Rolls-Royce Holdings plc
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
Rolls-Royce Holdings plc (the Company) announces that the following persons discharging managerial responsibilities (PDMRs) transacted in ordinary shares of 20p each in the Company in relation to awards made under the Rolls-Royce Deferred Share Bonus Plan (DSBP).
DSBP award
Tom Bell was awarded 69,004 deferred shares under the DSBP on 31 March 2021 at a price of £1.0693 per share. The deferred shares will vest in two years' time, provided that Tom remains an employee of a Rolls-Royce Group company.
DSBP dividend equivalents
Deferred share awards were made on 15 March 2019 under the DSBP and vested on 15 March 2021. The PDMRs received a dividend equivalent on 31 March 2021 in respect of these awards. The dividend equivalent is equal in value to the payments to shareholders made between the grant date and the vesting date on the number of shares that vested.
| PDMR | Dividend equivalent vested | Number of shares sold to cover statutory withholding liabilities | Number of shares released to SPA |
| Warren East | 1,988 | 937 | 1,051 |
| Tom Bell | 820 | 339 | 481 |
| Chris Cholerton | 802 | 378 | 424 |
| Mark Gregory | 527 | 249 | 278 |
| Harry Holt | 677 | 319 | 358 |
| Andreas Schell | 1,052 | 549 | 503 |
| Paul Stein | 501 | 236 | 265 |
| Ben Story | 607 | 286 | 321 |
|
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Warren East | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Chief Executive | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Rolls-Royce Holdings plc | ||||
| b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
| Transaction 1 | ||||||
| b)
| Nature of the transaction
| Vesting of dividend equivalent awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
1,988 Nil | ||||
| Transaction 2 | ||||||
| b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
937 £1.0643 | ||||
| e)
| Date of the transaction(s)
| 31 March 2021 | ||||
| f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Thomas Bell | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| President - Defence; Chairman & CEO of Rolls-Royce North America | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Rolls-Royce Holdings plc | ||||
| b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
| Transaction 1 | ||||||
| b)
| Nature of the transaction
| Grant of awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
69,004 £1.0693 | ||||
| Transaction 2 | ||||||
| b)
| Nature of the transaction
| Vesting of dividend equivalent awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
820 Nil | ||||
| Transaction 3 | ||||||
| b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
339 £1.0643 | ||||
| e)
| Date of the transaction(s)
| 31 March 2021 | ||||
| f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
|
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Chris Cholerton | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| President - Civil Aerospace | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Rolls-Royce Holdings plc | ||||
| b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
| Transaction 1 | ||||||
| b)
| Nature of the transaction
| Vesting of dividend equivalent awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
802 Nil | ||||
| Transaction 2 | ||||||
| b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
378 £1.0643 | ||||
| e)
| Date of the transaction(s)
| 31 March 2021 | ||||
| f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
|
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Mark Gregory | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| General Counsel | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Rolls-Royce Holdings plc | ||||
| b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
| Transaction 1 | ||||||
| b)
| Nature of the transaction
| Vesting of dividend equivalent awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
527 Nil | ||||
| Transaction 2 | ||||||
| b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
249 £1.0643 | ||||
| e)
| Date of the transaction(s)
| 31 March 2021 | ||||
| f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
|
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Harry Holt | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Chief People Officer | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Rolls-Royce Holdings plc | ||||
| b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
| Transaction 1 | ||||||
| b)
| Nature of the transaction
| Vesting of dividend equivalent awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
677 Nil | ||||
| Transaction 2 | ||||||
| b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
319 £1.0643 | ||||
| e)
| Date of the transaction(s)
| 31 March 2021 | ||||
| f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
|
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Andreas Schell | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| CEO - Rolls-Royce Power Systems AG | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Rolls-Royce Holdings plc | ||||
| b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
| Transaction 1 | ||||||
| b)
| Nature of the transaction
| Vesting of dividend equivalent awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
1,052 Nil | ||||
| Transaction 2 | ||||||
| b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
549 £1.0643 | ||||
| e)
| Date of the transaction(s)
| 31 March 2021 | ||||
| f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
|
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Paul Stein | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Chief Technology Officer | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Rolls-Royce Holdings plc | ||||
| b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
| Transaction 1 | ||||||
| b)
| Nature of the transaction
| Vesting of dividend equivalent awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
501 Nil | ||||
| Transaction 2 | ||||||
| b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
236 £1.0643 | ||||
| e)
| Date of the transaction(s)
| 31 March 2021 | ||||
| f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
|
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Benjamin Story | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Strategic Marketing Director | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Rolls-Royce Holdings plc | ||||
| b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
| Transaction 1 | ||||||
| b)
| Nature of the transaction
| Vesting of dividend equivalent awards made under the Rolls-Royce Deferred Share Bonus Plan
| ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
607 Nil | ||||
| Transaction 2 | ||||||
| b)
| Nature of the transaction
| Sale of shares to cover statutory withholding liabilities | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price |
286 £1.0643 | ||||
| e)
| Date of the transaction(s)
| 31 March 2021 | ||||
| f)
| Place of the transaction(s)
| London Stock Exchange, Main Market (XLON) | ||||
| Name of officer of issuer responsible for making notification: Nicola Carroll FCG Date of notification: 7 April 2021 |
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