FORM 8.3 - Amendement | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short |
| |||||
(c) | Name of offeror/offeree in relation to whose | SMART METERING SYSTEMS PLC | |||||
(d) | If an exempt fund manager connected with an |
| |||||
(e) | Date position held/dealing undertaken: | 12 Jan 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 2,049,785 | 1.53% | 82,069 | 0.06% | |||
(2) Cash-settled derivatives: | 70,145 | 0.05% | 2,027,695 | 1.52% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| 2,119,930 | 1.59% | 2,109,764 | 1.58% | |||
(b) | Rights to subscribe for new securities (including directors and | ||||||
Class of relevant security in relation to | | ||||||
Details, including nature of the rights | | ||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
1p ordinary | Purchase | 300,000 | 9.3421 GBP | ||||
1p ordinary | Purchase | 150,000 | 9.3146 GBP | ||||
1p ordinary | Purchase | 115,055 | 9.2600 GBP | ||||
1p ordinary | Purchase | 81,058 | 9.2864 GBP | ||||
1p ordinary | Purchase | 50,000 | 9.2846 GBP | ||||
1p ordinary | Purchase | 15,000 | 9.2646 GBP | ||||
1p ordinary | Purchase | 14,047 | 9.2597 GBP | ||||
1p ordinary | Purchase | 13,299 | 9.2950 GBP | ||||
1p ordinary | Purchase | 8,057 | 9.2998 GBP | ||||
1p ordinary | Purchase | 7,365 | 9.2867 GBP | ||||
1p ordinary | Purchase | 5,087 | 9.3397 GBP | ||||
1p ordinary | Purchase | 1,304 | 9.2966 GBP | ||||
1p ordinary | Purchase | 437 | 9.2900 GBP | ||||
1p ordinary | Purchase | 365 | 9.2500 GBP | ||||
1p ordinary | Purchase | 249 | 9.3000 GBP | ||||
1p ordinary | Sale | 100,027 | 9.2617 GBP | ||||
1p ordinary | Sale | 22,246 | 9.2600 GBP | ||||
1p ordinary | Sale | 21,629 | 9.3062 GBP | ||||
1p ordinary | Sale | 13,548 | 9.2950 GBP | ||||
1p ordinary | Sale | 11,718 | 9.2953 GBP | ||||
1p ordinary | Sale | 9,031 | 9.2601 GBP | ||||
1p ordinary | Sale | 7,027 | 9.2773 GBP | ||||
1p ordinary | Sale | 3,172 | 9.2603 GBP | ||||
1p ordinary | Sale | 3,018 | 9.2801 GBP | ||||
1p ordinary | Sale | 2,365 | 9.2800 GBP | ||||
1p ordinary | Sale | 746 | 9.2737 GBP | ||||
1p ordinary | Sale | 437 | 9.2900 GBP | ||||
1p ordinary | Sale | 365 | 9.2500 GBP | ||||
1p ordinary | Sale | 322 | 9.2684 GBP | ||||
1p ordinary | Sale | 249 | 9.3000 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product description | Nature of dealing | Number of | Price per | |||
1p ordinary | SWAP | Decreasing Long | 300,000 | 9.3422 GBP | |||
1p ordinary | SWAP | Decreasing Short | 39 | 9.3299 GBP | |||
1p ordinary | SWAP | Decreasing Short | 283 | 9.2600 GBP | |||
1p ordinary | SWAP | Decreasing Short | 11,414 | 9.2798 GBP | |||
1p ordinary | SWAP | Decreasing Short | 11,718 | 9.2953 GBP | |||
1p ordinary | SWAP | Decreasing Short | 21,629 | 9.3062 GBP | |||
1p ordinary | CFD | Increasing Short | 5,087 | 9.3396 GBP | |||
1p ordinary | CFD | Increasing Short | 9,361 | 9.3000 GBP | |||
1p ordinary | CFD | Increasing Short | 24,139 | 9.3144 GBP | |||
1p ordinary | SWAP | Increasing Short | 24,516 | 9.2752 GBP | |||
1p ordinary | SWAP | Increasing Short | 32,403 | 9.2746 GBP | |||
1p ordinary | SWAP | Increasing Short | 150,000 | 9.3146 GBP | |||
1p ordinary | SWAP | Opening Short | 15,000 | 9.2646 GBP | |||
1p ordinary | SWAP | Opening Short | 50,000 | 9.2846 GBP | |||
| | | | | | | |
(c) | Stock-settled derivative transactions | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| | | | | | | |
| | | | | | | |
(ii) | Exercising |
| | | | | |
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| | | | | |||
| | | | | | | |
(d) | Other dealings (including subscribing for | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| | | | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
NONE | |||||||
(c) | Attachments |
| | | | | |
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 24-Jan-24 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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