FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Merrill Lynch International | ||
| MONDI PLC | ||
| MONDI PLC | ||
| 10/04/2024 | ||
| YES If YES, specify which:
|
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/ | Total number of securities | Highest price | Lowest price |
EUR 0.22 ordinary | Purchase | 632,385 | 14.305 GBP | 14.085 GBP |
EUR 0.22 ordinary | Sale | 408,817 | 14.305 GBP | 14.105 GBP |
(b) | Cash-settled derivative transactions |
Class of | Product description | Nature of dealing | Number of reference securities | Price per unit |
EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 20,640 | 14.211 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 4,546 | 14.23 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 6,241 | 14.255 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 836 | 14.23 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 970 | 14.186 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 6,231 | 334.711 ZAR |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 834 | 14.202 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 309 | 333.385 ZAR |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 589 | 333.385 ZAR |
EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 5,203 | 332.494 ZAR |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 857 | 334.267 ZAR |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 7,493 | 334.267 ZAR |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 857 | 334.267 ZAR |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 7,493 | 334.267 ZAR |
EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 5,203 | 332.494 ZAR |
EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 8,548 | 14.153 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 180 | 14.23 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 145 | 14.304 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 8,002 | 14.231 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 15 | 14.23 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 6,241 | 14.255 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 12,498 | 14.198 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 75,750 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 476 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 288 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 120 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 68 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 333 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 9,644 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 83 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 4,423 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 455 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 298 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 2,758 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 835 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 762 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 7 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 8,918 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 477 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 360 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 2,591 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 46 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 26,035 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 980 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 3,425 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 3,056 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 308 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Long Position | 4,802 | 332.411 ZAR |
EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Long Position | 423 | 333.603 ZAR |
EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Short Position | 401 | 333.603 ZAR |
EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Short Position | 401 | 332.411 ZAR |
EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 876 | 14.22 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 40,853 | 14.186 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 25,165 | 14.201 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 140 | 333.385 ZAR |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 257 | 333.385 ZAR |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 28 | 14.181 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 330 | 14.144 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Long Position | 5,000 | 14.231 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 10,000 | 14.231 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 6,471 | 14.197 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 800 | 14.202 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 18,935 | 14.179 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1,050 | 14.179 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 19,049 | 14.172 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Long Position | 14,208 | 14.23 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Long Position | 14,208 | 14.168 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 1,756 | 14.205 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 826 | 14.205 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 922 | 14.195 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 438 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 121 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 9 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 3,995 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 118 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 956 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 7,344 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Long Position | 1,156 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 7 | 14.303 GBP |
EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 16 | 14.303 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number | Exercise | Type | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product description | Exercising/ | Number of | Exercise Price per |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealing | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: |
None |
Date of disclosure: | 11/04/2024 |
Contact name: | Frank Lui |
Telephone number: | +44207 996 6418 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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