This announcement replaces the previous RNS announcement 6524K released at 12:00 on the 15th April 2024. Amendments to sections 2a and 2b. All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) Name of exempt principal trader: | UBS Investment Bank, London |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
| (d) Date dealing undertaken: | 12 April 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| EUR 0.22 ordinary | Buy
| 1149936 | 14.28000 GBP | 13.89707 GBP |
| EUR 0.22 ordinary | Sell
| 349752 | 14.28000 GBP | 13.88819 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| EUR 0.22 ordinary | CFD
| Long | 85000 | 14.07591 GBP |
| EUR 0.22 ordinary | CFD
| Long | 8558 | 331.175073107074 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 8 | 14.084 GBP |
| EUR 0.22 ordinary | CFD
| Long | 3911 | 14.11 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1214 | 14.09482381 GBP |
| EUR 0.22 ordinary | CFD
| Long | 210 | 14.27895238 GBP |
| EUR 0.22 ordinary | CFD
| Long | 106 | 14.055 GBP |
| EUR 0.22 ordinary | CFD
| Long | 106 | 14.075 GBP |
| EUR 0.22 ordinary | CFD
| Long | 106 | 14.1 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2259 | 14.17839752 GBP |
| EUR 0.22 ordinary | CFD
| Long | 4725 | 14.07941 GBP |
| EUR 0.22 ordinary | CFD
| Long | 14 | 14.0975 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2885 | 14.134998 GBP |
| EUR 0.22 ordinary | CFD
| Long | 913 | 330.676966046002 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 2513 | 14.20578213 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2892 | 14.1769994 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1427 | 14.20076259 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1371 | 14.16702055 GBP |
| EUR 0.22 ordinary | CFD
| Long | 4099 | 14.21251242 GBP |
| EUR 0.22 ordinary | CFD
| Long | 2089 | 14.10900431 GBP |
| EUR 0.22 ordinary | CFD
| Long | 34028 | 330.44003585 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 1503 | 14.077982 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1354 | 14.095825 GBP |
| EUR 0.22 ordinary | CFD
| Long | 10272 | 14.19095 GBP |
| EUR 0.22 ordinary | CFD
| Long | 292 | 14.25 GBP |
| EUR 0.22 ordinary | CFD
| Long | 185 | 14.098162 GBP |
| EUR 0.22 ordinary | CFD
| Long | 1405 | 330.99 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 423 | 331.3906 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 16504 | 330.79409295 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 2027 | 330.66135668 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 1791 | 14.109296 GBP |
| EUR 0.22 ordinary | CFD
| Long | 193 | 14.109275 GBP |
| EUR 0.22 ordinary | CFD
| Long | 4127 | 14.085063 GBP |
| EUR 0.22 ordinary | CFD
| Long | 405 | 330.674617283951 ZAR |
| EUR 0.22 ordinary | CFD
| Long | 5851 | 14.10396936 GBP |
| EUR 0.22 ordinary | CFD
| Long | 16123 | 14.100834 GBP |
| EUR 0.22 ordinary | CFD
| Short | 423 | 331.390633 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 2520 | 14.128889 GBP |
| EUR 0.22 ordinary | CFD
| Short | 873 | 14.0778729 GBP |
| EUR 0.22 ordinary | CFD
| Short | 32595 | 14.2630673416168 GBP |
| EUR 0.22 ordinary | CFD
| Short | 405 | 14.2731604938272 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1457 | 14.15245024 GBP |
| EUR 0.22 ordinary | CFD
| Short | 106 | 14.095 GBP |
| EUR 0.22 ordinary | CFD
| Short | 106 | 14.165 GBP |
| EUR 0.22 ordinary | CFD
| Short | 600000 | 14.09486 GBP |
| EUR 0.22 ordinary | CFD
| Short | 18875 | 14.09692238 GBP |
| EUR 0.22 ordinary | CFD
| Short | 18472 | 14.09842035 GBP |
| EUR 0.22 ordinary | CFD
| Short | 9143 | 14.091986 GBP |
| EUR 0.22 ordinary | CFD
| Short | 29141 | 14.11 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1405 | 330.661494661922 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 88 | 14.163159 GBP |
| EUR 0.22 ordinary | CFD
| Short | 3081 | 14.08115576 GBP |
| EUR 0.22 ordinary | CFD
| Short | 3503 | 14.07478107 GBP |
| EUR 0.22 ordinary | CFD
| Short | 5718 | 14.1020145 GBP |
| EUR 0.22 ordinary | CFD
| Short | 186 | 14.10201452 GBP |
| EUR 0.22 ordinary | CFD
| Short | 1405 | 330.99 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 16504 | 330.79409295 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 1278 | 14.16708529 GBP |
| EUR 0.22 ordinary | CFD
| Short | 394 | 14.141618 GBP |
| EUR 0.22 ordinary | CFD
| Short | 10793 | 14.12023117 GBP |
| EUR 0.22 ordinary | CFD
| Short | 33910 | 14.102126 GBP |
| EUR 0.22 ordinary | CFD
| Short | 2100 | 14.167319047619 GBP |
| EUR 0.22 ordinary | CFD
| Short | 4546 | 14.28 GBP |
| EUR 0.22 ordinary | CFD
| Short | 41934 | 14.109227 GBP |
| EUR 0.22 ordinary | CFD
| Short | 912 | 14.09706963 GBP |
| EUR 0.22 ordinary | CFD
| Short | 29762 | 14.096619 GBP |
| EUR 0.22 ordinary | CFD
| Short | 2576 | 14.1028532608696 GBP |
| EUR 0.22 ordinary | CFD
| Short | 34028 | 330.44003585 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 1318 | 330.67624431 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 8558 | 331.1751 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 622 | 330.661045016077 ZAR |
| EUR 0.22 ordinary | CFD
| Short | 52601 | 14.09792 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| | | | | | | | |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
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|
|
|
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(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
|
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
None |
Date of disclosure: | 16 April 2024 |
Contact name: | Richard Howard |
Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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