Source - RNS
RNS Number : 7713L
JPMorgan Securities Plc
05 October 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Anheuser-Busch InBev SA/NV

(c) Name of the party to the offer with which exempt principal trader is connected:

SABMiller Plc

(d) Date dealing undertaken:

04 October 2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes

SABMiller Plc

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

(EUR)

Lowest price per unit paid/received

(EUR)

Ordinary Shares

Purchases

 

Sales

1,251,470

 

423,059

116.4914

 

116.5000

115.0000

 

114.9909

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(EUR)

 

Ordinary Shares

Equity Swaps

 

 

 

 

 

 

 

 

 

 

 

 

Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Short

44

42

1,404

5,501

3,914

181

10,104

537

1,999

300

15,870

667

3,747

8,555

19

33

1,320

2,149

3,576

402

 

558,612

3,607

322

857

401

1,206

1,786

15,423

357

71

3,060

77

1,027

714

714

714

572

420

114.9909

115.6751

115.8362

115.8704

115.9014

115.9109

115.9429

115.9518

115.9550

115.9739

116.0781

116.0907

116.1219

116.2028

116.3076

116.3095

116.3193

116.3221

116.3230

116.4250

 

115.0000

115.4728

115.5388

115.5592

115.9785

115.9790

115.9890

116.0780

116.0835

116.1087

116.1113

116.1499

116.2593

116.3140

116.3196

116.4093

116.4593

116.4914

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit (EUR)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit (EUR)

Ordinary Shares

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

 

Put Option

Purchasing

Selling

Selling

Selling

Selling

Selling

 

Selling

225,000

20,000

1,500

2,700

4,800

25,000

 

25,000

130.00

120.00

120.00

120.00

120.00

120.00

 

105.00

American

American

American

American

American

American

 

American

16/06/2017

21/10/2016

21/10/2016

21/10/2016

21/10/2016

21/10/2016

 

21/10/2016

3.06

0.65

0.69

0.70

0.71

0.75

 

0.15

                       

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(EUR)

Ordinary Shares





 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

(EUR)


 

 



 

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

05 October 2016

Contact name:

Tung Le

Telephone number:

020 7742 7272

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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