FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) Name of exempt principal trader: | UBS Investment Bank, London |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
| (d) Date dealing undertaken: | 15 April 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| EUR 0.22 ordinary | Buy
| 384439 | 14.20246 GBP | 13.73138 GBP |
| EUR 0.22 ordinary | Sell
| 325225 | 14.21598 GBP | 13.93376 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| EUR 0.22 ordinary | CFD
| Long | 1227 | 14.08770171 GBP |
| EUR 0.22 ordinary | CFD
| Long | 865 | 14.099699 GBP |
| EUR 0.22 ordinary | CFD
| Long | 49269 | 14.035 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2 | 14.1025 GBP |
| EUR 0.22 ordinary | CFD
| Long | 5627 | 334.195787 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 103 | 334.001597 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 12927 | 14.03289475 GBP |
| EUR 0.22 ordinary | CFD
| Long | 3600 | 14.06547181 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1836 | 14.10379193 GBP |
| EUR 0.22 ordinary | CFD
| Long | 6454 | 14.1578 GBP |
| EUR 0.22 ordinary | CFD
| Long | 15 | 14.1022 GBP |
| EUR 0.22 ordinary | CFD
| Long | 7618 | 14.068655 GBP |
| EUR 0.22 ordinary | CFD
| Long | 17 | 14.04 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1930 | 14.0881398963731 GBP |
| EUR 0.22 ordinary | CFD
| Long | 11650 | 14.0959536480687 GBP |
| EUR 0.22 ordinary | CFD
| Long | 4520 | 14.0946150442478 GBP |
| EUR 0.22 ordinary | CFD
| Long | 16042 | 334.33949695 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 9188 | 334.13499456 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 598 | 14.034298 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2751 | 14.07361453 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1082 | 14.1222366 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1102 | 334.012096188748 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 2512 | 334.012089968153 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 1670 | 14.03482456 GBP |
| EUR 0.22 ordinary | CFD
| Long | 732 | 14.148074 GBP |
| EUR 0.22 ordinary | CFD
| Long | 302 | 14.1089404 GBP |
| EUR 0.22 ordinary | CFD
| Long | 209 | 14.093445 GBP |
| EUR 0.22 ordinary | CFD
| Long | 25889 | 333.64428947 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 3708 | 14.12826628 GBP |
| EUR 0.22 ordinary | CFD
| Long | 889 | 14.10727338 GBP |
| EUR 0.22 ordinary | CFD
| Long | 883 | 14.10956844 GBP |
| EUR 0.22 ordinary | CFD
| Long | 247 | 14.14700484 GBP |
| EUR 0.22 ordinary | CFD
| Long | 5742 | 14.11223986 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1094 | 14.09954877 GBP |
| EUR 0.22 ordinary | CFD
| Long | 4265 | 14.11347289 GBP |
| EUR 0.22 ordinary | CFD
| Long | 944 | 14.086038 GBP |
| EUR 0.22 ordinary | CFD
| Long | 542 | 14.066827 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1382 | 14.13234443 GBP |
| EUR 0.22 ordinary | CFD
| Short | 14689 | 14.116072 GBP |
| EUR 0.22 ordinary | CFD
| Short | 3540 | 14.1298856 GBP |
| EUR 0.22 ordinary | CFD
| Short | 6443 | 14.035 GBP |
| EUR 0.22 ordinary | CFD
| Short | 3279 | 14.0758 GBP |
| EUR 0.22 ordinary | CFD
| Short | 639 | 14.0964249 GBP |
| EUR 0.22 ordinary | CFD
| Short | 19353 | 14.075576 GBP |
| EUR 0.22 ordinary | CFD
| Short | 25889 | 333.64428947 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 3614 | 334.01209186 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 5627 | 334.1958 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 103 | 334.0016 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 250 | 14.03572 GBP |
| EUR 0.22 ordinary | CFD
| Short | 2901 | 334.041716649431 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 6287 | 334.178035629076 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 22694 | 14.081601 GBP |
| EUR 0.22 ordinary | CFD
| Short | 2835 | 14.03517544 GBP |
| EUR 0.22 ordinary | CFD
| Short | 122 | 14.115164 GBP |
| EUR 0.22 ordinary | CFD
| Short | 16042 | 334.33949695 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 54 | 14.065093 GBP |
| EUR 0.22 ordinary | CFD
| Short | 3946 | 14.08086217 GBP |
| EUR 0.22 ordinary | CFD
| Short | 2400 | 14.07108101 GBP |
| EUR 0.22 ordinary | CFD
| Short | 2387 | 14.09375468 GBP |
| EUR 0.22 ordinary | CFD
| Short | 247 | 14.03549123 GBP |
| EUR 0.22 ordinary | CFD
| Short | 2717 | 14.08593097 GBP |
| EUR 0.22 ordinary | CFD
| Short | 331 | 14.04299149 GBP |
| EUR 0.22 ordinary | CFD
| Short | 3544 | 14.09135379 GBP |
| EUR 0.22 ordinary | CFD
| Short | 751 | 14.0692474 GBP |
| EUR 0.22 ordinary | CFD
| Short | 505 | 14.03794082 GBP |
| EUR 0.22 ordinary | CFD
| Short | 724 | 14.123149 GBP |
| EUR 0.22 ordinary | CFD
| Short | 19878 | 14.062639 GBP |
| EUR 0.22 ordinary | CFD
| Short | 650 | 14.069316 GBP |
| EUR 0.22 ordinary | CFD
| Short | 3704 | 14.12436218 GBP |
| EUR 0.22 ordinary | CFD
| Short | 222 | 14.105990990991 GBP |
| EUR 0.22 ordinary | CFD
| Short | 278 | 14.1109712230216 GBP |
| EUR 0.22 ordinary | CFD
| Short | 3288 | 14.13083257 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| | | | | | | | |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
|
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
None |
Date of disclosure: | 16 April 2024 |
Contact name: | Richard Howard |
Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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