Anglo American plc ("the Company")
Registered office: 17 Charterhouse Street, London EC1N 6RA
Registered number: 3564138 (incorporated in England and Wales)
LEI: 549300S9XF92D1X8ME43
Notification of transactions by Directors and PDMRs
The Company announces that on 31 March 2023, awards of GBP 3,600 of free shares were made to Directors and Persons Discharging Managerial Responsibilities ("PDMRs") at nil cost under the Company's Share Incentive Plan, a UK HM Revenue & Customs ("HMRC") approved all-employee share plan. These shares are subject to a three year holding period.
The Company also announces the sale of Ordinary Shares by a PDMR on 4 April 2023.
In accordance with Article 19 of the UK Market Abuse Regulation, the relevant FCA notifications are set out below.
| 1. | Details of PDMR / PCA | |||||
| a) | Name | Didier Charreton | ||||
| 2. | Reason for the notification | |||||
| a) | Position / status | Group Director - People and Organisation (PDMR) | ||||
| b) | Initial notification / amendment | Initial notification | ||||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | Anglo American plc | ||||
| b) | LEI | 549300S9XF92D1X8ME43 | ||||
| 4. | Details of the transaction(s) | |||||
| a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
| b) | Nature of the transaction | Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period. | ||||
| c) | Currency | GBP - British Pound | ||||
| d) | Price(s) and volume(s) |
| ||||
| e) | Aggregated information
Aggregated volume
Price |
133
GBP 0.00 | ||||
| f) | Date of the transaction | 2023-03-31 | ||||
| g) | Place of the transaction | London Stock Exchange - XLON | ||||
| 1. | Details of PDMR / person closely associated (PCA) | |||||
| a) | Name | Matt Daley | ||||
| 2. | Reason for the notification | |||||
| a) | Position / status | Group Director - Technical (PDMR) | ||||
| b) | Initial notification / amendment | Initial notification | ||||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | Anglo American plc | ||||
| b) | LEI | 549300S9XF92D1X8ME43 | ||||
| 4. | Details of the transaction(s) | |||||
| a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
| b) | Nature of the transaction | Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period. | ||||
| c) | Currency | GBP - British Pound | ||||
| d) | Price(s) and volume(s) |
| ||||
| e) | Aggregated information
Aggregated volume
Price |
133
GBP 0.00 | ||||
| f) | Date of the transaction | 2023-03-31 | ||||
| g) | Place of the transaction | London Stock Exchange - XLON | ||||
| 1. | Details of PDMR / person closely associated (PCA) | |||||
| a) | Name | Ruben Fernandes | ||||
| 2. | Reason for the notification | |||||
| a) | Position / status | CEO of Base Metals (PDMR) | ||||
| b) | Initial notification / amendment | Initial notification | ||||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | Anglo American plc | ||||
| b) | LEI | 549300S9XF92D1X8ME43 | ||||
| 4. | Details of the transaction(s) | |||||
| a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
| b) | Nature of the transaction | Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period. | ||||
| c) | Currency | GBP - British Pound | ||||
| d) | Price(s) and volume(s) |
| ||||
| e) | Aggregated information
Aggregated volume
Price |
133
GBP 0.00 | ||||
| f) | Date of the transaction | 2023-03-31 | ||||
| g) | Place of the transaction | London Stock Exchange - XLON | ||||
| 1. | Details of PDMR / PCA | |||||
| a) | Name | Anik Michaud | ||||
| 2. | Reason for the notification | |||||
| a) | Position / status | Group Director - Corporate Relations and Sustainable Impact (PDMR) | ||||
| b) | Initial notification / amendment | Initial notification | ||||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | Anglo American plc | ||||
| b) | LEI | 549300S9XF92D1X8ME43 | ||||
| 4. | Details of the transaction(s) | |||||
| a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
| b) | Nature of the transaction | Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period. | ||||
| c) | Currency | GBP - British Pound | ||||
| d) | Price(s) and volume(s) |
| ||||
| e) | Aggregated information
Aggregated volume
Price |
133
GBP 0.00 | ||||
| f) | Date of the transaction | 2023-03-31 | ||||
| g) | Place of the transaction | London Stock Exchange - XLON | ||||
| 1. | Details of PDMR / PCA | |||||
| a) | Name | Themba Mkhwanazi | ||||
| 2. | Reason for the notification | |||||
| a) | Position / status | CEO Bulk Commodities (PDMR) | ||||
| b) | Initial notification / amendment | Initial notification | ||||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | Anglo American plc | ||||
| b) | LEI | 549300S9XF92D1X8ME43 | ||||
| 4. | Details of the transaction(s) | |||||
| a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
| b) | Nature of the transaction | Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period. | ||||
| c) | Currency | GBP - British Pound | ||||
| d) | Price(s) and volume(s) |
| ||||
| e) | Aggregated information
Aggregated volume
Price |
133
GBP 0.00 | ||||
| f) | Date of the transaction | 2023-03-31 | ||||
| g) | Place of the transaction | London Stock Exchange - XLON | ||||
| 1. | Details of PDMR / PCA | |||||
| a) | Name | Tom McCulley | ||||
