FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP GROUP LIMITED |
| (c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
| (d) Date dealing undertaken: | 26 April 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANGLO AMERICAN PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| Ordinary NPV | Purchases | 592,251 | 22.9300 GBP | 22.3250 GBP |
| Ordinary NPV | Sales | 739,182 | 22.9350 GBP | 22.3250 GBP |
| ADR / (1.00 : 2.00) | Purchases | 68,909 (137,818) | 56.3345 USD | 56.1458 USD |
| ADR / (1.00 : 2.00) | Sales | 68,909 (137,818) | 56.4330 USD | 55.9482 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| Ordinary NPV | CFD | Opening a short position | 19,385 | 22.4059 GBP |
| Ordinary NPV | CFD | Reducing a long position | 6,000 | 22.4274 GBP |
| Ordinary NPV | CFD | Reducing a long position | 1 | 22.4500 GBP |
| Ordinary NPV | CFD | Increasing a long position | 1 | 22.4500 GBP |
| Ordinary NPV | CFD | Reducing a long position | 835 | 22.4560 GBP |
| Ordinary NPV | CFD | Reducing a long position | 227 | 22.4560 GBP |
| Ordinary NPV | CFD | Reducing a long position | 24 | 22.4560 GBP |
| Ordinary NPV | CFD | Reducing a long position | 301 | 22.4683 GBP |
| Ordinary NPV | CFD | Reducing a short position | 54 | 22.4997 GBP |
| Ordinary NPV | CFD | Reducing a short position | 5,344 | 22.4998 GBP |
| Ordinary NPV | CFD | Increasing a long position | 13,435 | 22.4998 GBP |
| Ordinary NPV | CFD | Opening a long position | 302,100 | 22.5152 GBP |
| Ordinary NPV | CFD | Opening a short position | 5,344 | 22.5954 GBP |
| Ordinary NPV | CFD | Reducing a long position | 5,088 | 22.6827 GBP |
| Ordinary NPV | CFD | Reducing a long position | 1,447 | 22.6827 GBP |
| Ordinary NPV | CFD | Reducing a long position | 154 | 22.6827 GBP |
| Ordinary NPV | CFD | Reducing a long position | 62 | 22.6827 GBP |
| Ordinary NPV | CFD | Opening a long position | 6,000 | 22.7256 GBP |
| Ordinary NPV | CFD | Reducing a long position | 35,149 | 22.7285 GBP |
| Ordinary NPV | CFD | Reducing a long position | 35,197 | 22.7285 GBP |
| Ordinary NPV | CFD | Reducing a short position | 26,695 | 22.7326 GBP |
| Ordinary NPV | CFD | Reducing a long position | 1,833 | 22.7381 GBP |
| Ordinary NPV | CFD | Reducing a long position | 519 | 22.7381 GBP |
| Ordinary NPV | CFD | Reducing a long position | 55 | 22.7381 GBP |
| Ordinary NPV | CFD | Reducing a long position | 22 | 22.7381 GBP |
| Ordinary NPV | CFD | Reducing a long position | 35,123 | 22.7534 GBP |
| Ordinary NPV | CFD | Reducing a short position | 1,159 | 22.7548 GBP |
| Ordinary NPV | CFD | Reducing a long position | 852 | 22.7572 GBP |
| Ordinary NPV | CFD | Reducing a long position | 241 | 22.7572 GBP |
| Ordinary NPV | CFD | Reducing a long position | 25 | 22.7572 GBP |
| Ordinary NPV | CFD | Reducing a long position | 9 | 22.7572 GBP |
| Ordinary NPV | CFD | Reducing a long position | 2,249 | 22.8267 GBP |
| Ordinary NPV | CFD | Reducing a long position | 636 | 22.8267 GBP |
| Ordinary NPV | CFD | Reducing a long position | 67 | 22.8267 GBP |
| Ordinary NPV | CFD | Reducing a long position | 24 | 22.8267 GBP |
| Ordinary NPV | CFD | Reducing a long position | 1,032 | 22.8402 GBP |
| Ordinary NPV | CFD | Reducing a long position | 20 | 22.9134 GBP |
| Ordinary NPV | CFD | Increasing a short position | 231 | 22.9134 GBP |
| Ordinary NPV | CFD | Increasing a short position | 34 | 22.9134 GBP |
| Ordinary NPV | CFD | Reducing a short position | 16,000 | 43.0791 AUD |
| Ordinary NPV | CFD | Reducing a short position | 4 | 43.1435 AUD |
| Ordinary NPV | CFD | Reducing a short position | 1,808 | 43.1435 AUD |
| Ordinary NPV | CFD | Reducing a short position | 1,594 | 43.1451 AUD |
| Ordinary NPV | CFD | Reducing a short position | 28 | 43.1451 AUD |
| Ordinary NPV | CFD | Reducing a short position | 58 | 43.1451 AUD |
| Ordinary NPV | CFD | Reducing a short position | 455 | 43.1451 AUD |
| Ordinary NPV | CFD | Increasing a long position | 23,947 | 43.1500 AUD |
