Source - RNS
RNS Number : 3466X
Morgan Stanley Capital Services LLC
09 August 2018
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

08 AUGUST 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 1,600

 173.5800 USD

 172.6600 USD

 ADR

 SALES

 5,742

 174.0100 USD

 172.5800 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 126

 172.6600 USD

 ADR

 CFD

 LONG

 125

 172.6600 USD

 ADR

 CFD

 LONG

 200

 172.6600 USD

 ADR

 CFD

 LONG

 881

 173.2750 USD

 ADR

 CFD

 LONG

 4,881

 173.2885 USD

 ADR

 CFD

 LONG

 105

 173.2900 USD

 ADR

 CFD

 LONG

 4,000

 173.2915 USD

 ADR

 CFD

 LONG

 68

 173.5200 USD

 ADR

 CFD

 LONG

 93

 173.5200 USD

 ADR

 CFD

 LONG

 76

 173.5200 USD

 ADR

 CFD

 LONG

 68

 173.5200 USD

 ADR

 CFD

 SHORT

 93

 172.6600 USD

 ADR

 CFD

 SHORT

 203

 172.6600 USD

 ADR

 CFD

 SHORT

 76

 172.6600 USD

 ADR

 CFD

 SHORT

 82

 172.8800 USD

 ADR

 CFD

 SHORT

 1

 172.8800 USD

 ADR

 CFD

 SHORT

 600

 173.1633 USD

 ADR

 CFD

 SHORT

 783

 173.1788 USD

 ADR

 CFD

 SHORT

 36

 173.5200 USD

 ADR

 CFD

 SHORT

 126

 173.5200 USD

 ADR

 CFD

 SHORT

 125

 173.5200 USD

 ADR

 CFD

 SHORT

 100

 173.5200 USD

 5p ordinary

 CFD

 LONG

 4,162

 44.9442 GBP

 5p ordinary

 CFD

 LONG

 540

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 5,399

 44.6212 GBP

 5p ordinary

 CFD

 SHORT

 22,741

 44.6212 GBP

 5p ordinary

 CFD

 SHORT

 13,046

 44.6212 GBP

 5p ordinary

 CFD

 SHORT

 6,010

 44.6212 GBP

 5p ordinary

 CFD

 SHORT

 2,804

 44.6212 GBP

 5p ordinary

 CFD

 SHORT

 5,488

 44.6212 GBP

 5p ordinary

 CFD

 SHORT

 1,156

 44.6212 GBP

 5p ordinary

 CFD

 SHORT

 6,506

 44.6212 GBP

 5p ordinary

 CFD

 SHORT

 1,681

 44.6212 GBP

 5p ordinary

 CFD

 SHORT

 2,148

 44.6212 GBP

 5p ordinary

 CFD

 SHORT

 7,706

 44.6212 GBP

 5p ordinary

 CFD

 SHORT

 16,581

 44.6212 GBP

 5p ordinary

 CFD

 SHORT

 370

 44.6212 GBP

 5p ordinary

 CFD

 SHORT

 1,262

 44.6212 GBP

 5p ordinary

 CFD

 SHORT

 5,533

 44.6212 GBP

 5p ordinary

 CFD

 SHORT

 3

 44.7550 GBP

 5p ordinary

 CFD

 SHORT

 1,681

 44.8150 GBP

 5p ordinary

 CFD

 SHORT

 2,148

 44.8150 GBP

 5p ordinary

 CFD

 SHORT

 6,506

 44.8150 GBP

 5p ordinary

 CFD

 SHORT

 5,488

 44.8150 GBP

 5p ordinary

 CFD

 SHORT

 1,156

 44.8150 GBP

 5p ordinary

 CFD

 SHORT

 2,804

 44.8150 GBP

 5p ordinary

 CFD

 SHORT

 13,046

 44.8150 GBP

 5p ordinary

 CFD

 SHORT

 5,399

 44.8150 GBP

 5p ordinary

 CFD

 SHORT

 6,010

 44.8150 GBP

 5p ordinary

 CFD

 SHORT

 22,741

 44.8150 GBP

 5p ordinary

 CFD

 SHORT

 1,262

 44.8150 GBP

 5p ordinary

 CFD

 SHORT

 5,533

 44.8150 GBP

 5p ordinary

 CFD

 SHORT

 370

 44.8150 GBP

 5p ordinary

 CFD

 SHORT

 16,581

 44.8150 GBP

 5p ordinary

 CFD

 SHORT

 7,706

 44.8150 GBP

 5p ordinary

 CFD

 SHORT

 331

 44.8154 GBP

 5p ordinary

 CFD

 SHORT

 358

 44.8349 GBP

 5p ordinary

 CFD

 SHORT

 100

 44.9336 GBP

 5p ordinary

 CFD

 SHORT

 286

 44.9788 GBP

 5p ordinary

 CFD

 SHORT

 6,560

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 14,116

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 315

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 1,074

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 4,710

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 4,596

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 19,361

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 5,117

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 11,106

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 2,387

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 984

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 4,672

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 5,538

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 1,828

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 1,431

 45.0000 GBP

 5p ordinary

 CFD

 SHORT

 2,057

 45.0214 GBP

 5p ordinary

 CFD

 SHORT

 1,611

 45.0214 GBP

 5p ordinary

 CFD

 SHORT

 5,257

 45.0214 GBP

 5p ordinary

 CFD

 SHORT

 6,232

 45.0214 GBP

 5p ordinary

 CFD

 SHORT

 1,107

 45.0214 GBP

 5p ordinary

 CFD

 SHORT

 2,686

 45.0214 GBP

 5p ordinary

 CFD

 SHORT

 12,497

 45.0214 GBP

 5p ordinary

 CFD

 SHORT

 5,757

 45.0214 GBP

 5p ordinary

 CFD

 SHORT

 21,784

 45.0214 GBP

 5p ordinary

 CFD

 SHORT

 5,172

 45.0214 GBP

 5p ordinary

 CFD

 SHORT

 1,209

 45.0214 GBP

 5p ordinary

 CFD

 SHORT

 5,300

 45.0214 GBP

 5p ordinary

 CFD

 SHORT

 354

 45.0214 GBP

 5p ordinary

 CFD

 SHORT

 15,882

 45.0214 GBP

 5p ordinary

 CFD

 SHORT

 7,382

 45.0214 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

09 AUGUST 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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