6 December 2023
Director/PDMR Shareholding
Notification of monthly investment in the Phoenix Group Holdings plc Share Incentive Plan ('SIP')
Computershare Trustees Limited (the 'Trustees') of the Phoenix Group Holdings plc SIP, notified the Company on 06 December 2023 that it purchased ordinary shares of 10 pence each at a price of 473.150 pence per share on 05 December 2023 under the 'Partnership' and 'Matching' element of the Company's SIP.
Under the terms of the SIP, each eligible participating employee can contribute from monthly salary to purchase 'Partnership Shares' and the Company matches this based on a one for one ratio up to a maximum of £50. The following table details the number of Partnership and Matching Shares purchased and awarded by the Company's Persons Discharging Managerial Responsibilities ('PDMRs').
| | Number of Partnership shares purchased under the SIP for the month | Number of Matching shares awarded under the SIP for the month
|
| Andrew Briggs | 32 | 10 |
| Andrew Curran | 11 | 11 |
| Michael Eakins | 32 | 10 |
| Anna Franekova | 11 | 11 |
| Claire Hawkins | 32 | 11 |
| Jacqueline Noakes | 31 | 10 |
| Jonathan Pears | 10 | 10 |
| Rakesh Thakrar | 32 | 10 |
| Sara Thompson | 32 | 11 |
| Quentin Zentner | 33 | 11 |
Notification and public disclosure of transactions by persons discharging managerial responsibilities
The Notification of Dealing Forms for each PDMR can be found below. This announcement is made in accordance with the UK Markets Abuse Regulation (Regulation (EU) 596/2014, as it forms part of domestic law by virtue of the European Union (Withdrawal) Act 2018).
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
| a)
| Name
| Andrew Briggs | ||||||
| 2
| Reason for the notification
| |||||||
| a)
| Position/status
| Group Chief Executive | ||||||
| b)
| Initial notification /Amendment
| Initial Notification | ||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
| a)
| Name
| Phoenix Group Holdings plc | ||||||
| b)
| LEI
| 2138001P49OLAEU33T68 | ||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Phoenix Group Holdings plc Ordinary Shares of 10 pence
GB00BGXQNP29
| ||||||
| b)
| Nature of the transaction
| Acquisition of Partnership Shares under the Group's Share Incentive Plan - 32 (see below)
Acquisition of Matching Shares under the Group's Share Incentive Plan - 10 (see below)
| ||||||
| c)
| Price(s) and volume(s)
|
| ||||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
42
360.49p
| ||||||
| e)
| Date of the transaction
| 2023-12-05 | ||||||
| f)
| Place of the transaction
| London | ||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
| a)
| Name
| Andrew Curran | ||||||
| 2
| Reason for the notification
| |||||||
| a)
| Position/status
| CEO - Savings and Retirement | ||||||
| b)
| Initial notification /Amendment
| Initial Notification | ||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
| a)
| Name
| Phoenix Group Holdings plc | ||||||
| b)
| LEI
| 2138001P49OLAEU33T68 | ||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Phoenix Group Holdings plc Ordinary Shares of 10 pence
GB00BGXQNP29
| ||||||
| b)
| Nature of the transaction
| Acquisition of Partnership Shares under the Group's Share Incentive Plan - 11 (see below)
Acquisition of Matching Shares under the Group's Share Incentive Plan - 11 (see below)
| ||||||
| c)
| Price(s) and volume(s)
|
| ||||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
22
236.57p
| ||||||
| e)
| Date of the transaction
| 2023-12-05 | ||||||
| f)
| Place of the transaction
| London | ||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
| a)
| Name
| Michael Eakins
| ||||||
| 2
| Reason for the notification
| |||||||
| a)
| Position/status
| Group Chief Investment Officer | ||||||
| b)
| Initial notification /Amendment
| Initial Notification | ||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
| a)
| Name
| Phoenix Group Holdings plc | ||||||
| b)
| LEI
| 2138001P49OLAEU33T68 | ||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Phoenix Group Holdings plc Ordinary Shares of 10 pence
GB00BGXQNP29
| ||||||
| b)
| Nature of the transaction
| Acquisition of Partnership Shares under the Group's Share Incentive Plan - 32 (see below)
Acquisition of Matching Shares under the Group's Share Incentive Plan - 10 (see below)
| ||||||
| c)
| Price(s) and volume(s)
|
| ||||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
42
360.49p
| ||||||
| e)
| Date of the transaction
| 2023-12-05 | ||||||
| f)
| Place of the transaction
| London | ||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
| a)
| Name
| Anna Franekova
| ||||||
| 2
| Reason for the notification
| |||||||
| a)
| Position/status
| Corporate Development Director | ||||||
| b)
| Initial notification /Amendment
| Initial Notification | ||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
| a)
| Name
| Phoenix Group Holdings plc | ||||||
| b)
| LEI
| 2138001P49OLAEU33T68 | ||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Phoenix Group Holdings plc Ordinary Shares of 10 pence
GB00BGXQNP29
| ||||||
| b)
| Nature of the transaction
| Acquisition of Partnership Shares under the Group's Share Incentive Plan - 11 (see below)
Acquisition of Matching Shares under the Group's Share Incentive Plan - 11 (see below)
| ||||||
| c)
| Price(s) and volume(s)
|
| ||||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
22
236.57p
| ||||||
| e)
| Date of the transaction
| 2023-12-05 | ||||||
| f)
| Place of the transaction
| London | ||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
| a)
| Name
| Claire Hawkins | ||||||
| 2
| Reason for the notification
| |||||||
| a)
| Position/status
| Director of Corporate Affairs & Investor Relations | ||||||
| b)
