Source - LSE Regulatory
RNS Number : 6273L
Barclays PLC
16 May 2022
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

 

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

 

(b)

Name of offeror/offeree in relation to whose

CAPITAL & COUNTIES PROPERTIES PLC

 


relevant securities this form relates:

 

(c)

Name of the party to the offer with which exempt

Capital & Counties Properties plc

 


principal trader is connected

 

(d)

Date position held/dealing undertaken:

13 May 2022

 

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

 


 


trader making disclosures in respect of any other party to the offer?

SHAFTESBURY PLC


 

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing (if any)

 

 

Class of relevant security:

25p ordinary



 


Interests

Short Positions

 


Number

(%)

Number

(%)

 

(1)

Relevant securities owned





 


and/or controlled:

4,119,014

0.48%

5,828,352

0.68%

 








 

(2)

Cash-settled derivatives:





 




22,805,269

2.68%

3,208,238

0.38%

 








 

(3)

Stock-settled derivatives (including options)





 


and agreements to purchase/sell:

0

0.00%

0

0.00%

 








 







 


TOTAL:

26,924,283

3.16%

9,036,590

1.06%

 








 

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 





 

Class of relevant security in relation to


 

which subscription right exists

 

Details, including nature of the rights


 

concerned and relevant percentages:

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales




Class of relevant


Purchase/sale


Total number of


Highest price per unit

Lowest price per unit

security




securities


paid/received

paid/received

25p ordinary

Purchase

655,288

1.6250 GBP

1.6023 GBP

25p ordinary

Sale

857,750

1.6250 GBP

1.5959 GBP

 

(b)

