AJ Bell plc (Company)
Director/PDMR Transactions - Initial Notification
The Company announces that it was notified on 29 March 2023, that:
a) Liz Carrington, HR Director and a person discharging managerial responsibility (PDMR) in the Company, has in order to effect a "Bed and ISA" transaction, sold 3,640 ordinary shares of £0.000125 each in the Company (Ordinary Shares) at a price of £3.381 per Ordinary Share and then repurchased into her AJ Bell Individual Savings Account (ISA) 3,619 Ordinary Shares at a price of £3.381 per Ordinary Share;
b) Nick Carrington, a person closely associated (PCA) with Liz Carrington, has in order to effect a "Bed and ISA" transaction, sold 3,640 Ordinary Shares at a price of £3.381 per Ordinary Share and then repurchased, into his AJ Bell ISA, 3,619 Ordinary Shares at a price of £3.381 per Ordinary Share;
The above transactions all took place on 20 March 2023.
Following the transactions, Liz Carrington has an interest in 598,216 Ordinary Shares which represents 0.145% of the issued share capital of the Company.
This announcement, including the notification below, is made in accordance with the requirements of the EU Market Abuse Regulation.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Elizabeth Carrington | |
| 2 | Reason for the notification | ||
| a) | Position/status | HR Director/PDMR | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | AJ Bell plc | |
| b) | Legal Entity Identifier | 213800VNKA7DPWXWJJ36 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of £0.000125 each
GB00BFZNLB60 | |
| b) | Nature of the transaction | Sale of Ordinary Shares | |
| c) | Currency | GBP | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £3.381 | 3,640 | ||
| e) | Aggregated information - Aggregated volume - Price - Aggregated total | N/A single transaction | |
| f) | Date of the transaction | 20 March 2023 | |
| g) | Place of the transaction | London Stock Exchange | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Elizabeth Carrington | |
| 2 | Reason for the notification | ||
| a) | Position/status | HR Director/PDMR | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | AJ Bell plc | |
| b) | Legal Entity Identifier | 213800VNKA7DPWXWJJ36 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of £0.000125 each
GB00BFZNLB60 | |
| b) | Nature of the transaction | Purchase of Ordinary Shares via AJ Bell ISA. | |
| c) | Currency | GBP | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £3.381 | 3,619 | ||
| e) | Aggregated information - Aggregated volume - Price - Aggregated total | N/A single transaction | |
| f) | Date of the transaction | 20 March 2023 | |
| g) | Place of the transaction | London Stock Exchange | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Nicholas Carrington | |
| 2 | Reason for the notification | ||
| a) | Position/status | PCA with Elizabeth Carrington, HR Director/PDMR | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | AJ Bell plc | |
| b) | Legal Entity Identifier | 213800VNKA7DPWXWJJ36 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of £0.000125 each
GB00BFZNLB60 | |
| b) | Nature of the transaction | Sale of Ordinary Shares | |
| c) | Currency | GBP | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £3.381 | 3,640 | ||
| e) | Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction | |
| f) | Date of the transaction | 20 March 2023 | |
| g) | Place of the transaction | London Stock Exchange | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Nicholas Carrington | |
| 2 | Reason for the notification | ||
| a) | Position/status | PCA with Elizabeth Carrington, HR Director/PDMR | |
| b) | Initial notification /Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | AJ Bell plc | |
| b) | Legal Entity Identifier | 213800VNKA7DPWXWJJ36 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of £0.000125 each
GB00BFZNLB60 | |
| b) | Nature of the transaction | Purchase of Ordinary Shares via AJ Bell ISA | |
| c) | Currency | GBP | |
| d) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £3.381 | 3,619 | ||
| e) | Aggregated information - Aggregated volume - Price - Aggregated total |
N/A single transaction | |
| f) | Date of the transaction | 20 March 2023 | |
| g) | Place of the transaction | London Stock Exchange | |
Name of officer of issuer responsible for making notification: Bruce Robinson (Company Secretary)
Date of notification: 29 March 2023
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