| FORM 8.3 |
| | | | | | |
| | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
| MORE | |||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Full name of discloser: | | | Barclays PLC. | |||
| | | | | | |||
| (b) | Owner or controller of interest and short | | |||||
| | positions disclosed, if different from 1(a): | ||||||
| (c) | Name of offeror/offeree in relation to whose | EUROMONEY INSTITUTIONAL INVESTOR PL | |||||
| | relevant securities this form relates: | | |||||
| (d) | If an exempt fund manager connected with an | | |||||
| | offeror/offeree, state this and specify identity of | ||||||
| | offeror/offeree: | | | ||||
| (e) | Date position held/dealing undertaken: | 29 June 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO |
| | |||
| | disclosures in respect of any other party to the offer? | | | | |||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
|
| to which the disclosure relates following the dealing (if any) |
| | ||||
| Class of relevant security: | 0.25p ordinary | | | ||||
| | Interests | Short Positions | |||||
| | Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned | | | | | ||
| | and/or controlled: | 1,089,487 | 1.00% | 111,493 | 0.10% | ||
| | | | | | | | |
| (2) | Cash-settled derivatives: | | | | | ||
| | | | 19,047 | 0.02% | 171,025 | 0.16% | |
| | | | | | | | |
| (3) | Stock-settled derivatives (including options) | | | | | ||
| | and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| | | | | | | | |
| | | | | | | ||
| | TOTAL: | | 1,108,534 | 1.01% | 282,518 | 0.26% | |
| | | | | | | | |
| (b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
| | options) |
| | | | | |
| Class of relevant security in relation to | | ||||||
| which subscription right exists | |||||||
| Details, including nature of the rights | | ||||||
| concerned and relevant percentages: | |||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Purchases and sales | | | | | | |
| Class of relevant | Purchase/sale | | Number of | | Price per unit | | |
| security | | | | securities | | | |
| 0.25p ordinary | Purchase | 6 | 13.8800 GBP | ||||
| 0.25p ordinary | Purchase | 17 | 13.6770 GBP | ||||
| 0.25p ordinary | Purchase | 91 | 13.8000 GBP | ||||
| 0.25p ordinary | Purchase | 93 | 13.7400 GBP | ||||
| 0.25p ordinary | Purchase | 98 | 13.9557 GBP | ||||
| 0.25p ordinary | Purchase | 101 | 13.7200 GBP | ||||
| 0.25p ordinary | Purchase | 125 | 13.8700 GBP | ||||
| 0.25p ordinary | Purchase | 135 | 13.7500 GBP | ||||
| 0.25p ordinary | Purchase | 135 | 13.7100 GBP | ||||
| 0.25p ordinary | Purchase | 199 | 13.7001 GBP | ||||
| 0.25p ordinary | Purchase | 205 | 13.6768 GBP | ||||
| 0.25p ordinary | Purchase | 266 | 13.6610 GBP | ||||
| 0.25p ordinary | Purchase | 318 | 13.6900 GBP | ||||
| 0.25p ordinary | Purchase | 327 | 13.6272 GBP | ||||
| 0.25p ordinary | Purchase | 473 | 13.6622 GBP | ||||
| 0.25p ordinary | Purchase | 950 | 13.6800 GBP | ||||
| 0.25p ordinary | Purchase | 1,768 | 13.7024 GBP | ||||
| 0.25p ordinary | Purchase | 1,778 | 13.7000 GBP | ||||
| 0.25p ordinary | Purchase | 3,569 | 13.6730 GBP | ||||
| 0.25p ordinary | Purchase | 4,504 | 13.6896 GBP | ||||
| 0.25p ordinary | Purchase | 5,321 | 13.6600 GBP | ||||
| 0.25p ordinary | Purchase | 5,400 | 13.6718 GBP | ||||
| 0.25p ordinary | Purchase | 15,446 | 13.8064 GBP | ||||
| 0.25p ordinary | Sale | 101 | 13.7200 GBP | ||||
| 0.25p ordinary | Sale | 104 | 13.6894 GBP | ||||
| 0.25p ordinary | Sale | 125 | 13.8700 GBP | ||||
| 0.25p ordinary | Sale | 135 | 13.7100 GBP | ||||
| 0.25p ordinary | Sale | 135 | 13.7500 GBP | ||||
| 0.25p ordinary | Sale | 172 | 13.6200 GBP | ||||
| 0.25p ordinary | Sale | 274 | 13.7321 GBP | ||||
| 0.25p ordinary | Sale | 287 | 13.7711 GBP | ||||
