FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | MONDI PLC |
| (c) Name of the party to the offer with which exempt principal trader is connected: | SMITH (DS) PLC |
| (d) Date dealing undertaken: | 11 April 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for INTERNATIONAL PAPER COMPANY & SMITH (DS) PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| EUR 0.22 ordinary | Purchases | 865,876 | 14.3325 GBP | 14.1800 GBP |
| EUR 0.22 ordinary | Sales | 932,272 | 14.3500 GBP | 14.1800 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| EUR 0.22 ordinary | CFD | Reducing a short position | 1,768 | 14.1779 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 732 | 14.1783 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 29,778 | 14.1797 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 2,377 | 14.1799 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 1,338 | 14.1799 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 2,124 | 14.1801 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 193 | 14.1804 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 12,215 | 14.1814 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 105 | 14.1904 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 366 | 14.1904 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 289 | 14.1950 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 7,200 | 14.1961 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 42,461 | 14.2044 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 4,200 | 14.2117 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 12,791 | 14.2147 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 13,800 | 14.2177 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 1,339 | 14.2272 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 307 | 14.2296 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 1,045 | 14.2296 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 50 | 14.2296 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 1,599 | 14.2302 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 214 | 14.2397 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 39,903 | 14.2397 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 4,100 | 14.2400 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 62 | 14.2421 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 2,098 | 14.2421 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 593 | 14.2421 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 214 | 14.2428 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 4,683 | 14.2428 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 1,261 | 14.2564 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 2,377 | 14.2575 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 809 | 14.2760 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 111 | 14.2797 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 768 | 14.2797 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 46 | 14.2800 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 6 | 14.2800 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 39 | 14.2800 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 1 | 14.2800 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 79 | 14.2927 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 271 | 14.2927 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 10 | 14.2927 GBP |
| EUR 0.22 ordinary | CFD | Opening a short position | 4,547 | 14.2975 GBP |
| EUR 0.22 ordinary | CFD | Opening a short position | 7,170 | 14.2975 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 61 | 14.2983 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 419 | 14.2983 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 416 | 334.1336 ZAR |
| EUR 0.22 ordinary | SWAP | Reducing a long position | 169 | 14.2127 GBP |
| EUR 0.22 ordinary | SWAP | Increasing a long position | 158 | 14.3123 GBP |
| EUR 0.22 ordinary | SWAP | Reducing a short position | 4,561 | 333.8633 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| | | | | | | | |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
| | | | | |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| |
| | |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
Date of disclosure: | 12 April 2024 |
Contact name: | Papa Lette and Andrzej Szyszka |
Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
