FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | MONDI PLC |
| (c) Name of the party to the offer with which exempt principal trader is connected: | SMITH (DS) PLC |
| (d) Date dealing undertaken: | 04 April 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for INTERNATIONAL PAPER COMPANY & SMITH (DS) PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| EUR 0.22 ordinary | Purchases | 683,199 | 14.3050 GBP | 13.2900 GBP |
| EUR 0.22 ordinary | Sales | 760,544 | 14.3175 GBP | 13.2950 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| EUR 0.22 ordinary | CFD | Increasing a long position | 16 | 13.3205 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 908 | 13.3205 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 3,207 | 13.3205 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 64 | 13.3205 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 8 | 13.3480 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 464 | 13.3480 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 1,429 | 13.3480 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 33 | 13.3480 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 4,621 | 13.3517 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 35 | 13.3987 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 1,475 | 13.4046 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 500 | 13.4719 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 188 | 13.6736 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 384 | 13.6736 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 3,150 | 13.6736 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 172 | 13.6736 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 1,600 | 13.6815 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 7,954 | 13.6849 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 122 | 13.7350 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 3 | 13.7350 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 839 | 13.7350 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 79 | 13.7350 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 129 | 13.7350 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 276 | 13.7350 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 459 | 13.7350 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 15 | 13.7350 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 1,347 | 13.7372 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 9,525 | 13.8646 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 29 | 13.8646 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 936 | 13.9509 GBP |
| EUR 0.22 ordinary | CFD | Opening a short position | 14,072 | 14.0187 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 57,539 | 14.0205 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 29 | 14.0312 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 8,396 | 14.0339 GBP |
| EUR 0.22 ordinary | CFD | Opening a short position | 18,113 | 14.1273 GBP |
| EUR 0.22 ordinary | CFD | Opening a short position | 11,488 | 14.1273 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 791 | 14.1463 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 219 | 14.1463 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 220 | 14.1531 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 708 | 14.1599 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 5,845 | 14.1650 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 16,053 | 14.1650 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 16,601 | 14.1691 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 2,739 | 14.1837 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 774 | 14.1837 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 172 | 14.1921 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 16,151 | 14.2033 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 876 | 14.2036 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 37,319 | 14.2049 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 15,106 | 14.2049 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 8,396 | 14.2051 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 319 | 14.2061 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 1,036 | 14.2061 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 1 | 14.2071 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 987 | 14.2078 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 64 | 14.2315 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 528 | 326.8431 ZAR |
| EUR 0.22 ordinary | CFD | Opening a short position | 4,750 | 333.0732 ZAR |
| EUR 0.22 ordinary | CFD | Reducing a long position | 38 | 333.0732 ZAR |
| EUR 0.22 ordinary | SWAP | Reducing a long position | 116 | 14.0227 GBP |
| EUR 0.22 ordinary | SWAP | Increasing a long position | 723 | 14.0516 GBP |
| EUR 0.22 ordinary | SWAP | Reducing a short position | 5,543 | 331.7381 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| | | | | | | | |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
| | | | | |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| |
| | |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
Date of disclosure: | 05 April 2024 |
Contact name: | Papa Lette and Andrzej Szyszka |
Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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