Notification of dealing form
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
| a) | Name of natural person or legal person | Graham Kerr | ||||
| 2 | Reason for the notification | |||||
| a) | Position/status | Chief Executive Officer and Managing Director | ||||
| b) | Initial notification/amendment | Initial Notification | ||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | South32 Limited | ||||
| b) | Legal Entity Identifier code | 213800LAZNPXSBKVHR17 | ||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
| a) | Description of the financial instrument, type of instrument | Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP) | ||||
| b) | Identification code | AU000000S320 | ||||
| c) | Nature of the transaction | Vesting of Rights under South32 Equity Incentive Plan (EIP) | ||||
| d) | Currency | AUD - Australian Dollar | ||||
| e) | Price(s) and volume(s) |
| ||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 0.00 Aggregated volume: 242160 Total Aggregated Price: 0.00 | ||||
| g) | Date of transaction | 25 August 2023 | ||||
| h) | Place of transaction | XASX | ||||
| a) | Description of the financial instrument, type of instrument | Sale of Shares | ||||
| b) | Identification code | AU000000S320 | ||||
| c) | Nature of the transaction | Sale of shares | ||||
| d) | Currency | AUD - Australian Dollar | ||||
| e) | Price(s) and volume(s) |
| ||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 3.44 Aggregated volume: 56908 Total Aggregated Price: 195,763.52 | ||||
| g) | Date of transaction | 28 August 2023 | ||||
| h) | Place of transaction | XASX | ||||
| a) | Description of the financial instrument, type of instrument | Off-market transfer of shares made as part settlement of a marital divorce | ||||
| b) | Identification code | AU000000S320 | ||||
| c) | Nature of the transaction | Off-market transfer of shares made as part settlement of a marital divorce | ||||
| d) | Currency | AUD - Australian Dollar | ||||
| e) | Price(s) and volume(s) |
| ||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 0.00 Aggregated volume: 121080 Total Aggregated Price: 0.00 | ||||
| g) | Date of the transaction | 25 August 2023 | ||||
| h) | Place of the transaction | XASX | ||||
Notification of dealing forms
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
| a) | Name of natural person or legal person | Jason Economidis | ||||
| 2 | Reason for the notification | |||||
| a) | Position/status | Chief Operating Officer | ||||
| b) | Initial notification/amendment | Initial Notification | ||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | South32 Limited | ||||
| b) | Legal Entity Identifier code | 213800LAZNPXSBKVHR17 | ||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
| a) | Description of the financial instrument, type of instrument | Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP) | ||||
| b) | Identification code | AU000000S320 | ||||
| c) | Nature of the transaction | Vesting of Rights under South32 Equity Incentive Plan (EIP) | ||||
| d) | Currency | AUD - Australian Dollar | ||||
| e) | Price(s) and volume(s) |
| ||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 0.00 Aggregated volume: 136637 Total Aggregated Price: 0.00 | ||||
| g) | Date of transaction | 25 August 2023 | ||||
| h) | Place of transaction | XASX | ||||
| a) | Description of the financial instrument, type of instrument | Sale of Shares | ||||
| b) | Identification code | AU000000S320 | ||||
| c) | Nature of the transaction | Sale of shares | ||||
| d) | Currency | AUD - Australian Dollar | ||||
| e) | Price(s) and volume(s) |
| ||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 3.444149 Aggregated volume: 64220 Total Aggregated Price: 221,183.25 | ||||
| g) | Date of transaction | 28 August 2023 | ||||
| h) | Place of transaction | XASX | ||||
Notification of dealing form
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||||
| a) | Name of natural person or legal person | Kumaran Perumal Pillay | ||||||
| 2 | Reason for the notification | |||||||
| a) | Position/status | Chief Operating Officer | ||||||
| b) | Initial notification/amendment | Initial Notification | ||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
| a) | Full name of the entity | South32 Limited | ||||||
| b) | Legal Entity Identifier code | 213800LAZNPXSBKVHR17 | ||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||
| a) | Description of the financial instrument, type of instrument | Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP) | ||||||
| b) | Identification code | AU000000S320 | ||||||
| c) | Nature of the transaction | Vesting of Rights under South32 Equity Incentive Plan (EIP) | ||||||
| d) | Currency | AUD - Australian Dollar | ||||||
| e) | Price(s) and volume(s) |
| ||||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 0.00 Aggregated volume: 86262 Total Aggregated Price: 0.00 | ||||||
| g) | Date of transaction | 25 August 2023 | ||||||
| h) | Place of transaction | XASX | ||||||
| a) | Description of the financial instrument, type of instrument | Sale of Shares | ||||||
| b) | Identification code | AU000000S320 | ||||||
| c) | Nature of the transaction | Sale of shares | ||||||
| d) | Currency | AUD - Australian Dollar | ||||||
| e) | Price(s) and volume(s) |
| ||||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 3.508 Aggregated volume: 38819 Total Aggregated Price: 136,196.33 | ||||||
| g) | Date of transaction | 28 August 2023 | ||||||
| h) | Place of transaction | XASX | ||||||
Notification of dealing form
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||||
| a) | Name of natural person or legal person | Sandy Sibenaler | ||||
| 2 | Reason for the notification | |||||
| a) | Position/status | Chief Financial Officer | ||||
| b) | Initial notification/amendment | Initial Notification | ||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a) | Full name of the entity | South32 Limited | ||||
| b) | Legal Entity Identifier code | 213800LAZNPXSBKVHR17 | ||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
| a) | Description of the financial instrument, type of instrument | Vesting of Rights under South32 Equity Incentive Plan (EIP) shares (shares following vesting of rights under EIP) | ||||
| b) | Identification code | AU000000S320 | ||||
| c) | Nature of the transaction | Vesting of Rights under South32 Equity Incentive Plan (EIP) | ||||
| d) | Currency | AUD - Australian Dollar | ||||
| e) | Price(s) and volume(s) |
| ||||
| f) | Aggregated information - Aggregated volume - Price | Aggregated price: 0.00 Aggregated volume: 23762 Total Aggregated Price: 0.00 | ||||
| g) | Date of transaction | 25 August 2023 | ||||
| h) | Place of transaction | XASX | ||||
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