Source - RNS
RNS Number : 4843X
Morgan Stanley Capital Services LLC
10 August 2018
 

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Capital Services LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

 

Shire plc

(d) Date dealing undertaken:

09 AUGUST 2018

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes - Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 The currency of all prices and other monetary amounts should be stated.

 

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 ADR

 PURCHASES

 301

 173.7800 USD

 173.2700 USD

 ADR

 SALES

 6,619

 174.1700 USD

 173.0600 USD

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 ADR

 CFD

 LONG

 201

 173.2700 USD

 ADR

 CFD

 LONG

 5,900

 173.7609 USD

 ADR

 CFD

 LONG

 5,900

 173.7609 USD

 ADR

 CFD

 LONG

 118

 173.7800 USD

 ADR

 CFD

 LONG

 118

 173.7800 USD

 ADR

 CFD

 LONG

 300

 173.7800 USD

 ADR

 CFD

 LONG

 100

 174.0800 USD

 ADR

 CFD

 SHORT

 100

 173.2700 USD

 ADR

 CFD

 SHORT

 100

 173.2700 USD

 ADR

 CFD

 SHORT

 201

 173.7800 USD

 5p ordinary

 CFD

 LONG

 781

 44.6111 GBP

 5p ordinary

 CFD

 LONG

 1,039

 44.6619 GBP

 5p ordinary

 CFD

 LONG

 396

 44.6678 GBP

 5p ordinary

 CFD

 LONG

 551

 44.7005 GBP

 5p ordinary

 CFD

 LONG

 462

 44.7634 GBP

 5p ordinary

 CFD

 LONG

 782

 44.7829 GBP

 5p ordinary

 CFD

 LONG

 1,223

 44.8560 GBP

 5p ordinary

 CFD

 LONG

 1,627

 44.8783 GBP

 5p ordinary

 CFD

 LONG

 169

 44.8877 GBP

 5p ordinary

 CFD

 LONG

 926

 44.8941 GBP

 5p ordinary

 CFD

 LONG

 1,214

 44.8957 GBP

 5p ordinary

 CFD

 LONG

 1,306

 44.9608 GBP

 5p ordinary

 CFD

 LONG

 2,423

 44.9850 GBP

 5p ordinary

 CFD

 SHORT

 949

 44.7724 GBP

 5p ordinary

 CFD

 SHORT

 83

 44.8169 GBP

 5p ordinary

 CFD

 SHORT

 799

 44.8887 GBP

 5p ordinary

 CFD

 SHORT

 2,272

 44.9080 GBP

 5p ordinary

 CFD

 SHORT

 1,779

 44.9080 GBP

 5p ordinary

 CFD

 SHORT

 6,884

 44.9080 GBP

 5p ordinary

 CFD

 SHORT

 5,807

 44.9080 GBP

 5p ordinary

 CFD

 SHORT

 8,154

 44.9080 GBP

 5p ordinary

 CFD

 SHORT

 392

 44.9080 GBP

 5p ordinary

 CFD

 SHORT

 17,546

 44.9080 GBP

 5p ordinary

 CFD

 SHORT

 1,223

 44.9080 GBP

 5p ordinary

 CFD

 SHORT

 5,855

 44.9080 GBP

 5p ordinary

 CFD

 SHORT

 1,336

 44.9080 GBP

 5p ordinary

 CFD

 SHORT

 5,713

 44.9080 GBP

 5p ordinary

 CFD

 SHORT

 24,066

 44.9080 GBP

 5p ordinary

 CFD

 SHORT

 2,967

 44.9080 GBP

 5p ordinary

 CFD

 SHORT

 6,360

 44.9080 GBP

 5p ordinary

 CFD

 SHORT

 13,805

 44.9080 GBP

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercise

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

10 AUGUST 2018

Contact name:

Craig Horsley

Telephone number:

+44(141) 245 7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


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