Source - RNS
RNS Number : 4108K
Melrose Industries PLC
10 April 2018
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

MELROSE INDUSTRIES PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

X

An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

Bank of America Corporation

City and country of registered office (if applicable)

Wilmington, DE, United States

4. Full name of shareholder(s) (if different from 3.)v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reachedvi:

05th April 2018

6. Date on which issuer notified (DD/MM/YYYY):

09th April 2018

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

2.903%

4.990%

7.893%

1,941,200,503

Position of previous notification (if

applicable)

1.730%

4.712%

6.441%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00BZ1G4322

0

56,350,711

0%

2.903%











SUBTOTAL 8. A

56,350,711

2.903%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Right to Recall

N/A

N/A

58,176

0.003%













SUBTOTAL 8. B 1

58,176

0.003%

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

Swaps

10-Apr-18

N/A

Cash Settled

                   360,111

0.019%

Swaps

30-Apr-18

N/A

Cash Settled

                 19,475,347

1.003%

Swaps

16-May-18

N/A

Cash Settled

                       271,959

0.014%

Swaps

07-Jun-18

N/A

Cash Settled

                         44,228

0.002%

Swaps

31-Jul-18

N/A

Cash Settled

                         70,980

0.004%

Swaps

10-Sep-18

N/A

Cash Settled

                       101,526

0.005%

Swaps

17-Sep-18

N/A

Cash Settled

                       337,455

0.017%

Swaps

29-Oct-18

N/A

Cash Settled

                 16,836,531

0.867%

Swaps

31-Oct-18

N/A

Cash Settled

                   6,073,542

0.313%

Swaps

17-Dec-18

N/A

Cash Settled

                   9,092,342

0.468%

Swaps

31-Dec-18

N/A

Cash Settled

                       794,527

0.041%

Swaps

31-Jan-19

N/A

Cash Settled

                       392,171

0.020%

Swaps

29-Mar-19

N/A

Cash Settled

                   5,733,672

0.295%

Swaps

10-Apr-19

N/A

Cash Settled

                   1,073,150

0.055%

Swaps

15-Apr-19

N/A

Cash Settled

                   5,443,145

0.280%

Swaps

17-Apr-19

N/A

Cash Settled

                   2,325,000

0.120%

Swaps

25-Apr-19

N/A

Cash Settled

                   9,400,000

0.484%

Swaps

30-Apr-19

N/A

Cash Settled

                       163,207

0.008%

Swaps

01-May-19

N/A

Cash Settled

                   2,704,000

0.139%

Swaps

31-May-19

N/A

Cash Settled

                         55,955

0.003%

Swaps

31-Jul-19

N/A

Cash Settled

                   2,000,000

0.103%

Swaps

30-Aug-19

N/A

Cash Settled

                         31,339

0.002%

Swaps

30-Sep-19

N/A

Cash Settled

                 10,243,151

0.528%

Swaps

15-Feb-23

N/A

Cash Settled

                   3,655,766

0.188%

Swaps

22-Feb-19

N/A

Cash Settled

                               901

0.000%

Swaps

29-May-19

N/A

Cash Settled

                           1,892

0.000%

Index Futures

15-Jun-18

N/A

Cash Settled

                       122,906

0.006%

Exchange Traded Funds

N/A

N/A

Cash Settled

 

3,056

 

0.000%




SUBTOTAL 8.B.2

96,807,859

4.987%

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

N/A

N/A

N/A

NB Holdings Corporation

N/A

N/A

N/A

BofAML Jersey Holdings Limited

N/A

N/A

N/A

BofAML EMEA Holdings 2 Limited

N/A

N/A

N/A

ML UK Capital Holdings Limited

N/A

N/A

N/A

Merrill Lynch International

N/A

4.990%

7.893%


10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held



11. Additional informationxvi


 

Place of completion

United Kingdom

Date of completion

09th April 2018

 


This information is provided by RNS
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