FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
| 1. | KEY INFORMATION |
| Merrill Lynch International | ||
| MONDI PLC | ||
| MONDI PLC | ||
| 17/04/2024 | ||
| YES If YES, specify which:
|
| 2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
| (a) | Purchases and sales |
| Class of relevant security | Purchases/ | Total number of securities | Highest price | Lowest price |
| EUR 0.22 ordinary | Purchase | 379,589 | 13.83 GBP | 13.55 GBP |
| EUR 0.22 ordinary | Sale | 535,805 | 13.835 GBP | 13.587 GBP |
| (b) | Cash-settled derivative transactions |
| Class of | Product description | Nature of dealing | Number of reference securities | Price per unit |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 1,437 | 13.563 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 9 | 13.635 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 314 | 13.635 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1,688 | 13.652 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 450 | 13.635 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 15,230 | 13.635 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Short Position | 72,495 | 13.635 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Long Position | 1,816 | 13.634 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Long Position | 45,000 | 13.634 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Short Position | 72,495 | 13.635 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 2,955 | 13.719 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 51 | 13.68 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 63 | 13.67 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 886 | 13.636 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 3,445 | 13.636 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 2,370 | 13.636 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 507 | 13.636 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Long Position | 1 | 13.652 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 16,211 | 13.676 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Short Position | 852 | 13.666 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Long Position | 16,424 | 13.666 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 933 | 13.615 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 522 | 13.615 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 927 | 13.631 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 8 | 13.643 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 25 | 13.724 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 26 | 13.716 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 4 | 13.635 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 4 | 13.719 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 2,946 | 323.126 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 5,093 | 323.126 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1 | 13.635 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1 | 13.647 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 3 | 13.657 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 2 | 13.601 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 255 | 13.637 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 172 | 13.721 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 314 | 13.635 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 412 | 13.635 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 4,158 | 13.715 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 5 | 13.635 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 15,230 | 13.635 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 853 | 13.635 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 51,424 | 13.673 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 138,995 | 13.671 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 387 | 13.674 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 113 | 13.665 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 96 | 13.642 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 192 | 13.665 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1 | 13.665 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 146 | 13.665 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 770 | 13.665 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 426 | 13.635 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1,045 | 13.635 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 17 | 13.665 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1,411 | 13.645 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 24 | 13.642 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 178 | 13.642 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 12 | 13.676 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 311 | 13.64 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Short Position | 684 | 13.72 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Short Position | 684 | 13.7 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1,013 | 323.097 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Opening a Short Position | 1,053 | 323.097 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Closing a Long Position | 7,700 | 323.097 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 767 | 321.647 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 471 | 13.655 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 20,851 | 13.698 GBP |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 153 | 325.319 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 349 | 325.319 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Long Position | 767 | 321.727 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 2,946 | 323.126 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 423 | 323.126 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 1,806 | 323.126 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Long Position | 5,093 | 323.126 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 423 | 323.126 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Reducing a Short Position | 1,806 | 323.126 ZAR |
| EUR 0.22 ordinary | Swaps - Equity Swaps | Increasing a Short Position | 767 | 321.727 ZAR |
| (c) | Stock-settled derivative transactions (including options) |
| (i) | Writing, selling, purchasing or varying |
| Class | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number | Exercise | Type | Expiry date | Option money paid/ received per unit |
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| (ii) | Exercise |
| Class of relevant security | Product description | Exercising/ | Number of | Exercise Price per |
| N/A | N/A | N/A | N/A | N/A |
| (d) | Other dealings (including subscribing for new securities) |
| Class of relevant security | Nature of dealing | Details | Price per unit (if applicable) |
| N/A | N/A | N/A | N/A |
| 3. | OTHER INFORMATION |
| (a) | Indemnity and other dealing arrangements |
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal |
| None |
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: |
| None |
| Date of disclosure: | 18/04/2024 |
| Contact name: | Frank Lui |
| Telephone number: | +44207 996 6418 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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