HALEON PLC
("Haleon" or "the Company")
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
5 March 2024: Notification and Public Disclosure in accordance with the requirements of the UK Market Abuse Regulation of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs").
This notification sets out the vesting details of awards over ordinary shares and American Depositary Shares ("ADSs") made to PDMRs in October 2022 and March 2023 under the Haleon Share Value Plan ("SVP") and Performance Share Plan ("PSP") respectively and the subsequent sale of ordinary shares and ADSs to meet tax liabilities.
The Refill awards made under the Haleon SVP were subject to continued employment and the Refill awards made under the Haleon PSP were subject to continued employment and performance conditions over the performance period ended on 31 December 2023. Performance targets and levels of achievement will be disclosed in the 2023 Annual Report. The awards are subject to malus and clawback provisions.
The notifications that follow are for awards made to PDMRs and detail the conditional awards that vested, including dividends accrued (for awards under the PSP), on 1 March 2024.
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
| a)
| Name
| Brian McNamara | ||||
| 2
| Reason for the notification
| |||||
| a)
| Position/status
| Chief Executive Officer - PDMR | ||||
| b)
| Initial notification /Amendment | Initial Notification | ||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
| a)
| Name
| Haleon plc | ||||
| b)
| LEI
| 549300PSB3WWEODCUP19 | ||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
| a) | Description of the financial instrument, type of instrument
Identification code | Haleon plc American Depositary Shares (ADS)
US405552100
| ||||
| b) | Nature of the transaction
| Acquisition of ADS in respect of the Performance Share Plan ("PSP") March 2023 Refill award. | ||||
| c) | Price(s) and volume(s) |
| ||||
| d) | Aggregated information
- Aggregated volume
- Price | N/A
| ||||
| e) | Date of the transaction | 1 March 2024
| ||||
| f) | Place of the transaction | Outside a trading venue
| ||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||
| a) | Description of the financial instrument, type of instrument
Identification code | Haleon plc American Depositary Shares (ADS)
US405552100
| ||||
| b) | Nature of the transaction
| Sale of ADS resulting from the Performance Share Plan ("PSP") March 2023 Refill award vesting to cover tax liabilities. | ||||
| c) | Price(s) and volume(s) |
| ||||
| d) | Aggregated information
- Aggregated volume
- Price | N/A
| ||||
| e) | Date of the transaction | 1 March 2024
| ||||
| f) | Place of the transaction | New York Stock Exchange (XYNS)
| ||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||
| a)
| Name
| Tobias Hestler | |||||
| 2
| Reason for the notification
| ||||||
| a)
| Position/status
| Chief Financial Officer - PDMR | |||||
| b)
| Initial notification /Amendment
| Initial Notification | |||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||
| a)
| Name
| Haleon plc | |||||
| b)
| LEI
| 549300PSB3WWEODCUP19 | |||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||
| a)
| Description of the financial instrument, type of instrument | Ordinary Shares of £0.01 each | |||||
| | | ||||||
| Identification code | GB00BMX86B70 | ||||||
| | | ||||||
| b)
| Nature of the transaction
| Acquisition of ordinary shares in respect of the Performance Share Plan ("PSP") March 2023 Refill award. | |||||
| c) | Price(s) and volume(s) | |
| ||||
| | | | |||||
| d)
| Aggregated information | N/A
| |||||
| | | ||||||
| - Aggregated volume | | ||||||
| | | ||||||
| - Price | | ||||||
| | | ||||||
| e)
| Date of the transaction
| 1 March 2024 | |||||
| f)
| Place of the transaction | Outside a trading venue | |||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||
| a) | Description of the financial instrument, type of instrument
