Source - RNS
RNS Number : 9274L
Deutsche Bank AG
06 October 2016
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

AMENDMENT

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Deutsche Bank AG London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

London Stock Exchange Group Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Deutsche Boerse AG

(d) Date dealing undertaken:

14/09/2016

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

 

Yes

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

GBP

Lowest price per unit paid/received

GBP

6 79/86p Ordinary

Purchase

403,358

27.24

26.95693

6 79/86p Ordinary

Sale

31,107

27.24

26.95505

 

 

(b)        Cash-settled derivative transactions

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

6 79/86p Ordinary

CFD

LONG

2

27.21806

6 79/86p Ordinary

CFD

LONG

9

27.18039

6 79/86p Ordinary

CFD

LONG

11

27.08358

6 79/86p Ordinary

CFD

LONG

13

27.17052

6 79/86p Ordinary

CFD

LONG

21

27.15482

6 79/86p Ordinary

CFD

LONG

21

27.15684

6 79/86p Ordinary

CFD

LONG

23

27.13624

6 79/86p Ordinary

CFD

LONG

76

27.24

6 79/86p Ordinary

CFD

LONG

76

27.21806

6 79/86p Ordinary

CFD

LONG

100

27.098

6 79/86p Ordinary

CFD

LONG

101

26.955

6 79/86p Ordinary

CFD

LONG

117

27.1902

6 79/86p Ordinary

CFD

LONG

154

27.1917

6 79/86p Ordinary

CFD

LONG

441

27.08531

6 79/86p Ordinary

CFD

LONG

581

27.15505

6 79/86p Ordinary

CFD

LONG

649

27.12671

6 79/86p Ordinary

CFD

LONG

2,403

27.10492

6 79/86p Ordinary

CFD

LONG

3,834

27.10253

6 79/86p Ordinary

CFD

LONG

3,956

27.13054

6 79/86p Ordinary

CFD

LONG

5,900

27.13209

6 79/86p Ordinary

CFD

LONG

9,871

27.10253

6 79/86p Ordinary

CFD

SHORT

63

27.10059

6 79/86p Ordinary

CFD

SHORT

71

27.10059

6 79/86p Ordinary

CFD

SHORT

106

27.10059

6 79/86p Ordinary

CFD

SHORT

117

27.2272

6 79/86p Ordinary

CFD

SHORT

132

27.2272

6 79/86p Ordinary

CFD

SHORT

152

27.10132

6 79/86p Ordinary

CFD

SHORT

197

27.2272

6 79/86p Ordinary

CFD

SHORT

256

27.18365

6 79/86p Ordinary

CFD

SHORT

272

27.10059

6 79/86p Ordinary

CFD

SHORT

348

26.95693

6 79/86p Ordinary

CFD

SHORT

381

27.09177

6 79/86p Ordinary

CFD

SHORT

462

27.18365

6 79/86p Ordinary

CFD

SHORT

506

27.2272

6 79/86p Ordinary

CFD

SHORT

584

27.18365

6 79/86p Ordinary

CFD

SHORT

688

27.09177

6 79/86p Ordinary

CFD

SHORT

861

27.09177

6 79/86p Ordinary

CFD

SHORT

1,504

27.18365

6 79/86p Ordinary

CFD

SHORT

1,989

27.10059

6 79/86p Ordinary

CFD

SHORT

1,999

27.18365

6 79/86p Ordinary

CFD

SHORT

2,231

27.09177

6 79/86p Ordinary

CFD

SHORT

2,958

27.09177

6 79/86p Ordinary

CFD

SHORT

3,102

27.16553

6 79/86p Ordinary

CFD

SHORT

3,295

27.10059

6 79/86p Ordinary

CFD

SHORT

3,451

27.18365

6 79/86p Ordinary

CFD

SHORT

3,508

26.99946

6 79/86p Ordinary

CFD

SHORT

3,699

27.2272

6 79/86p Ordinary

CFD

SHORT

4,193

27.18365

6 79/86p Ordinary

CFD

SHORT

4,274

27.18365

6 79/86p Ordinary

CFD

SHORT

5,105

27.09177

6 79/86p Ordinary

CFD

SHORT

5,674

27.10059

6 79/86p Ordinary

CFD

SHORT

6,128

27.2272

6 79/86p Ordinary

CFD

SHORT

6,199

27.09177

6 79/86p Ordinary

CFD

SHORT

6,237

27.13

6 79/86p Ordinary

CFD

SHORT

6,291

27.10059

6 79/86p Ordinary

CFD

SHORT

6,323

27.09177

6 79/86p Ordinary

CFD

SHORT

7,151

27.10059

6 79/86p Ordinary

CFD

SHORT

8,187

27.18365

6 79/86p Ordinary

CFD

SHORT

10,554

27.2272

6 79/86p Ordinary

CFD

SHORT

11,702

27.2272

6 79/86p Ordinary

CFD

SHORT

12,112

27.09177

6 79/86p Ordinary

CFD

SHORT

13,301

27.2272

6 79/86p Ordinary

CFD

SHORT

15,641

27.18365

6 79/86p Ordinary

CFD

SHORT

23,142

27.09177

6 79/86p Ordinary

CFD

SHORT

40,551

27.183677

6 79/86p Ordinary

CFD

SHORT

60,000

27.091776

6 79/86p Ordinary

CFD

SHORT

75,088

27.10059

6 79/86p Ordinary

CFD

SHORT

139,664

27.2272

 

 

 (c)       Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 



3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

Disclosure Date

06/10/2016

Contact name:

Osamede Aigbe

Telephone number:

00 44 207 545 8515

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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