This announcement replaces the previous RNS announcement 9944H released at 11:41 on the 22nd March 2024. Amendments to sections 2a and 2b. All other information remains unchanged.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) Name of exempt principal trader: | UBS Investment Bank, London |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
| (d) Date dealing undertaken: | 21 March 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| EUR 0.22 ordinary | Buy
| 919748 | 13.68500 GBP | 13.53645 GBP |
| EUR 0.22 ordinary | Sell
| 1680899 | 13.71502 GBP | 13.34755 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| EUR 0.22 ordinary | CFD
| Long | 201 | 13.594328 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1660 | 13.6216422 GBP |
| EUR 0.22 ordinary | CFD
| Long | 106 | 13.585 GBP |
| EUR 0.22 ordinary | CFD
| Long | 106 | 13.64 GBP |
| EUR 0.22 ordinary | CFD
| Long | 4198 | 13.65032828 GBP |
| EUR 0.22 ordinary | CFD
| Long | 444 | 13.59398649 GBP |
| EUR 0.22 ordinary | CFD
| Long | 27000 | 13.58836389 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1690 | 13.62009615 GBP |
| EUR 0.22 ordinary | CFD
| Long | 472500 | 13.676429 GBP |
| EUR 0.22 ordinary | CFD
| Long | 33541 | 13.61679795 GBP |
| EUR 0.22 ordinary | CFD
| Long | 29275 | 13.6142 GBP |
| EUR 0.22 ordinary | CFD
| Long | 521 | 13.638762 GBP |
| EUR 0.22 ordinary | CFD
| Long | 515 | 13.63466 GBP |
| EUR 0.22 ordinary | CFD
| Long | 100000 | 13.3475545 GBP |
| EUR 0.22 ordinary | CFD
| Long | 695 | 13.63282374 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2029 | 13.608379 GBP |
| EUR 0.22 ordinary | CFD
| Long | 4192 | 13.58045245 GBP |
| EUR 0.22 ordinary | CFD
| Long | 3607 | 13.64011902 GBP |
| EUR 0.22 ordinary | CFD
| Long | 868 | 13.61721923 GBP |
| EUR 0.22 ordinary | CFD
| Long | 465 | 13.62941391 GBP |
| EUR 0.22 ordinary | CFD
| Long | 3164 | 13.66246586 GBP |
| EUR 0.22 ordinary | CFD
| Long | 3138 | 13.58253288 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2328 | 13.59105565 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1921 | 13.57817129 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1566 | 13.55452558 GBP |
| EUR 0.22 ordinary | CFD
| Long | 789 | 13.62379121 GBP |
| EUR 0.22 ordinary | CFD
| Long | 509 | 13.6348764 GBP |
| EUR 0.22 ordinary | CFD
| Long | 621 | 13.624143 GBP |
| EUR 0.22 ordinary | CFD
| Long | 78300 | 13.603846 GBP |
| EUR 0.22 ordinary | CFD
| Long | 135000 | 13.601385 GBP |
| EUR 0.22 ordinary | CFD
| Long | 135000 | 13.385547 GBP |
| EUR 0.22 ordinary | CFD
| Long | 8 | 13.59483006 GBP |
| EUR 0.22 ordinary | CFD
| Long | 24996 | 13.665 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1485 | 13.56863788 GBP |
| EUR 0.22 ordinary | CFD
| Long | 969 | 13.63229891 GBP |
| EUR 0.22 ordinary | CFD
| Long | 943 | 13.62157784 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1773 | 13.64887761 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1167 | 13.645758 GBP |
| EUR 0.22 ordinary | CFD
| Long | 352 | 13.572557 GBP |
| EUR 0.22 ordinary | CFD
| Long | 135000 | 13.60139 GBP |
| EUR 0.22 ordinary | CFD
| Long | 53466 | 13.62610 GBP |
| EUR 0.22 ordinary | CFD
| Long | 356 | 13.57747191 GBP |
| EUR 0.22 ordinary | CFD
| Short | 6312 | 13.665683 GBP |
| EUR 0.22 ordinary | CFD
| Short | 179 | 13.665698 GBP |
| EUR 0.22 ordinary | CFD
| Short | 37898 | 13.665 GBP |
| EUR 0.22 ordinary | CFD
| Short | 106 | 13.63 GBP |
| EUR 0.22 ordinary | CFD
| Short | 106 | 13.64 GBP |
| EUR 0.22 ordinary | CFD
| Short | 106 | 13.66 GBP |
| EUR 0.22 ordinary | CFD
| Short | 718 | 13.66985054 GBP |
| EUR 0.22 ordinary | CFD
| Short | 61721 | 13.62828 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1 | 13.56 GBP |
| EUR 0.22 ordinary | CFD
| Short | 350 | 13.61476221 GBP |
| EUR 0.22 ordinary | CFD
| Short | 4169 | 13.60630854 GBP |
| EUR 0.22 ordinary | CFD
| Short | 4745 | 13.60571749 GBP |
| EUR 0.22 ordinary | CFD
| Short | 2645 | 13.6099527 GBP |
| EUR 0.22 ordinary | CFD
| Short | 200 | 13.62547688 GBP |
| EUR 0.22 ordinary | CFD
| Short | 329 | 13.62277921 GBP |
| EUR 0.22 ordinary | CFD
| Short | 177 | 13.60923337 GBP |
| EUR 0.22 ordinary | CFD
| Short | 3164 | 13.6655466 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1854 | 13.6436585103776 GBP |
| EUR 0.22 ordinary | CFD
| Short | 16756 | 13.6557519694438 GBP |
| EUR 0.22 ordinary | CFD
| Short | 12827 | 13.5929952444063 GBP |
| EUR 0.22 ordinary | CFD
| Short | 4431 | 13.5835951252539 GBP |
| EUR 0.22 ordinary | CFD
| Short | 886 | 13.5727878103837 GBP |
| EUR 0.22 ordinary | CFD
| Short | 190 | 13.664053 GBP |
| EUR 0.22 ordinary | CFD
| Short | 10888 | 13.606899 GBP |
| EUR 0.22 ordinary | CFD
| Short | 112 | 13.6408035714286 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1253 | 13.61427517 GBP |
| EUR 0.22 ordinary | CFD
| Short | 11912 | 13.66232119 GBP |
| EUR 0.22 ordinary | CFD
| Short | 4063 | 13.61332041 GBP |
| EUR 0.22 ordinary | CFD
| Short | 484 | 13.62634467 GBP |
| EUR 0.22 ordinary | CFD
| Short | 8782 | 13.61436854 GBP |
| EUR 0.22 ordinary | CFD
| Short | 15286 | 13.617305 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1099 | 13.6257325 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1495 | 13.61289465 GBP |
| EUR 0.22 ordinary | CFD
| Short | 210 | 13.62295238 GBP |
| EUR 0.22 ordinary | CFD
| Short | 199 | 13.5953235 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| | | | | | | | |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
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(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
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|
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
|
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
None |
Date of disclosure: | 25 March 2024 |
Contact name: | Richard Howard |
Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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