| 0.25p ordinary | Sale | 318 | 13.6900 GBP | ||||
| 0.25p ordinary | Sale | 368 | 13.6600 GBP | ||||
| 0.25p ordinary | Sale | 386 | 13.6719 GBP | ||||
| 0.25p ordinary | Sale | 462 | 13.8477 GBP | ||||
| 0.25p ordinary | Sale | 922 | 13.8528 GBP | ||||
| 0.25p ordinary | Sale | 980 | 13.6826 GBP | ||||
| 0.25p ordinary | Sale | 1,187 | 13.6984 GBP | ||||
| 0.25p ordinary | Sale | 1,204 | 13.7000 GBP | ||||
| 0.25p ordinary | Sale | 1,409 | 13.8158 GBP | ||||
| 0.25p ordinary | Sale | 1,444 | 13.6656 GBP | ||||
| 0.25p ordinary | Sale | 1,610 | 13.7182 GBP | ||||
| 0.25p ordinary | Sale | 2,469 | 13.6860 GBP | ||||
| 0.25p ordinary | Sale | 2,482 | 13.7775 GBP | ||||
| 0.25p ordinary | Sale | 5,006 | 13.6461 GBP | ||||
| | | | | | | | |
| (b) | Cash-settled derivative transactions | | | | | ||
| Class of | Product | | Nature of dealing | | Number of | Price per | |
| relevant | | description | | | | reference | unit |
| security | | | | | securities | | |
| 0.25p ordinary | CFD | Long | 104 | 13.6894 GBP | |||
| 0.25p ordinary | SWAP | Long | 274 | 13.7321 GBP | |||
| 0.25p ordinary | SWAP | Long | 287 | 13.7711 GBP | |||
| 0.25p ordinary | CFD | Long | 1,187 | 13.6984 GBP | |||
| 0.25p ordinary | CFD | Long | 2,469 | 13.6860 GBP | |||
| 0.25p ordinary | CFD | Long | 12,363 | 13.7273 GBP | |||
| 0.25p ordinary | SWAP | Short | 6 | 13.8800 GBP | |||
| 0.25p ordinary | SWAP | Short | 18 | 13.6600 GBP | |||
| 0.25p ordinary | SWAP | Short | 78 | 13.6601 GBP | |||
| 0.25p ordinary | SWAP | Short | 198 | 13.8778 GBP | |||
| 0.25p ordinary | SWAP | Short | 327 | 13.6272 GBP | |||
| 0.25p ordinary | CFD | Short | 473 | 13.6622 GBP | |||
| 0.25p ordinary | CFD | Short | 887 | 13.6818 GBP | |||
| 0.25p ordinary | CFD | Short | 958 | 13.6664 GBP | |||
| 0.25p ordinary | SWAP | Short | 1,531 | 13.6683 GBP | |||
| 0.25p ordinary | SWAP | Short | 1,779 | 13.7066 GBP | |||
| 0.25p ordinary | SWAP | Short | 2,281 | 13.6665 GBP | |||
| 0.25p ordinary | SWAP | Short | 2,647 | 13.6791 GBP | |||
| | | | | | | | |
| (c) | Stock-settled derivative transactions (including options) |
| | ||||
| (i) | Writing, selling, purchasing or varying |
| | | | ||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price | | date | money |
| relevant | | selling, | securities | per unit | | | paid/ |
| security | | varying etc | to which | | | | received |
| | | | option | | | | per unit |
| | | | relates | | | | |
| | | | | | | | |
| | | | | | | | |
| (ii) | Exercising |
| | | | | |
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| security | | | | securities | unit | ||
| | | | | | |||
| | | | | | | | |
| (d) | Other dealings (including subscribing for new securities) |
| | ||||
| Class of relevant | Nature of Dealings | | Details | Price per unit (if | | ||
| security | | | | applicable) | | ||
| | | | | ||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements |
| | | |||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
| or refrain from dealing entered into by the person making the disclosure and any party | |||||||
| to the offer or any person acting in concert with a party to the offer: | | | |||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| the person making the disclosure and any other person relating to: |
| | |||||
| (i) the voting rights of any relevant securities under any option; or |
| | |||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
| any derivative is referenced: | | | | | | ||
| NONE | |||||||
| (c) | Attachments |
| | | | | |
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 30 Jun 2022 | | | | |||
| Contact name: | Large Holdings Regulatory Operations | | |||||
| Telephone number: | 020 3134 7213 | | | | |||
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