Cash-settled derivative transactions


Class of


Product


Nature of dealing


Number of

Price per

relevant


description




reference

unit

security






securities


25p ordinary

 SWAP

Decreasing Long

92

1.5959 GBP

25p ordinary

 SWAP

Decreasing Long

2,536

1.6111 GBP

25p ordinary

 SWAP

Decreasing Long

3,906

1.6206 GBP

25p ordinary

 SWAP

Decreasing Long

14,121

1.6250 GBP

25p ordinary

 SWAP

Decreasing Long

14,152

1.6047 GBP

25p ordinary

 SWAP

Decreasing Long

14,272

1.6034 GBP

25p ordinary

 SWAP

Decreasing Long

59,281

1.6088 GBP

25p ordinary

 SWAP

Decreasing Short

3,982

1.6020 GBP

25p ordinary

 SWAP

Decreasing Short

4,369

1.5999 GBP

25p ordinary

 SWAP

Decreasing Short

7,878

1.6159 GBP

25p ordinary

 SWAP

Decreasing Short

40,430

1.6202 GBP

25p ordinary

 SWAP

Decreasing Short

54,629

1.6011 GBP

25p ordinary

 SWAP

Decreasing Short

103,285

1.6185 GBP

25p ordinary

 SWAP

Increasing Long

1,973

31.6440 ZAR

25p ordinary

 SWAP

Increasing Long

3,136

31.2000 ZAR

25p ordinary

 SWAP

Increasing Long

3,546

31.9800 ZAR

25p ordinary

 CFD

Increasing Long

3,752

31.3768 ZAR

25p ordinary

 CFD

Increasing Long

3,932

31.9800 ZAR

25p ordinary

 CFD

Increasing Long

3,932

31.9800 ZAR

25p ordinary

 CFD

Increasing Long

7,288

31.5195 ZAR

25p ordinary

 CFD

Increasing Long

7,912

31.7607 ZAR

25p ordinary

 CFD

Increasing Long

14,624

31.1387 ZAR

25p ordinary

 SWAP

Increasing Long

17,187

31.6598 ZAR

25p ordinary

 SWAP

Increasing Long

19,293

31.6887 ZAR

25p ordinary

 CFD

Increasing Long

22,056

31.9672 ZAR

25p ordinary

 CFD

Increasing Long

58,468

1.6150 GBP

25p ordinary

 CFD

Increasing Long

77,172

31.6792 ZAR

25p ordinary

 CFD

Increasing Long

84,280

31.6227 ZAR

25p ordinary

 CFD

Increasing Long

96,424

1.6080 GBP

25p ordinary

 CFD

Increasing Long

97,764

1.6243 GBP

25p ordinary

 SWAP

Increasing Long

183,664

31.5834 ZAR

25p ordinary

 CFD

Increasing Long

207,192

1.6250 GBP

25p ordinary

 CFD

Increasing Long

259,252

1.6110 GBP

25p ordinary

 CFD

Increasing Long

715,956

1.6040 GBP

25p ordinary

 CFD

Increasing Long

734,656

31.5929 ZAR

25p ordinary

 SWAP

Increasing Short

500

1.6080 GBP

25p ordinary

 SWAP

Increasing Short

511

1.6040 GBP

25p ordinary

 SWAP

Increasing Short

1,022

1.6040 GBP

25p ordinary

 SWAP

Increasing Short

1,973

31.6440 ZAR

25p ordinary

 SWAP

Increasing Short

3,136

31.2000 ZAR

25p ordinary

 SWAP

Increasing Short

3,322

1.6066 GBP

25p ordinary

 CFD

Increasing Short

3,752

31.3768 ZAR

25p ordinary

 CFD

Increasing Short

3,932

31.9800 ZAR

25p ordinary

 CFD

Increasing Short

3,932

31.9800 ZAR

25p ordinary

 CFD

Increasing Short

7,288

31.5195 ZAR

25p ordinary

 CFD

Increasing Short

7,912

31.7607 ZAR

25p ordinary

 SWAP

Increasing Short

9,060

31.9800 ZAR

25p ordinary

 CFD

Increasing Short

14,624

31.1387 ZAR

25p ordinary

 SWAP

Increasing Short

17,187

31.6598 ZAR

25p ordinary

 SWAP

Increasing Short

19,720

1.6075 GBP

25p ordinary

 CFD

Increasing Short

22,056

31.9672 ZAR

25p ordinary

 CFD

Increasing Short

58,468

1.6150 GBP

25p ordinary

 CFD

Increasing Short

77,172

31.6792 ZAR

25p ordinary

 CFD

Increasing Short

84,280

31.6227 ZAR

25p ordinary

 CFD

Increasing Short

96,424

1.6080 GBP

25p ordinary

 CFD

Increasing Short

97,764

1.6243 GBP

25p ordinary

 CFD

Increasing Short

207,192

1.6250 GBP

25p ordinary

 CFD

Increasing Short

259,252

1.6110 GBP

25p ordinary

 CFD

Increasing Short

715,956

1.6040 GBP

25p ordinary

 CFD

Increasing Short

734,656

31.5929 ZAR

25p ordinary

 CFD

Opening Long

3,752

31.3768 ZAR

25p ordinary

 CFD

Opening Long

3,932

31.9800 ZAR

25p ordinary

 CFD

Opening Long

3,932

31.9800 ZAR

25p ordinary

 CFD

Opening Long

7,288

31.5195 ZAR

25p ordinary

 CFD

Opening Long

7,912

31.7607 ZAR

25p ordinary

 CFD

Opening Long

14,624

31.1387 ZAR

25p ordinary

 CFD

Opening Long

22,056

31.9672 ZAR

25p ordinary

 CFD

Opening Long

58,468

1.6150 GBP

25p ordinary

 CFD

Opening Long

77,172

31.6792 ZAR

25p ordinary

 CFD

Opening Long

84,280

31.6227 ZAR

25p ordinary

 CFD

Opening Long

96,424

1.6080 GBP

25p ordinary

 CFD

Opening Long

97,764

1.6243 GBP

25p ordinary

 CFD

Opening Long

207,192

1.6250 GBP

25p ordinary

 CFD

Opening Long

259,252

1.6110 GBP

25p ordinary

 CFD

Opening Long

715,956

1.6040 GBP

25p ordinary

 CFD

Opening Long

734,656

31.5929 ZAR

25p ordinary

 CFD

Opening Short

3,752

31.3768 ZAR

25p ordinary

 CFD

Opening Short

3,932

31.9800 ZAR

25p ordinary

 CFD

Opening Short

3,932

31.9800 ZAR

25p ordinary

 CFD

Opening Short

7,288

31.5195 ZAR

25p ordinary

 CFD

Opening Short

7,912

31.7607 ZAR

25p ordinary

 CFD

Opening Short

14,624

31.1387 ZAR

25p ordinary

 CFD

Opening Short

22,056

31.9672 ZAR

25p ordinary

 CFD

Opening Short

58,468

1.6150 GBP

25p ordinary

 CFD

Opening Short

77,172

31.6792 ZAR

25p ordinary

 CFD

Opening Short

84,280

31.6227 ZAR

25p ordinary

 CFD

Opening Short

96,424

1.6080 GBP

25p ordinary

 CFD

Opening Short

97,764

1.6243 GBP

25p ordinary

 CFD

Opening Short

207,192

1.6250 GBP

25p ordinary

 CFD

Opening Short

259,252

1.6110 GBP

25p ordinary

 CFD

Opening Short

715,956

1.6040 GBP

25p ordinary

 CFD

Opening Short

734,656

31.5929 ZAR

 

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price


date

money

relevant


selling,

securities

per unit



paid/

security


varying etc

to which




received




option




per unit




relates





















(ii)

Exercising

 



Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security




securities

unit














(d)

Other dealings (including subscribing for new securities)

Class of relevant


Nature of Dealings


Details

Price per unit (if


security




applicable)






4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i)   the voting rights of any relevant securities under any option; or

(ii)   the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:



NONE

(c)

Attachments

 



Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

16 May 2022




Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213



 

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