Identification code | Ordinary Shares of £0.01 each
GB00BMX86B70
| |||||
| b) | Nature of the transaction
| Sale of ordinary shares resulting from the Performance Share Plan ("PSP") March 2023 Refill award vesting to cover tax liabilities. | |||||
| c) | Price(s) and volume(s) |
| |||||
| d) | Aggregated information
- Aggregated volume
- Price | N/A
| |||||
| e) | Date of the transaction | 1 March 2024
| |||||
| f) | Place of the transaction | London Stock Exchange (XLON)
| |||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||
| a)
| Name
| Filippo Lanzi | ||||||||||
| 2
| Reason for the notification
| |||||||||||
| a)
| Position/status
| President, EMEA and LATAM - PDMR | ||||||||||
| b)
| Initial notification /Amendment
| Initial Notification | ||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||
| a)
| Name
| Haleon plc | ||||||||||
| b)
| LEI
| 549300PSB3WWEODCUP19 | ||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||||
| a)
| Description of the financial instrument, type of instrument | Ordinary Shares of £0.01 each | ||||||||||
| | | |||||||||||
| Identification code | GB00BMX86B70 | |||||||||||
| | | |||||||||||
| b)
| Nature of the transaction
| 1) Acquisition of ordinary shares in respect of the Performance Share Plan ("PSP") March 2023 Refill award. 2) Acquisition of ordinary shares in respect of the Share Value Plan ("SVP") October 2022 Refill award. | ||||||||||
| c) | Price(s) and volume(s) | |
| |||||||||
| | | | ||||||||||
| d)
| Aggregated information | | ||||||||||
| | | |||||||||||
| - Aggregated volume | 43,626.81 | |||||||||||
| | | |||||||||||
| - Price | Nil | |||||||||||
| | | |||||||||||
| e)
| Date of the transaction
| 1 March 2024 | ||||||||||
| f)
| Place of the transaction | Outside a trading venue | ||||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||
| a) | Description of the financial instrument, type of instrument
Identification code | Ordinary Shares of £0.01 each
GB00BMX86B70
| ||||||||||
| b) | Nature of the transaction
| 1) Sale of ordinary shares resulting from the Performance Share Plan ("PSP") March 2023 Refill award vesting to cover tax liabilities. 2) Sale of ordinary shares resulting from the Share Value Plan ("SVP") October 2022 Refill award vesting to cover tax liabilities. | ||||||||||
| c) | Price(s) and volume(s) |
| ||||||||||
| d) | Aggregated information
- Aggregated volume
- Price |
19,701.02
£3.293126
| ||||||||||
| e) | Date of the transaction | 1 March 2024
| ||||||||||
| f) | Place of the transaction | London Stock Exchange (XLON)
| ||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||
| a)
| Name
| Keith Choy | ||||||||||
| 2
| Reason for the notification
| |||||||||||
| a)
| Position/status
| President, Asia Pacific - PDMR | ||||||||||
| b)
| Initial notification /Amendment
| Initial Notification | ||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||
| a)
| Name
| Haleon plc | ||||||||||
| b)
| LEI
| 549300PSB3WWEODCUP19 | ||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||||
| a)
| Description of the financial instrument, type of instrument | Ordinary Shares of £0.01 each | ||||||||||
| | | |||||||||||
| Identification code | GB00BMX86B70 | |||||||||||
| | | |||||||||||
| b)
| Nature of the transaction
| 1) Acquisition of ordinary shares in respect of the Performance Share Plan ("PSP") March 2023 Refill award. 2) Acquisition of ordinary shares in respect of the Share Value Plan ("SVP") October 2022 Refill award. | ||||||||||
| c) | Price(s) and volume(s) | |
| |||||||||
| | | | ||||||||||
| d)
| Aggregated information | | ||||||||||
| | | |||||||||||
| - Aggregated volume | 38,030.81 | |||||||||||
| | | |||||||||||
| - Price | Nil | |||||||||||
| | | |||||||||||
| e)
| Date of the transaction
| 1 March 2024 | ||||||||||
| f)
| Place of the transaction | Outside a trading venue | ||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||
| a)
| Name
| Tamara Rogers | ||||||||||