| 2. | Reason for the notification | |||||
| a) | Position / status | CEO of Crop Nutrients (PDMR) | ||||
| b) | Initial notification / amendment | Initial notification | ||||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | Anglo American plc | ||||
| b) | LEI | 549300S9XF92D1X8ME43 | ||||
| 4. | Details of the transaction(s) | |||||
| a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
| b) | Nature of the transaction | Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period. | ||||
| c) | Currency | GBP - British Pound | ||||
| d) | Price(s) and volume(s) |
| ||||
| e) | Aggregated information
Aggregated volume
Price |
133
GBP 0.00 | ||||
| f) | Date of the transaction | 2023-03-31 | ||||
| g) | Place of the transaction | London Stock Exchange - XLON | ||||
| 1. | Details of PDMR / PCA | |||||
| a) | Name | Helena Nonka | ||||
| 2. | Reason for the notification | |||||
| a) | Position / status | Group Director - Strategy & Business Development (PDMR) | ||||
| b) | Initial notification / amendment | Initial notification | ||||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | Anglo American plc | ||||
| b) | LEI | 549300S9XF92D1X8ME43 | ||||
| 4. | Details of the transaction(s) | |||||
| a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
| b) | Nature of the transaction | Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period. | ||||
| c) | Currency | GBP - British Pound | ||||
| d) | Price(s) and volume(s) |
| ||||
| e) | Aggregated information
Aggregated volume
Price |
133
GBP 0.00 | ||||
| f) | Date of the transaction | 2023-03-31 | ||||
| g) | Place of the transaction | London Stock Exchange - XLON | ||||
| 1. | Details of PDMR / PCA | |||||
| a) | Name | Stephen Pearce | ||||
| 2. | Reason for the notification | |||||
| a) | Position / status | Finance Director (Director/PDMR) | ||||
| b) | Initial notification / amendment | Initial notification | ||||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | Anglo American plc | ||||
| b) | LEI | 549300S9XF92D1X8ME43 | ||||
| 4. | Details of the transaction(s) | |||||
| a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
| b) | Nature of the transaction | Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period. | ||||
| c) | Currency | GBP - British Pound | ||||
| d) | Price(s) and volume(s) |
| ||||
| e) | Aggregated information
Aggregated volume
Price |
133
GBP 0.00 | ||||
| f) | Date of the transaction | 2023-03-31 | ||||
| g) | Place of the transaction | London Stock Exchange - XLON | ||||
| 1. | Details of PDMR / PCA | |||||
| a) | Name | Duncan Wanblad | ||||
| 2. | Reason for the notification | |||||
| a) | Position / status | Chief Executive (Director/PDMR) | ||||
| b) | Initial notification / amendment | Initial notification | ||||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | Anglo American plc | ||||
| b) | LEI | 549300S9XF92D1X8ME43 | ||||
| 4. | Details of the transaction(s) | |||||
| a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
| b) | Nature of the transaction | Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period. | ||||
| c) | Currency | GBP - British Pound | ||||
| d) | Price(s) and volume(s) |
| ||||
| e) | Aggregated information
Aggregated volume
Price |
133
GBP 0.00 | ||||
| f) | Date of the transaction | 2023-03-31 | ||||
| g) | Place of the transaction | London Stock Exchange - XLON | ||||
| 1. | Details of PDMR / PCA | |||||
| a) | Name | Peter Whitcutt | ||||
| 2. | Reason for the notification | |||||
| a) | Position / status | CEO Marketing (PDMR) | ||||
| b) | Initial notification / amendment | Initial notification | ||||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | Anglo American plc | ||||
| b) | LEI | 549300S9XF92D1X8ME43 | ||||
| 4. | Details of the transaction(s) | |||||
| a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
| b) | Nature of the transaction | Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan, a UK HMRC approved all-employee share plan. These shares are subject to a three year holding period. | ||||
| c) | Currency | GBP - British Pound | ||||
| d) | Price(s) and volume(s) |
| ||||
| e) | Aggregated information
Aggregated volume
Price |
133
GBP 0.00 | ||||
| f) | Date of the transaction | 2023-03-31 | ||||
| g) | Place of the transaction | London Stock Exchange - XLON | ||||
| 1. | Details of PDMR / PCA | |||||
| a) | Name | Peter Whitcutt | ||||
| 2. | Reason for the notification | |||||
| a) | Position / status | CEO Marketing (PDMR) | ||||
| b) | Initial notification / amendment | Initial notification | ||||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | Anglo American plc | ||||
| b) | LEI | 549300S9XF92D1X8ME43 | ||||
| 4. | Details of the transaction(s) | |||||
| a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
| b) | Nature of the transaction | Sale of Ordinary shares. | ||||
| c) | Currency | GBP - British Pound | ||||
| d) | Price(s) and volume(s) |
| ||||
| e) | Aggregated information
Aggregated volume
Price |
16,923
GBP 27.130 | ||||
| f) | Date of the transaction | 2023-04-04 | ||||
| g) | Place of the transaction | London Stock Exchange - XLON | ||||
Clare Davage
Deputy Company Secretary
5 April 2023
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