| FORM 8.5 Replacement |
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| The Form 8.5 MONDI PLC announcement released on 23/02/2024 under RNS 2741E has been amended. | |
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| Amendments are identified with an asterisk (*). |
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| The full amended text is shown below |
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FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
| 1. | KEY INFORMATION |
| Merrill Lynch International | ||
| MONDI PLC | ||
| MONDI PLC | ||
| 22/02/2024 | ||
| YES If YES, specify which:
|
| 2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
| (a) | Purchases and sales |
| Class of relevant security | Purchases/ | Total number of securities | Highest price | Lowest price |
| EUR 0.22 ordinary | Purchase | *527,603 | 14.17 GBP | 13.935 GBP |
| EUR 0.22 ordinary | Sale | 1,311,188 | 14.195 GBP | 13.935 GBP |
| (b) | Cash-settled derivative transactions |
| Class of | Product description | Nature of dealing | Number of reference securities | Price per unit |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Short Position | 2,094 | 337.303 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a long position | 961 | 340.885 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a long position | 421 | 340.885 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a short position | 1,333 | 14.11 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a long position | 605 | 14.124 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 2,085 | 14.108 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 262 | 14.13 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 1,994 | 14.109 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 2,141 | 14.109 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a long position | 2,700 | 14.107 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 11 | 13.855 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 13 | 13.855 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 48 | 13.855 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 93 | 14.166 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a long position | 11,770 | 14.109 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a long position | 20,314 | 14.122 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a short position | 20 | 14.062 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 6 | 13.855 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 45 | 14.097 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a long position | 28,000 | 14.154 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a long position | 9,600 | 14.105 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 125 | 14.109 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a short position | 262 | 14.13 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a short position | 1,878 | 14.11 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 918 | 14.111 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a short position | 1,000 | 14.12 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 1,437 | 14.109 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 1,721 | 14.145 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a long position | 27,958 | 14.105 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a short position | 15 | 14.106 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a long position | 19,646 | 14.106 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a long position | 53 | 14.059 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a short position | 112 | 14.102 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a long position | 110 | 13.855 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 10,982 | 14.122 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a long position | 1,166 | 14.105 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a short position | 109 | 14.108 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 761 | 14.105 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 75 | 14.081 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 17,438 | 14.109 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 135 | 14.109 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 7,375 | 14.109 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a short position | 221 | 14.07 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 27 | 13.855 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a long position | 26,878 | 14.078 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a short position | 181 | 14.113 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 4,241 | 14.105 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a long position | 172 | 14.125 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 5 | 13.855 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a long position | 3,926 | 14.111 GBP |
| (c) | Stock-settled derivative transactions (including options) |
| (i) | Writing, selling, purchasing or varying |
| Class | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number | Exercise | Type | Expiry date | Option money paid/ received per unit |
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| (ii) | Exercise |
| Class of relevant security | Product description | Exercising/ | Number of | Exercise Price per |
| N/A | N/A | N/A | N/A | N/A |
| (d) | Other dealings (including subscribing for new securities) |
| Class of relevant security | Nature of dealing | Details | Price per unit (if applicable) |
| N/A | N/A | N/A | N/A |
| 3. | OTHER INFORMATION |
| (a) | Indemnity and other dealing arrangements |
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal |
| None |
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: |
| None |
| Date of disclosure: | *26/03/2024 |
| Contact name: | Frank Lui |
| Telephone number: | +44207 996 6418 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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