| 2
| Reason for the notification
| |||||||||||
| a)
| Position/status
| Chief Marketing Officer - PDMR | ||||||||||
| b)
| Initial notification /Amendment
| Initial Notification | ||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||
| a)
| Name
| Haleon plc | ||||||||||
| b)
| LEI
| 549300PSB3WWEODCUP19 | ||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||||
| a)
| Description of the financial instrument, type of instrument | Ordinary Shares of £0.01 each | ||||||||||
| | | |||||||||||
| Identification code | GB00BMX86B70 | |||||||||||
| | | |||||||||||
| b)
| Nature of the transaction
| 1) Acquisition of ordinary shares in respect of the Performance Share Plan ("PSP") March 2023 Refill award. 2) Acquisition of ordinary shares in respect of the Share Value Plan ("SVP") October 2022 Refill award. | ||||||||||
| c) | Price(s) and volume(s) | |
| |||||||||
| | | | ||||||||||
| d)
| Aggregated information | | ||||||||||
| | | |||||||||||
| - Aggregated volume | 52,145.04 | |||||||||||
| | | |||||||||||
| - Price | Nil | |||||||||||
| | | |||||||||||
| e)
| Date of the transaction
| 1 March 2024 | ||||||||||
| f)
| Place of the transaction | Outside a trading venue | ||||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||
| a) | Description of the financial instrument, type of instrument
Identification code | Ordinary Shares of £0.01 each
GB00BMX86B70
| ||||||||||
| b) | Nature of the transaction
| 1) Sale of ordinary shares resulting from the Performance Share Plan ("PSP") March 2023 Refill award vesting to cover tax liabilities. 2) Sale of ordinary shares resulting from the Share Value Plan ("SVP") October 2022 Refill award vesting to cover tax liabilities. | ||||||||||
| c) | Price(s) and volume(s) |
| ||||||||||
| d) | Aggregated information
- Aggregated volume
- Price |
24,594.25
£3.293126
| ||||||||||
| e) | Date of the transaction | 1 March 2024
| ||||||||||
| f) | Place of the transaction | London Stock Exchange (XLON)
| ||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||||||||
| a)
| Name
| Franck Riot | ||||||||||
| 2
| Reason for the notification
| |||||||||||
| a)
| Position/status
| Chief R&D Officer - PDMR | ||||||||||
| b)
| Initial notification /Amendment
| Initial Notification | ||||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||||||||
| a)
| Name
| Haleon plc | ||||||||||
| b)
| LEI
| 549300PSB3WWEODCUP19 | ||||||||||
| 4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||||||||
| a)
| Description of the financial instrument, type of instrument | Ordinary Shares of £0.01 each | ||||||||||
| | | |||||||||||
| Identification code | GB00BMX86B70 | |||||||||||
| | | |||||||||||
| b)
| Nature of the transaction
| 1) Acquisition of ordinary shares in respect of the Performance Share Plan ("PSP") March 2023 Refill award. 2) Acquisition of ordinary shares in respect of the Share Value Plan ("SVP") October 2022 Refill award. | ||||||||||
| c) | Price(s) and volume(s) | |
| |||||||||
| | | | ||||||||||
| d)
| Aggregated information | | ||||||||||
| | | |||||||||||
| - Aggregated volume | 38,030.81 | |||||||||||
| | | |||||||||||
| - Price | Nil | |||||||||||
| | | |||||||||||
| e)
| Date of the transaction
| 1 March 2024 | ||||||||||
| f)
| Place of the transaction | Outside a trading venue | ||||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||||||||||
| a) | Description of the financial instrument, type of instrument
Identification code | Ordinary Shares of £0.01 each
GB00BMX86B70
| ||||||||||
| b) | Nature of the transaction
| 1) Sale of ordinary shares resulting from the Performance Share Plan ("PSP") March 2023 Refill award vesting to cover tax liabilities. 2) Sale of ordinary shares resulting from the Share Value Plan ("SVP") October 2022 Refill award vesting to cover tax liabilities. | ||||||||||
| c) | Price(s) and volume(s) |
| ||||||||||
| d) | Aggregated information
- Aggregated volume
- Price |
17,937.26
£3.293126
