FORM 8.3 | Amendment to Purchase | | | | | | |||||||
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||
MORE | |||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | | Barclays PLC. |
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(b) | Owner or controller of interest and short | |
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| positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC |
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| relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an | |
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| offeror/offeree, state this and specify identity of |
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| offeror/offeree: | | |
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(e) | Date position held/dealing undertaken: | 30 June 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | AVAST PLC | | |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | USD 0.01 common | | |
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| Interests | Short Positions |
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| Number | (%) | Number | (%) |
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(1) | Relevant securities owned | | | | |
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| and/or controlled: | 1,677,126 | 0.29% | 1,223,702 | 0.21% |
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(2) | Cash-settled derivatives: | | | | |
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| | | 1,689,283 | 0.30% | 3,757,122 | 0.66% |
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(3) | Stock-settled derivatives (including options) | | | | |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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| TOTAL: | | 3,366,409 | 0.59% | 4,980,824 | 0.87% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to | |
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which subscription right exists |
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Details, including nature of the rights | |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | | | | | ||
Class of relevant | | Purchase/sale | | Number of | Price per unit | | |
security | | | | securities | | | |
USD 0.01 common | Purchase | 1 | 22.0200 USD | ||||
USD 0.01 common | Purchase | 43 | 21.9972 USD | ||||
USD 0.01 common | Purchase | 46 | 21.8850 USD | ||||
USD 0.01 common | Purchase | 100 | 21.9100 USD | ||||
USD 0.01 common | Purchase | 100 | 21.9250 USD | ||||
USD 0.01 common | Purchase | 102 | 21.9700 USD | ||||
USD 0.01 common | Purchase | 105 | 21.9860 USD | ||||
USD 0.01 common | Purchase | 200 | 22.0350 USD | ||||
USD 0.01 common | Purchase | 200 | 21.9950 USD | ||||
USD 0.01 common | Purchase | 200 | 21.9975 USD | ||||
USD 0.01 common | Purchase | 300 | 21.9716 USD | ||||
USD 0.01 common | Purchase | 300 | 21.9866 USD | ||||
USD 0.01 common | Purchase | 300 | 22.0116 USD | ||||
USD 0.01 common | Purchase | 300 | 21.9591 USD | ||||
USD 0.01 common | Purchase | 390 | 21.9574 USD | ||||
USD 0.01 common | Purchase | 400 | 21.9200 USD | ||||
USD 0.01 common | Purchase | 420 | 21.9800 USD | ||||
USD 0.01 common | Purchase | 445 | 22.0092 USD | ||||
USD 0.01 common | Purchase | 652 | 21.9674 USD | ||||
USD 0.01 common | Purchase | 768 | 21.9440 USD | ||||
USD 0.01 common | Purchase | 905 | 21.9791 USD | ||||
USD 0.01 common | Purchase | 986 | 21.8846 USD | ||||
USD 0.01 common | Purchase | 1,259 | 21.9985 USD | ||||
USD 0.01 common | Purchase | 1,981 | 21.9796 USD | ||||
USD 0.01 common | Purchase | 2,277 | 21.9856 USD | ||||
USD 0.01 common | Purchase | 2,416 | 22.0146 USD | ||||
USD 0.01 common | Purchase | 2,490 | 21.9618 USD | ||||
USD 0.01 common | Purchase | 6,189 | 21.9625 USD | ||||
USD 0.01 common | Purchase | 6,900 | 22.0404 USD | ||||
USD 0.01 common | Purchase | 7,128 | 22.0237 USD | ||||
USD 0.01 common | Purchase | 8,079 | 21.9962 USD | ||||
USD 0.01 common | Purchase | 9,096 | 21.9659 USD | ||||
USD 0.01 common | Purchase | 45,431 | 21.9600 USD | ||||
USD 0.01 common | Purchase | 71,313 | 21.9802 USD | ||||
USD 0.01 common | Purchase | 73,842 | 21.9801 USD | ||||
USD 0.01 common | Purchase | 95,380 | 21.9757 USD | ||||
USD 0.01 common | Purchase | 150,600 | 21.9809 USD | ||||
USD 0.01 common | Purchase | 341,001 | 21.9681 USD | ||||
USD 0.01 common | Purchase | 400,000 | 22.0370 USD | ||||
USD 0.01 common | Purchase | 400,000 | 22.0371 USD | ||||
USD 0.01 common | Sale | 2 | 22.0450 USD | ||||
USD 0.01 common | Sale | 3 | 22.0333 USD | ||||
USD 0.01 common | Sale | 4 | 22.0500 USD | ||||
USD 0.01 common | Sale | 4 | 22.0350 USD | ||||
