinary Shares

 








 

 (ii)       Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(EUR)

Ordinary Shares

Put Option

Put Option

Put Option

Put Option

 

Call Option

Call Option

Exercised Against

Exercised Against

Exercised Against

Exercising

 

Exercising

Exercising

800

1,300

800

7,100

 

6,000

2,200

78.00

80.00

84.00

76.00

 

68.00

72.00

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

(EUR)


 

 



 

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

28 September 2016

Contact name:

Tung Le

Telephone number:

020 7742 7272

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERLIFEAAIITFIR