18 June 2021
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
(i) Shares in respect of the quarterly payment of the Share element of PDMRs' fixed remuneration
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Jes Staley | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Chief Executive Officer | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Barclays PLC | ||||
| b)
| LEI
| 213800LBQA1Y9L22JB70 | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary shares with a nominal value of 25 pence each ("Shares")
| ||||
| b)
| Nature of the transaction
| The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 7 March 2019. The Shares delivered are in respect of the quarterly payment of the Shares element of the individual's fixed remuneration for the three month period to 30 June 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 4.2
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Shares
GB0031348658
| ||||
| b)
| Nature of the transaction
| Sale of Shares to cover income tax and social security liability due on the delivery of Shares | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Tushar Morzaria
| ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Finance Director | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Barclays PLC | ||||
| b)
| LEI
| 213800LBQA1Y9L22JB70 | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary shares with a nominal value of 25 pence each ("Shares")
| ||||
| b)
| Nature of the transaction
| The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Shares element of the individual's fixed remuneration for the three month period to 30 June 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 4.2
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Shares
GB0031348658
| ||||
| b)
| Nature of the transaction
| Sale of Shares to cover income tax and social security liability due on the delivery of Shares | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Mark Ashton-Rigby | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Chief Operating Officer | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Barclays PLC | ||||
| b)
| LEI
| 213800LBQA1Y9L22JB70 | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary shares with a nominal value of 25 pence each ("Shares")
| ||||
| b)
| Nature of the transaction
| The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 14 August 2019. The Shares delivered are in respect of the quarterly payment of the Shares element of the individual's fixed remuneration for the three month period to 30 June 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years. | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 4.2
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Shares
GB0031348658
| ||||
| b)
| Nature of the transaction
| Sale of Shares to cover income tax and social security liability due on the delivery of Shares | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Paul Compton | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Global Head of Banking and Co-President of BBPLC | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Barclays PLC | ||||
| b)
| LEI
| 213800LBQA1Y9L22JB70 | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary shares with a nominal value of 25 pence each ("Shares")
| ||||
| b)
| Nature of the transaction
| The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Shares element of the individual's fixed remuneration for the three month period to 30 June 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 4.2
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Shares
GB0031348658
| ||||
| b)
| Nature of the transaction
| Sale of Shares to cover income tax and social security liability due on the delivery of Shares | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Alistair Currie | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Head of Barclays Corporate Banking | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Barclays PLC | ||||
| b)
| LEI
| 213800LBQA1Y9L22JB70 | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary shares with a nominal value of 25 pence each ("Shares")
| ||||
| b)
| Nature of the transaction
| The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Shares element of the individual's fixed remuneration for the three month period to 30 June 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 4.2
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Shares
GB0031348658
| ||||
| b)
| Nature of the transaction
| Sale of Shares to cover income tax and social security liability due on the delivery of Shares | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Stephen Dainton | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Deputy Head of Markets | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Barclays PLC | ||||
| b)
| LEI
| 213800LBQA1Y9L22JB70 | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary shares with a nominal value of 25 pence each ("Shares")
| ||||
| b)
| Nature of the transaction
| The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 30 August 2019. The Shares delivered are in respect of the quarterly payment of the Shares element of the individual's fixed remuneration for the three month period to 30 June 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 4.2
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Shares
GB0031348658
| ||||
| b)
| Nature of the transaction
| Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Matthew Hammerstein | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| CEO, Barclays Bank UK PLC | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Barclays PLC | ||||
| b)
| LEI
| 213800LBQA1Y9L22JB70 | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary shares with a nominal value of 25 pence each ("Shares")
| ||||
| b)
| Nature of the transaction
| The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Shares element of the individual's fixed remuneration for the three month period to 30 June 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 4.2
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Shares
GB0031348658
| ||||
| b)
| Nature of the transaction
| Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Laura Padovani | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Chief Compliance Officer | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Barclays PLC | ||||
| b)
| LEI
| 213800LBQA1Y9L22JB70 | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary shares with a nominal value of 25 pence each ("Shares")
| ||||
| b)
| Nature of the transaction
| The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 21 March 2019. The Shares delivered are in respect of the quarterly payment of the Shares element of the individual's fixed remuneration for the three month period to 30 June 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 4.2
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Shares
GB0031348658
| ||||
| b)
| Nature of the transaction
| Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Tristram Roberts | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group HR Director
| ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Barclays PLC | ||||
| b)
| LEI
| 213800LBQA1Y9L22JB70 | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary shares with a nominal value of 25 pence each ("Shares")
| ||||
| b)
| Nature of the transaction
| The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Shares element of the individual's fixed remuneration for the three month period to 30 June 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 4.2
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Shares
GB0031348658
| ||||
| b)
| Nature of the transaction
| Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Taalib Shaah
| ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Chief Risk Officer | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Barclays PLC | ||||
| b)
| LEI
| 213800LBQA1Y9L22JB70 | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares")
| ||||
| b)
| Nature of the transaction
| The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 17 November 2020. The Shares delivered are in respect of the quarterly payment of the Shares element of the individual's fixed remuneration for the three month period to 30 June 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| Not applicable | ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 4.2
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code | Shares
GB0031348658
| ||||
| b)
| Nature of the transaction
| Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| Not applicable | ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Stephen Shapiro | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group General Counsel and Company Secretary | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Barclays PLC | ||||
| b)
| LEI
| 213800LBQA1Y9L22JB70 | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares")
| ||||
| b)
| Nature of the transaction
| The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 27 August 2020. The Shares delivered are in respect of the quarterly payment of the Shares element of the individual's fixed remuneration for the three month period to 30 June 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| Not applicable | ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 4.2
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code | Shares
GB0031348658
| ||||
| b)
| Nature of the transaction
| Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| Not applicable | ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Ashok Vaswani | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| CEO, Consumer Banking & Payments
| ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Barclays PLC | ||||
| b)
| LEI
| 213800LBQA1Y9L22JB70 | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares")
| ||||
| b)
| Nature of the transaction
| The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Shares element of the individual's fixed remuneration for the three month period to 30 June 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| Not applicable | ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 4.2
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code | Shares
GB0031348658
| ||||
| b)
| Nature of the transaction
| Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| Not applicable | ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| C.S. Venkatakrishnan
| ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Global Head of Markets and Co-President of BBPLC
| ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Barclays PLC | ||||
| b)
| LEI
| 213800LBQA1Y9L22JB70 | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares")
| ||||
| b)
| Nature of the transaction
| The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Shares element of the individual's fixed remuneration for the three month period to 30 June 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code | Shares
GB0031348658
| ||||
| b)
| Nature of the transaction
| Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Sasha Wiggins | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Head of Public Policy and Corporate Responsibility
| ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Barclays PLC | ||||
| b)
| LEI
| 213800LBQA1Y9L22JB70 | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares")
| ||||
| b)
| Nature of the transaction
| The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 June 2020. The Shares delivered are in respect of the quarterly payment of the Shares element of the individual's fixed remuneration for the three month period to 30 June 2021. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| Not applicable | ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 4.2
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code | Shares
GB0031348658
| ||||
| b)
| Nature of the transaction
| Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price
| Not applicable | ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
(ii) Barclays Long Term Incentive Plan ("LTIP")
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Jes Staley | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Chief Executive Officer | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Barclays PLC | ||||
| b)
| LEI
| 213800LBQA1Y9L22JB70 | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary shares with a nominal value of 25 pence each ("Shares")
| ||||
| b)
| Nature of the transaction
| The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the vesting of the second portion of the 2017 Barclays Long Term Incentive Plan ("LTIP"), such Shares being subject to a holding period with restrictions lifting after six months. | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 4.2
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Shares
GB0031348658
| ||||
| b)
| Nature of the transaction
| Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the LTIP. | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Tushar Morzaria
| ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Group Finance Director | ||||
| b)
| Initial notification /Amendment
| Initial notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
| a)
| Name
| Barclays PLC | ||||
| b)
| LEI
| 213800LBQA1Y9L22JB70 | ||||
| 4.1
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary shares with a nominal value of 25 pence each ("Shares")
| ||||
| b)
| Nature of the transaction
| The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the vesting of the second portion of the 2017 Barclays Long Term Incentive Plan ("LTIP"), such Shares being subject to a holding period with restrictions lifting after six months. | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
| 4.2
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
| a)
| Description of the financial instrument, type of instrument
Identification code
| Shares
GB0031348658
| ||||
| b)
| Nature of the transaction
| Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the LTIP. | ||||
| c)
| Price(s) and volume(s)
|
| ||||
| d)
| Aggregated information
- Aggregated volume
- Price | Not applicable
| ||||
| e)
| Date of the transaction
| 2021-06-16 | ||||
| f)
| Place of the transaction
| London Stock Exchange (XLON) | ||||
For further information please contact:
| Investor Relations | Media Relations |
| Chris Manners | Tom Hoskin |
| +44 (0) 20 7773 2136
| +44 (0)20 7116 4755 |
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