USD 0.01 common | Sale | 4 | 22.0375 USD | ||||
USD 0.01 common | Sale | 12 | 22.0025 USD | ||||
USD 0.01 common | Sale | 12 | 22.0400 USD | ||||
USD 0.01 common | Sale | 14 | 22.0414 USD | ||||
USD 0.01 common | Sale | 20 | 21.9250 USD | ||||
USD 0.01 common | Sale | 30 | 21.9733 USD | ||||
USD 0.01 common | Sale | 30 | 21.9666 USD | ||||
USD 0.01 common | Sale | 30 | 21.9766 USD | ||||
USD 0.01 common | Sale | 34 | 22.0405 USD | ||||
USD 0.01 common | Sale | 40 | 21.9662 USD | ||||
USD 0.01 common | Sale | 43 | 21.9972 USD | ||||
USD 0.01 common | Sale | 43 | 21.9200 USD | ||||
USD 0.01 common | Sale | 50 | 21.9460 USD | ||||
USD 0.01 common | Sale | 82 | 21.9807 USD | ||||
USD 0.01 common | Sale | 83 | 21.8850 USD | ||||
USD 0.01 common | Sale | 100 | 21.8800 USD | ||||
USD 0.01 common | Sale | 100 | 22.0050 USD | ||||
USD 0.01 common | Sale | 100 | 22.0200 USD | ||||
USD 0.01 common | Sale | 100 | 22.0700 USD | ||||
USD 0.01 common | Sale | 106 | 21.9700 USD | ||||
USD 0.01 common | Sale | 108 | 22.0011 USD | ||||
USD 0.01 common | Sale | 136 | 21.9760 USD | ||||
USD 0.01 common | Sale | 138 | 21.9827 USD | ||||
USD 0.01 common | Sale | 147 | 22.0465 USD | ||||
USD 0.01 common | Sale | 164 | 22.0021 USD | ||||
USD 0.01 common | Sale | 178 | 21.9895 USD | ||||
USD 0.01 common | Sale | 198 | 21.9796 USD | ||||
USD 0.01 common | Sale | 208 | 21.9803 USD | ||||
USD 0.01 common | Sale | 220 | 21.9927 USD | ||||
USD 0.01 common | Sale | 220 | 21.9800 USD | ||||
USD 0.01 common | Sale | 265 | 21.9847 USD | ||||
USD 0.01 common | Sale | 344 | 22.0061 USD | ||||
USD 0.01 common | Sale | 377 | 21.9501 USD | ||||
USD 0.01 common | Sale | 386 | 22.0900 USD | ||||
USD 0.01 common | Sale | 400 | 21.8750 USD | ||||
USD 0.01 common | Sale | 600 | 21.8808 USD | ||||
USD 0.01 common | Sale | 747 | 21.9900 USD | ||||
USD 0.01 common | Sale | 868 | 21.8875 USD | ||||
USD 0.01 common | Sale | 943 | 21.8830 USD | ||||
USD 0.01 common | Sale | 1,304 | 21.9884 USD | ||||
USD 0.01 common | Sale | 1,630 | 21.8900 USD | ||||
USD 0.01 common | Sale | 2,422 | 21.8781 USD | ||||
USD 0.01 common | Sale | 3,626 | 22.0001 USD | ||||
USD 0.01 common | Sale | 3,766 | 22.0000 USD | ||||
USD 0.01 common | Sale | 3,983 | 21.9140 USD | ||||
USD 0.01 common | Sale | 7,000 | 22.0339 USD | ||||
USD 0.01 common | Sale | 7,351 | 21.9610 USD | ||||
USD 0.01 common | Sale | 8,408 | 21.9451 USD | ||||
USD 0.01 common | Sale | 14,236 | 21.9620 USD | ||||
USD 0.01 common | Sale | 14,586 | 21.9599 USD | ||||
USD 0.01 common | Sale | 17,408 | 21.9862 USD | ||||
USD 0.01 common | Sale | 22,558 | 21.9748 USD | ||||
USD 0.01 common | Sale | 28,418 | 21.9761 USD | ||||
USD 0.01 common | Sale | 34,123 | 21.9832 USD | ||||
USD 0.01 common | Sale | 35,804 | 21.9728 USD | ||||
USD 0.01 common | Sale | 38,538 | 21.9867 USD | ||||
USD 0.01 common | Sale | 38,786 | 21.9753 USD | ||||
USD 0.01 common | Sale | 48,953 | 22.0510 USD | ||||
USD 0.01 common | Sale | 51,432 | 21.9600 USD | ||||
USD 0.01 common | Sale | 109,879 | 21.9798 USD | ||||
USD 0.01 common | Sale | 154,898 | 21.9809 USD | ||||
USD 0.01 common | Sale | 225,815 | 21.9699 USD | ||||
USD 0.01 common | Sale | 343,947 | 22.0351 USD | ||||
USD 0.01 common | Sale | 400,000 | 22.0370 USD |
(b) | Cash-settled derivative transactions |
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Class of relevant | | Product | | Nature of dealing | | Number of | Price per unit |
security | | description | | | | reference | |
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | | date | money |
relevant | | selling, | securities | per unit | | | paid/ |
security | | varying etc | to which | | | | received |
| | | option | | | | per unit |
| | | relates | | | | |
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(ii) | Exercising |
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Class of relevant | | Product description | Exercising/ exercised against | Number of | Exercise price per | ||
security | | | | securities | unit | ||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | | Nature of Dealings | | Details | Price per unit (if | | |
security | | | | applicable) | | ||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | | ||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | | ||||||
(i) the voting rights of any relevant securities under any option; or | | ||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | | | | | | ||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 4 Jul 2022 | | | | |||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | | | |
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