Source - RNS
RNS Number : 8812L
Clinigen Group plc
06 October 2016
 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Clinigen Group PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

x

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
iii

Grandeur Peak Global Advisors, LLC

4. Full name of shareholder(s)
 (if different from 3.):iv

FIT, Grandeur Peak Global Opportunities Fund

FIT, Grandeur Peak International Opportunities Fund

Grandeur Peak Global Opportunities, LP

FIT, Grandeur Peak Global Reach Fund

FIT, Grandeur Peak Global Micro Cap Fund

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

October 5, 2016

6. Date on which issuer notified:

October 5, 2016

7. Threshold(s) that is/are crossed or
reached:
vi, vii

4%



 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB00B89J2419

4,655,139

4,655,139

4,530,577

4,530,577


3.95 %




B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

4,530,577

3.95 %



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

As of Oct 5, 2016, our total position is 3.95%.  Specifically:

FIT, Grandeur Peak Global Opportunities Fund owns 1,509,0776 shares or 1.32%

FIT, Grandeur Peak International Opportunities Fund owns 2,036.979 shares or 1.78%

Grandeur Peak Global Opportunities, LP owns 533,892 shares or 0.47%

FIT, Grandeur Peak Global Reach Fund owns 431,730 shares or 0.38%

FIT, Grandeur Peak Global Micro Cap owns 18,900 shares or 0.02%


Proxy Voting:

10. Name of the proxy holder:

Grandeur Peak Global Advisors, LLC

11. Number of voting rights proxy holder will cease
to hold:

0

12. Date on which proxy holder will cease to hold
voting rights:

Not applicable



13. Additional information:


Grandeur Peak Global Advisors

136 South Main Street, Suite 720

Salt Lake City, UT 84101

14. Contact name:

Dustin Brown, Manager Trading & Operations

15. Contact telephone number:

801-384-0043

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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