| ||||||||||
| e) | Date of the transaction | 1 March 2024
| ||||||||||
| f) | Place of the transaction | London Stock Exchange (XLON)
| ||||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Bjarne Tellmann | |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| General Counsel - PDMR | |||||||||
| b)
| Initial notification /Amendment | Initial Notification | |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
| a)
| Name
| Haleon plc | |||||||||
| b)
| LEI
| 549300PSB3WWEODCUP19 | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||
| a) | Description of the financial instrument, type of instrument
Identification code | Haleon plc American Depositary Shares (ADS)
US405552100
| |||||||||
| b) | Nature of the transaction
| 1) Acquisition of ADS in respect of the Performance Share Plan ("PSP") March 2023 Refill award. 2) Acquisition of ADS in respect of the Share Value Plan ("SVP") October 2022 Refill award. | |||||||||
| c) | Price(s) and volume(s) |
| |||||||||
| d) | Aggregated information
- Aggregated volume
- Price |
91,140.73
Nil
| |||||||||
| e) | Date of the transaction | 1 March 2024
| |||||||||
| f) | Place of the transaction | Outside a trading venue
| |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||
| a) | Description of the financial instrument, type of instrument
Identification code | Haleon plc American Depositary Shares (ADS)
US405552100
| |||||||||
| b) | Nature of the transaction
| 1) Sale of ADS resulting from the Performance Share Plan ("PSP") March 2023 Refill award vesting to cover tax liabilities. 2) Sale of ADS resulting from the Share Value Plan ("SVP") October 2022 Refill award vesting to cover tax liabilities. | |||||||||
| c) | Price(s) and volume(s) |
| |||||||||
| d) | Aggregated information
- Aggregated volume
- Price |
42,943.50
$8.4259
| |||||||||
| e) | Date of the transaction | 1 March 2024
| |||||||||
| f) | Place of the transaction | New York Stock Exchange (XYNS)
| |||||||||
| 1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||||||
| a)
| Name
| Lisa Paley | |||||||||
| 2
| Reason for the notification
| ||||||||||
| a)
| Position/status
| President, North America - PDMR | |||||||||
| b)
| Initial notification /Amendment | Initial Notification | |||||||||
| 3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
| a)
| Name
| Haleon plc | |||||||||
| b)
| LEI
| 549300PSB3WWEODCUP19 | |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||
| a) | Description of the financial instrument, type of instrument
Identification code | Haleon plc American Depositary Shares (ADS)
US405552100
| |||||||||
| b) | Nature of the transaction
| 1) Acquisition of ADS in respect of the Performance Share Plan ("PSP") March 2023 Refill award. 2) Acquisition of ADS in respect of the Share Value Plan ("SVP") October 2022 Refill award. | |||||||||
| c) | Price(s) and volume(s) |
| |||||||||
| d) | Aggregated information
- Aggregated volume
- Price |
24,900.63
Nil
| |||||||||
| e) | Date of the transaction | 1 March 2024
| |||||||||
| f) | Place of the transaction | Outside a trading venue
| |||||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||||||||
| a) | Description of the financial instrument, type of instrument
Identification code | Haleon plc American Depositary Shares (ADS)
US405552100
| |||||||||
| b) | Nature of the transaction
| 1) Sale of ADS resulting from the Performance Share Plan ("PSP") March 2023 Refill award vesting to cover tax liabilities. 2) Sale of ADS resulting from the Share Value Plan ("SVP") October 2022 Refill award vesting to cover tax liabilities. | |||||||||
| c) | Price(s) and volume(s) |
| |||||||||
| d) | Aggregated information
- Aggregated volume
- Price |
12,459.06
$8.4259
| |||||||||
| e) | Date of the transaction | 1 March 2024
| |||||||||
| f) | Place of the transaction | New York Stock Exchange (XYNS)
| |||||||||
Amanda Mellor
Company Secretary
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