| Initial notification /Amendment
| Initial Notification | ||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
| a)
| Name
| Phoenix Group Holdings plc | ||||||
| b)
| LEI
| 2138001P49OLAEU33T68 | ||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Phoenix Group Holdings plc Ordinary Shares of 10 pence
GB00BGXQNP29
| ||||||
| b)
| Nature of the transaction
| Acquisition of Partnership Shares under the Group's Share Incentive Plan - 32 (see below)
Acquisition of Matching Shares under the Group's Share Incentive Plan - 11 (see below)
| ||||||
| c)
| Price(s) and volume(s)
|
| ||||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
43
352.11p
| ||||||
| e)
| Date of the transaction
| 2023-12-05 | ||||||
| f)
| Place of the transaction
| London | ||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
| a)
| Name
| Jacqueline Noakes | ||||||
| 2
| Reason for the notification
| |||||||
| a)
| Position/status
| Chief Operating Officer | ||||||
| b)
| Initial notification /Amendment
| Initial Notification | ||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
| a)
| Name
| Phoenix Group Holdings plc | ||||||
| b)
| LEI
| 2138001P49OLAEU33T68 | ||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Phoenix Group Holdings plc Ordinary Shares of 10 pence
GB00BGXQNP29
| ||||||
| b)
| Nature of the transaction
| Acquisition of Partnership Shares under the Group's Share Incentive Plan - 31 (see below)
Acquisition of Matching Shares under the Group's Share Incentive Plan - 10 (see below)
| ||||||
| c)
| Price(s) and volume(s)
|
| ||||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
41
357.74p
| ||||||
| e)
| Date of the transaction
| 2023-12-05 | ||||||
| f)
| Place of the transaction
| London | ||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
| a)
| Name
| Jonathan Pears | ||||||
| 2
| Reason for the notification
| |||||||
| a)
| Position/status
| Group Chief Risk Officer | ||||||
| b)
| Initial notification /Amendment
| Initial Notification | ||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
| a)
| Name
| Phoenix Group Holdings plc | ||||||
| b)
| LEI
| 2138001P49OLAEU33T68 | ||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Phoenix Group Holdings plc Ordinary Shares of 10 pence
GB00BGXQNP29
| ||||||
| b)
| Nature of the transaction
| Acquisition of Partnership Shares under the Group's Share Incentive Plan - 10 (see below)
Acquisition of Matching Shares under the Group's Share Incentive Plan - 10 (see below)
| ||||||
| c)
| Price(s) and volume(s)
|
| ||||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
20
236.57p
| ||||||
| e)
| Date of the transaction
| 2023-12-05 | ||||||
| f)
| Place of the transaction
| London | ||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
| a)
| Name
| Rakesh Thakrar | ||||||
| 2
| Reason for the notification
| |||||||
| a)
| Position/status
| Chief Financial Officer | ||||||
| b)
| Initial notification /Amendment
| Initial Notification | ||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
| a)
| Name
| Phoenix Group Holdings plc | ||||||
| b)
| LEI
| 2138001P49OLAEU33T68 | ||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Phoenix Group Holdings plc Ordinary Shares of 10 pence
GB00BGXQNP29
| ||||||
| b)
| Nature of the transaction
| Acquisition of Partnership Shares under the Group's Share Incentive Plan - 32 (see below)
Acquisition of Matching Shares under the Group's Share Incentive Plan - 10 (see below)
| ||||||
| c)
| Price(s) and volume(s)
|
| ||||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
42
360.49p
| ||||||
| e)
| Date of the transaction
| 2023-12-05 | ||||||
| f)
| Place of the transaction
| London | ||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
| a)
| Name
| Sara Thompson | ||||||
| 2
| Reason for the notification
| |||||||
| a)
| Position/status
| Group HR Director | ||||||
| b)
| Initial notification /Amendment
| Initial Notification | ||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
| a)
| Name
| Phoenix Group Holdings plc | ||||||
| b)
| LEI
| 2138001P49OLAEU33T68 | ||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Phoenix Group Holdings plc Ordinary Shares of 10 pence
GB00BGXQNP29
| ||||||
| b)
| Nature of the transaction
| Acquisition of Partnership Shares under the Group's Share Incentive Plan - 32 (see below)
Acquisition of Matching Shares under the Group's Share Incentive Plan - 11 (see below)
| ||||||
| c)
| Price(s) and volume(s)
|
| ||||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
43
352.11p
| ||||||
| e)
| Date of the transaction
| 2023-12-05 | ||||||
| f)
| Place of the transaction
| London | ||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||
| a)
| Name
| Quentin Zentner | ||||||
| 2
| Reason for the notification
| |||||||
| a)
| Position/status
| General Counsel | ||||||
| b)
| Initial notification /Amendment
| Initial Notification | ||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||
| a)
| Name
| Phoenix Group Holdings plc | ||||||
| b)
| LEI
| 2138001P49OLAEU33T68 | ||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||
| a)
| Description of the financial instrument, type of instrument
Identification code
|
Phoenix Group Holdings plc Ordinary Shares of 10 pence
GB00BGXQNP29
| ||||||
| b)
| Nature of the transaction
| Acquisition of Partnership Shares under the Group's Share Incentive Plan - 33 (see below)
Acquisition of Matching Shares under the Group's Share Incentive Plan - 11 (see below)
| ||||||
| c)
| Price(s) and volume(s)
|
| ||||||
| d)
| Aggregated information
- Aggregated volume
- Price
|
44
354.86p
| ||||||
| e)
| Date of the transaction
| 2023-12-05 | ||||||
| f)
| Place of the transaction
| London | ||||||
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