Brooks Macdonald Group PLC
(the "Company")
Director/PDMR Shareholding
Director's Shareholding
On 6 December 2022, Robin Eggar, Managing Director, Head of UK Investment Management, exercised awards over 10,956 ordinary shares of 1 pence each in the Company ("Shares") granted under the 2018 Long Term Incentive Plan as both exceptional share awards and deferred bonus share awards (the "Awards") as set out in the table below. Following the exercise, a total of 6,690 Shares were sold at a price of £22.103032 per share and 4,266 Shares were retained.
| Awards | No. of share awards exercised | No. of shares sold | No. of shares retained |
| Exceptional award 2019 | 4,472 | 2,102 | 2,370 |
| Exceptional award 2020 | 3,578 | 1,682 | 1,896 |
| Deferred bonus 2019 | 810 | 810 | 0 |
| Deferred bonus 2020 | 1,085 | 1,085 | 0 |
| Deferred bonus 2021 | 1,011 | 1,011 | 0 |
| Totals | 10,956 | 6,690 | 4,266 |
To satisfy the exercise of the Awards, 10,956 Shares were transferred from the Brooks Macdonald Employee Benefit Trust (the "EBT"). The Company was notified by JTC Employer Solutions Trustee Limited, as trustees of the EBT, that following this transfer the EBT holds 552,546 Shares, representing 3.41% of the Company's total voting rights.
Enquiries:
| Brooks Macdonald Group PLC | |
| Andrew Shepherd, CEO | +44 (0)20 7659 3492 |
| Ben Thorpe, CFO | +44 (0)20 7659 3492 |
| | |
| | |
| Peel Hunt LLP | |
| Paul Shackleton / John Welch | +44 (0)20 7418 8900 |
LEI: 213800WRDF8LB8MIEX37
ANNEX
The notification below, made in accordance with the UK Market Abuse Regulation, provides further details:
| 1. | Details of the person discharging managerial responsibilities / person closely associated | |
| (a) | Name | Robin Eggar |
| 2. | Reason for the notification | |
| (a) | Position/status | Managing Director, Head of UK Investment Management |
| (b) | Initial notification /Amendment | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| (a) | Name | Brooks Macdonald Group plc |
| (b) | LEI | 213800WRDF8LB8MIEX37 |
|
| Transaction 1 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| (a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1 pence each
BRK ISIN GB00B067N833 |
| (b) | Nature of the transaction | Exercise of awards granted under the 2018 Brooks Macdonald Long Term Incentive Plan as exceptional awards |
| (c) | Price(s) and volume(s) | Volume: 8,050 Price(s): nil
|
| (d) | Aggregated information | Aggregated volume: 8,050 Aggregated price: nil |
| | Date of the transaction | 6 December 2022 |
| | Place of the transaction | Outside a trading venue |
| 1. | Details of the person discharging managerial responsibilities / person closely associated | |
| (a) | Name | Robin Eggar |
| 2. | Reason for the notification | |
| (a) | Position/status | Managing Director, Head of UK Investment Management |
| (b) | Initial notification /Amendment | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| (a) | Name | Brooks Macdonald Group plc |
| (b) | LEI | 213800WRDF8LB8MIEX37 |
|
| Transaction 1 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| (a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1 pence each
BRK ISIN GB00B067N833 |
| (b) | Nature of the transaction | Sale of shares to cover income tax and National Insurance liabilities due on exercise of awards granted under the 2018 Brooks Macdonald Long Term Incentive Plan as exceptional share awards |
| (c) | Price(s) and volume(s) | Volume: 3,784 Price(s): £22.103032 |
| (d) | Aggregated information | Aggregated volume: 3,784 Aggregated price: £22.103032 |
| | Date of the transaction | 6 December 2022 |
| | Place of the transaction | London Stock Exchange, AIM Market (XLON) |
| 1. | Details of the person discharging managerial responsibilities / person closely associated | |
| (a) | Name | Robin Eggar |
| 2. | Reason for the notification | |
| (a) | Position/status | Managing Director, Head of UK Investment Management |
| (b) | Initial notification /Amendment | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| (a) | Name | Brooks Macdonald Group plc |
| (b) | LEI | 213800WRDF8LB8MIEX37 |
|
| Transaction 1 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| (a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1 pence each
BRK ISIN GB00B067N833 |
| (b) | Nature of the transaction | Exercise of awards granted under the 2018 Brooks Macdonald Long Term Incentive Plan as deferred bonus share awards |
| (c) | Price(s) and volume(s) | Volume: 2,906 Price(s): nil
|
| (d) | Aggregated information | Aggregated volume: 2,906 Aggregated price: nil |
| | Date of the transaction | 6 December 2022 |
| | Place of the transaction | Outside a trading venue |
| 1. | Details of the person discharging managerial responsibilities / person closely associated | |
| (a) | Name | Robin Eggar |
| 2. | Reason for the notification | |
| (a) | Position/status | Managing Director, Head of UK Investment Management |
| (b) | Initial notification /Amendment | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| (a) | Name | Brooks Macdonald Group plc |
| (b) | LEI | 213800WRDF8LB8MIEX37 |
|
| Transaction 1 | |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| (a)
| Description of the financial instrument, type of instrument Identification code
| Ordinary shares of 1 pence each
BRK ISIN GB00B067N833 |
| (b) | Nature of the transaction | Sale of shares following exercise of awards granted under the 2018 Brooks Macdonald Long Term Incentive Plan as deferred bonus share awards |
| (c) | Price(s) and volume(s) | Volume: 2,906 Price(s): £22.103032 |
| (d) | Aggregated information | Aggregated volume: 2,906 Aggregated price: £22.103032 |
| | Date of the transaction | 6 December 2022 |
| | Place of the transaction | London Stock Exchange, AIM Market (XLON) |
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