FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) Name of exempt principal trader: | UBS Investment Bank, London |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
| (d) Date dealing undertaken: | 08 April 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| EUR 0.22 ordinary | Buy
| 773065 | 14.16566 GBP | 13.88928 GBP |
| EUR 0.22 ordinary | Sell
| 510908 | 14.16528 GBP | 13.89000 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| EUR 0.22 ordinary | CFD
| Long | 1238 | 14.14998737 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2976 | 14.11073259 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2477 | 14.09599179 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1033 | 14.16450423 GBP |
| EUR 0.22 ordinary | CFD
| Long | 479 | 14.15277345 GBP |
| EUR 0.22 ordinary | CFD
| Long | 36901 | 14.165 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2636 | 14.1630254 GBP |
| EUR 0.22 ordinary | CFD
| Long | 13668 | 14.1628753292362 GBP |
| EUR 0.22 ordinary | CFD
| Long | 49 | 13.95 GBP |
| EUR 0.22 ordinary | CFD
| Long | 99 | 14.106869 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2763 | 14.0753456387984 GBP |
| EUR 0.22 ordinary | CFD
| Long | 250 | 14.10566 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1669 | 14.020702 GBP |
| EUR 0.22 ordinary | CFD
| Long | 251 | 14.1650199203187 GBP |
| EUR 0.22 ordinary | CFD
| Long | 101 | 14.111931 GBP |
| EUR 0.22 ordinary | CFD
| Long | 11274 | 14.058216 GBP |
| EUR 0.22 ordinary | CFD
| Long | 843 | 14.04055753 GBP |
| EUR 0.22 ordinary | CFD
| Long | 315 | 14.08305707 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1755 | 14.07833618 GBP |
| EUR 0.22 ordinary | CFD
| Long | 30342 | 330.45464735 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 3722 | 14.0839 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2806 | 14.064506 GBP |
| EUR 0.22 ordinary | CFD
| Long | 814 | 14.055227 GBP |
| EUR 0.22 ordinary | CFD
| Long | 486 | 14.094767 GBP |
| EUR 0.22 ordinary | CFD
| Long | 279 | 14.046436 GBP |
| EUR 0.22 ordinary | CFD
| Long | 95 | 14.02304 GBP |
| EUR 0.22 ordinary | CFD
| Long | 58 | 14.0852620827586 GBP |
| EUR 0.22 ordinary | CFD
| Long | 13720 | 14.15393838 GBP |
| EUR 0.22 ordinary | CFD
| Long | 881 | 14.081896 GBP |
| EUR 0.22 ordinary | CFD
| Long | 324 | 14.16237654 GBP |
| EUR 0.22 ordinary | CFD
| Long | 28 | 14.02107143 GBP |
| EUR 0.22 ordinary | CFD
| Long | 120 | 14.12391667 GBP |
| EUR 0.22 ordinary | CFD
| Long | 49 | 14.0 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2027 | 14.047413 GBP |
| EUR 0.22 ordinary | CFD
| Long | 17 | 14.015294 GBP |
| EUR 0.22 ordinary | CFD
| Long | 675 | 14.105 GBP |
| EUR 0.22 ordinary | CFD
| Long | 365 | 14.108336 GBP |
| EUR 0.22 ordinary | CFD
| Long | 9769 | 14.164292 GBP |
| EUR 0.22 ordinary | CFD
| Long | 6390 | 14.164291 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2586 | 14.07535093 GBP |
| EUR 0.22 ordinary | CFD
| Long | 8347 | 14.13544 GBP |
| EUR 0.22 ordinary | CFD
| Long | 666 | 14.0699099099099 GBP |
| EUR 0.22 ordinary | CFD
| Long | 13374 | 14.0600560789592 GBP |
| EUR 0.22 ordinary | CFD
| Long | 4260 | 14.0201291079812 GBP |
| EUR 0.22 ordinary | CFD
| Long | 7322 | 14.1527847582628 GBP |
| EUR 0.22 ordinary | CFD
| Long | 43428 | 329.70527977 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 2512 | 14.10686691 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2397 | 14.1066433 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1925 | 14.15140988 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1106 | 14.15219905 GBP |
| EUR 0.22 ordinary | CFD
| Long | 19442 | 14.16252544 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1888 | 14.0604375 GBP |
| EUR 0.22 ordinary | CFD
| Short | 7654 | 14.04555364 GBP |
| EUR 0.22 ordinary | CFD
| Short | 5153 | 14.04924583 GBP |
| EUR 0.22 ordinary | CFD
| Short | 618 | 14.098722 GBP |
| EUR 0.22 ordinary | CFD
| Short | 89 | 14.054944 GBP |
| EUR 0.22 ordinary | CFD
| Short | 45000 | 14.03402 GBP |
| EUR 0.22 ordinary | CFD
| Short | 12866 | 14.08789873 GBP |
| EUR 0.22 ordinary | CFD
| Short | 26427 | 14.051405 GBP |
| EUR 0.22 ordinary | CFD
| Short | 3805 | 14.1128081 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1781 | 14.00926165 GBP |
| EUR 0.22 ordinary | CFD
| Short | 43428 | 329.70527977 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 80000 | 14.07173 GBP |
| EUR 0.22 ordinary | CFD
| Short | 120000 | 14.040546 GBP |
| EUR 0.22 ordinary | CFD
| Short | 4634 | 14.0991 GBP |
| EUR 0.22 ordinary | CFD
| Short | 106 | 13.97 GBP |
| EUR 0.22 ordinary | CFD
| Short | 106 | 14.04 GBP |
| EUR 0.22 ordinary | CFD
| Short | 106 | 14.11 GBP |
| EUR 0.22 ordinary | CFD
| Short | 6 | 14.12 GBP |
| EUR 0.22 ordinary | CFD
| Short | 802 | 13.88928928 GBP |
| EUR 0.22 ordinary | CFD
| Short | 655 | 14.16517706 GBP |
| EUR 0.22 ordinary | CFD
| Short | 275 | 13.9252 GBP |
| EUR 0.22 ordinary | CFD
| Short | 107118 | 13.96527596 GBP |
| EUR 0.22 ordinary | CFD
| Short | 15000 | 14.055013 GBP |
| EUR 0.22 ordinary | CFD
| Short | 83 | 14.165663 GBP |
| EUR 0.22 ordinary | CFD
| Short | 11300 | 14.01616232 GBP |
| EUR 0.22 ordinary | CFD
| Short | 2330 | 14.1022044 GBP |
| EUR 0.22 ordinary | CFD
| Short | 30342 | 330.45464735 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 6847 | 14.02758785 GBP |
| EUR 0.22 ordinary | CFD
| Short | 2271 | 13.958593 GBP |
| EUR 0.22 ordinary | CFD
| Short | 7649 | 14.03502873 GBP |
| EUR 0.22 ordinary | CFD
| Short | 5576 | 14.06043751 GBP |
| EUR 0.22 ordinary | CFD
| Short | 2706 | 14.03674219 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| | | | | | | | |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
|
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
None |
Date of disclosure: | 09 April 2024 |
Contact name: | Richard Howard |
Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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