FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) Name of exempt principal trader: | UBS Investment Bank, London |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
| (d) Date dealing undertaken: | 26 March 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| EUR 0.22 ordinary | Buy
| 557834 | 13.99272 GBP | 13.60723 GBP |
| EUR 0.22 ordinary | Sell
| 892704 | 14.01576 GBP | 13.57895 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| EUR 0.22 ordinary | CFD
| Long | 1714 | 13.8275 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2 | 13.76 GBP |
| EUR 0.22 ordinary | CFD
| Long | 5673 | 13.8816238 GBP |
| EUR 0.22 ordinary | CFD
| Long | 3735 | 13.90846031 GBP |
| EUR 0.22 ordinary | CFD
| Long | 3642 | 13.93114131 GBP |
| EUR 0.22 ordinary | CFD
| Long | 37877 | 13.95 GBP |
| EUR 0.22 ordinary | CFD
| Long | 10277 | 330.15855794 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 437 | 13.871156 GBP |
| EUR 0.22 ordinary | CFD
| Long | 96933 | 13.6304519617 GBP |
| EUR 0.22 ordinary | CFD
| Long | 10770 | 13.6122266945 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2427 | 13.945827 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1592 | 13.82179648 GBP |
| EUR 0.22 ordinary | CFD
| Long | 302 | 13.64397351 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2819 | 13.66059241 GBP |
| EUR 0.22 ordinary | CFD
| Long | 3567 | 13.90535184 GBP |
| EUR 0.22 ordinary | CFD
| Long | 39194 | 13.93351 GBP |
| EUR 0.22 ordinary | CFD
| Long | 9742 | 13.850955 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2532 | 13.91257445 GBP |
| EUR 0.22 ordinary | CFD
| Long | 928 | 13.864052 GBP |
| EUR 0.22 ordinary | CFD
| Long | 3593 | 330.7567381 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 9191 | 332.46218801001 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 2012 | 13.91417236 GBP |
| EUR 0.22 ordinary | CFD
| Long | 13341 | 13.961252 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2529 | 13.949735 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1837 | 13.965489 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1484 | 13.970478 GBP |
| EUR 0.22 ordinary | CFD
| Long | 200000 | 13.57895295 GBP |
| EUR 0.22 ordinary | CFD
| Long | 3708 | 332.888781014024 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 359 | 13.89866295 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2 | 13.75 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1116 | 13.73696685 GBP |
| EUR 0.22 ordinary | CFD
| Short | 370 | 13.84031757 GBP |
| EUR 0.22 ordinary | CFD
| Short | 7219 | 13.9445093 GBP |
| EUR 0.22 ordinary | CFD
| Short | 14168 | 13.950697 GBP |
| EUR 0.22 ordinary | CFD
| Short | 2736 | 13.950698 GBP |
| EUR 0.22 ordinary | CFD
| Short | 129 | 13.645659 GBP |
| EUR 0.22 ordinary | CFD
| Short | 58773 | 13.913599 GBP |
| EUR 0.22 ordinary | CFD
| Short | 400 | 13.80798326 GBP |
| EUR 0.22 ordinary | CFD
| Short | 2227 | 13.80704362 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1369 | 13.80230739 GBP |
| EUR 0.22 ordinary | CFD
| Short | 809 | 13.81228811 GBP |
| EUR 0.22 ordinary | CFD
| Short | 573 | 13.78420407 GBP |
| EUR 0.22 ordinary | CFD
| Short | 555 | 13.7046328 GBP |
| EUR 0.22 ordinary | CFD
| Short | 421 | 13.7206346 GBP |
| EUR 0.22 ordinary | CFD
| Short | 3400 | 13.950558 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1682 | 13.9337369901189 GBP |
| EUR 0.22 ordinary | CFD
| Short | 6600 | 13.7004727272727 GBP |
| EUR 0.22 ordinary | CFD
| Short | 2782 | 13.800579 GBP |
| EUR 0.22 ordinary | CFD
| Short | 3593 | 330.7567381 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 1478 | 13.95020974 GBP |
| EUR 0.22 ordinary | CFD
| Short | 302 | 13.95017437 GBP |
| EUR 0.22 ordinary | CFD
| Short | 70 | 13.909929 GBP |
| EUR 0.22 ordinary | CFD
| Short | 70 | 13.906714 GBP |
| EUR 0.22 ordinary | CFD
| Short | 209 | 13.715 GBP |
| EUR 0.22 ordinary | CFD
| Short | 6573 | 13.95 GBP |
| EUR 0.22 ordinary | CFD
| Short | 10277 | 330.15855794 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 12899 | 332.5848182 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 5305 | 13.95150518 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1548 | 13.80653295 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1487 | 13.76798691 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1 | 13.77 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1 | 13.73 GBP |
| EUR 0.22 ordinary | CFD
| Short | 18161 | 13.893845 GBP |
| EUR 0.22 ordinary | CFD
| Short | 6168 | 13.93129945 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| | | | | | | | |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
|
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
None |
Date of disclosure: | 27 March 2024 |
Contact name: | Richard Howard |
Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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