Source - RNS
RNS Number : 1548L
Morgan Stanley & Co. Int'l plc
17 April 2018
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

16 APRIL 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

YES - Takeda Pharmaceutical Company Limited

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 1,660

 156.3100 USD

 152.2121 USD

 ADR

 SALES

 1,660

 156.3100 USD

 152.2121 USD

 5p ordinary

 PURCHASES

 947,519

 37.2100 GBP

 35.3325 GBP

 5p ordinary

 SALES

 401,698

 37.0200 GBP

 35.3250 GBP

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 2,415

 152.4100 USD

 ADR

 CFD

 LONG

 485

 152.4100 USD

 ADR

 CFD

 LONG

 100

 152.4100 USD

 ADR

 CFD

 LONG

 158

 152.4100 USD

 ADR

 CFD

 LONG

 100

 152.4100 USD

 ADR

 CFD

 LONG

 2,414

 152.4100 USD

 ADR

 CFD

 LONG

 100

 153.7800 USD

 ADR

 CFD

 LONG

 1,000

 153.9400 USD

 ADR

 CFD

 LONG

 800

 154.0469 USD

 ADR

 CFD

 LONG

 1,000

 154.6000 USD

 ADR

 CFD

 LONG

 1,000

 155.0300 USD

 ADR

 CFD

 LONG

 1,000

 155.1260 USD

 ADR

 CFD

 LONG

 84

 156.1100 USD

 ADR

 CFD

 LONG

 112

 156.1100 USD

 ADR

 CFD

 SHORT

 1,000

 151.9950 USD

 ADR

 CFD

 SHORT

 1,000

 152.0000 USD

 ADR

 CFD

 SHORT

 1,000

 152.2500 USD

 ADR

 CFD

 SHORT

 27

 152.4100 USD

 ADR

 CFD

 SHORT

 112

 152.4100 USD

 ADR

 CFD

 SHORT

 27

 152.4100 USD

 ADR

 CFD

 SHORT

 84

 152.4100 USD

 ADR

 CFD

 SHORT

 8

 152.4100 USD

 ADR

 CFD

 SHORT

 1,800

 152.4366 USD

 ADR

 CFD

 SHORT

 100

 153.0000 USD

 ADR

 CFD

 SHORT

 80

 156.1100 USD

 5p ordinary

 CFD

 LONG

 14

 35.5900 GBP

 5p ordinary

 CFD

 LONG

 305

 35.5900 GBP

 5p ordinary

 CFD

 LONG

 48

 35.7286 GBP

 5p ordinary

 CFD

 LONG

 258

 35.9592 GBP

 5p ordinary

 CFD

 LONG

 7

 35.9829 GBP

 5p ordinary

 CFD

 LONG

 2

 35.9829 GBP

 5p ordinary

 CFD

 LONG

 45

 35.9829 GBP

 5p ordinary

 CFD

 LONG

 15

 35.9829 GBP

 5p ordinary

 CFD

 LONG

 24

 35.9829 GBP

 5p ordinary

 CFD

 LONG

 1

 35.9829 GBP

 5p ordinary

 CFD

 LONG

 184

 36.0706 GBP

 5p ordinary

 CFD

 LONG

 56,121

 36.0836 GBP

 5p ordinary

 CFD

 LONG

 19,450

 36.1041 GBP

 5p ordinary

 CFD

 LONG

 457

 36.3506 GBP

 5p ordinary

 CFD

 LONG

 12

 36.3506 GBP

 5p ordinary

 CFD

 LONG

 23

 36.3506 GBP

 5p ordinary

 CFD

 LONG

 34

 36.4150 GBP

 5p ordinary

 CFD

 LONG

 13,019

 36.6329 GBP

 5p ordinary

 CFD

 SHORT

 3,999

 35.4050 GBP

 5p ordinary

 CFD

 SHORT

 5,097

 35.4050 GBP

 5p ordinary

 CFD

 SHORT

 13,734

 35.5703 GBP

 5p ordinary

 CFD

 SHORT

 10,289

 35.5900 GBP

 5p ordinary

 CFD

 SHORT

 86

 35.5900 GBP

 5p ordinary

 CFD

 SHORT

 41,864

 35.5900 GBP

 5p ordinary

 CFD

 SHORT

 86

 35.5900 GBP

 5p ordinary

 CFD

 SHORT

 44

 35.5900 GBP

 5p ordinary

 CFD

 SHORT

 9,867

 35.6524 GBP

 5p ordinary

 CFD

 SHORT

 15,960

 35.6688 GBP

 5p ordinary

 CFD

 SHORT

 9,040

 35.6688 GBP

 5p ordinary

 CFD

 SHORT

 507

 35.6995 GBP

 5p ordinary

 CFD

 SHORT

 3

 35.8885 GBP

 5p ordinary

 CFD

 SHORT

 1

 35.8885 GBP

 5p ordinary

 CFD

 SHORT

 27

 35.9247 GBP

 5p ordinary

 CFD

 SHORT

 3,549

 35.9793 GBP

 5p ordinary

 CFD

 SHORT

 94

 35.9930 GBP

 5p ordinary

 CFD

 SHORT

 53,861

 36.0837 GBP

 5p ordinary

 CFD

 SHORT

 2,410

 36.2893 GBP

 5p ordinary

 CFD

 SHORT

 305

 36.3337 GBP

 5p ordinary

 CFD

 SHORT

 4,598

 36.3492 GBP

 5p ordinary

 CFD

 SHORT

 8

 36.3650 GBP

 5p ordinary

 CFD

 SHORT

 13,019

 36.5253 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

17 APRIL 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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