FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | MONDI PLC |
| (c) Name of the party to the offer with which exempt principal trader is connected: | SMITH (DS) PLC |
| (d) Date dealing undertaken: | 16 April 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for INTERNATIONAL PAPER COMPANY & SMITH (DS) PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| EUR 0.22 ordinary | Purchases | 802,614 | 14.2150 GBP | 13.7000 GBP |
| EUR 0.22 ordinary | Sales | 944,044 | 14.1700 GBP | 13.6950 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| EUR 0.22 ordinary | CFD | Increasing a long position | 67 | 13.7629 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 234 | 13.7629 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 1,742 | 13.7647 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 5,315 | 13.7647 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 8,377 | 13.7649 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 22,679 | 13.7651 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 13,906 | 13.7651 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 838 | 13.7656 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 5,115 | 13.7664 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 11,310 | 13.7713 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 69 | 13.7882 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 94 | 13.7882 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 11,842 | 13.8156 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 2,200 | 13.8175 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 5,662 | 13.8324 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 51 | 13.8429 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 57 | 13.8531 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 2,075 | 13.8741 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 43 | 13.8871 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 12 | 13.8871 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 328 | 13.9111 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 4,800 | 13.9139 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 150 | 13.9140 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 2,000 | 13.9194 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 8,000 | 13.9257 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 1,682 | 13.9333 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 8,377 | 13.9484 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 17,190 | 13.9562 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 427 | 13.9595 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 1,081 | 13.9595 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 875 | 13.9595 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 2,846 | 13.9595 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 35 | 13.9595 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 105 | 13.9821 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 30 | 13.9821 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 108 | 13.9863 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 31 | 13.9863 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 3,000 | 13.9928 GBP |
| EUR 0.22 ordinary | CFD | Opening a short position | 1,081 | 14.0011 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 35 | 14.0011 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 5,258 | 14.0011 GBP |
| EUR 0.22 ordinary | CFD | Opening a short position | 177 | 14.0011 GBP |
| EUR 0.22 ordinary | CFD | Opening a short position | 14,244 | 14.0011 GBP |
| EUR 0.22 ordinary | CFD | Opening a short position | 2,137 | 14.0011 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 427 | 14.0011 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 5,413 | 14.0011 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 2,846 | 14.0011 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 4,350 | 14.0044 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 14,244 | 14.0288 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 2,137 | 14.0288 GBP |
| EUR 0.22 ordinary | CFD | Opening a long position | 5,413 | 14.0288 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 4,383 | 14.0288 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 177 | 14.0288 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 94 | 14.0350 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 642 | 14.0350 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 158 | 14.0350 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 556 | 14.0350 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 7 | 14.0350 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 29 | 14.0350 GBP |
| EUR 0.22 ordinary | CFD | Increasing a long position | 26 | 14.0499 GBP |
| EUR 0.22 ordinary | CFD | Reducing a short position | 442 | 14.0499 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 12 | 14.0514 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 3,374 | 14.0622 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 6 | 14.1188 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 76 | 14.1671 GBP |
| EUR 0.22 ordinary | CFD | Reducing a long position | 526 | 14.1671 GBP |
| EUR 0.22 ordinary | CFD | Increasing a short position | 777 | 327.1608 ZAR |
| EUR 0.22 ordinary | CFD | Reducing a long position | 995 | 328.6853 ZAR |
| EUR 0.22 ordinary | SWAP | Reducing a long position | 4,359 | 14.1563 GBP |
| EUR 0.22 ordinary | SWAP | Increasing a short position | 8,173 | 328.7172 ZAR |
| EUR 0.22 ordinary | SWAP | Reducing a short position | 6,948 | 330.2947 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| EUR 0.22 ordinary | Put Option / (1.00 : 1,001.00) | Selling | 5 (5,005) | 13.4900 GBP | AMERICAN | 19/04/2024 | 0.1175 GBP |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
| | | | | |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| |
| | |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
Date of disclosure: | 17 April 2024 |
Contact name: | Papa Lette and Andrzej Szyszka |
Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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