| Ordinary NPV | CFD | Increasing a long position | 18,922 | 43.1500 AUD |
| Ordinary NPV | CFD | Increasing a short position | 18,922 | 43.1522 AUD |
| Ordinary NPV | CFD | Increasing a short position | 23,947 | 43.1537 AUD |
| Ordinary NPV | CFD | Increasing a long position | 6,153 | 43.1610 AUD |
| Ordinary NPV | CFD | Increasing a short position | 6,153 | 43.1664 AUD |
| Ordinary NPV | CFD | Reducing a short position | 384 | 43.1739 AUD |
| Ordinary NPV | CFD | Reducing a short position | 108 | 43.1739 AUD |
| Ordinary NPV | CFD | Increasing a long position | 100 | 43.1822 AUD |
| Ordinary NPV | CFD | Increasing a short position | 3,550 | 43.1849 AUD |
| Ordinary NPV | CFD | Opening a long position | 219 | 43.1849 AUD |
| Ordinary NPV | CFD | Opening a long position | 3,550 | 43.1849 AUD |
| Ordinary NPV | CFD | Increasing a short position | 100 | 43.1876 AUD |
| Ordinary NPV | CFD | Reducing a short position | 5,658 | 43.1911 AUD |
| Ordinary NPV | CFD | Reducing a short position | 54 | 43.1911 AUD |
| Ordinary NPV | CFD | Reducing a short position | 164 | 43.1911 AUD |
| Ordinary NPV | CFD | Reducing a short position | 1,605 | 43.1911 AUD |
| Ordinary NPV | CFD | Opening a short position | 16,000 | 43.1914 AUD |
| Ordinary NPV | CFD | Opening a long position | 24,936 | 43.1931 AUD |
| Ordinary NPV | CFD | Opening a short position | 42 | 43.1967 AUD |
| Ordinary NPV | CFD | Opening a long position | 42 | 43.1967 AUD |
| Ordinary NPV | CFD | Reducing a long position | 219 | 43.1979 AUD |
| Ordinary NPV | CFD | Increasing a long position | 20 | 43.1995 AUD |
| Ordinary NPV | CFD | Reducing a short position | 30,999 | 43.2006 AUD |
| Ordinary NPV | CFD | Reducing a long position | 16,824 | 43.2019 AUD |
| Ordinary NPV | CFD | Increasing a short position | 20 | 43.2027 AUD |
| Ordinary NPV | CFD | Reducing a long position | 30,999 | 43.2038 AUD |
| Ordinary NPV | CFD | Opening a long position | 5,462 | 43.2060 AUD |
| Ordinary NPV | CFD | Reducing a short position | 3,638 | 43.2189 AUD |
| Ordinary NPV | CFD | Reducing a short position | 51 | 43.2189 AUD |
| Ordinary NPV | CFD | Reducing a short position | 105 | 43.2189 AUD |
| Ordinary NPV | CFD | Reducing a short position | 1,033 | 43.2189 AUD |
| Ordinary NPV | CFD | Opening a short position | 846 | 43.2190 AUD |
| Ordinary NPV | CFD | Opening a short position | 1,024 | 43.2190 AUD |
| Ordinary NPV | CFD | Opening a short position | 938 | 43.2190 AUD |
| Ordinary NPV | CFD | Opening a short position | 2,654 | 43.2190 AUD |
| Ordinary NPV | CFD | Increasing a short position | 5,857 | 43.2308 AUD |
| Ordinary NPV | CFD | Increasing a long position | 5,857 | 43.2308 AUD |
| Ordinary NPV | CFD | Opening a long position | 1,220 | 43.2385 AUD |
| Ordinary NPV | CFD | Increasing a long position | 106,977 | 43.2404 AUD |
| Ordinary NPV | CFD | Opening a short position | 848 | 43.2421 AUD |
| Ordinary NPV | CFD | Opening a short position | 372 | 43.2421 AUD |
| Ordinary NPV | CFD | Opening a long position | 107,575 | 43.2424 AUD |
| Ordinary NPV | CFD | Reducing a short position | 3,249 | 43.2424 AUD |
| Ordinary NPV | CFD | Increasing a short position | 106,977 | 43.2426 AUD |
| Ordinary NPV | CFD | Reducing a long position | 110,824 | 43.2446 AUD |
| Ordinary NPV | CFD | Opening a long position | 29,857 | 43.2557 AUD |
| Ordinary NPV | CFD | Reducing a long position | 29,857 | 43.2600 AUD |
| Ordinary NPV | CFD | Reducing a long position | 390 | 43.2604 AUD |
| Ordinary NPV | CFD | Reducing a short position | 390 | 43.2604 AUD |
| Ordinary NPV | CFD | Reducing a short position | 1,463 | 43.2740 AUD |
| Ordinary NPV | CFD | Reducing a short position | 9 | 43.2740 AUD |
| Ordinary NPV | CFD | Reducing a short position | 413 | 43.2740 AUD |
| Ordinary NPV | CFD | Reducing a short position | 47,194 | 43.2832 AUD |
| Ordinary NPV | CFD | Opening a long position | 481,834 | 43.2832 AUD |
| Ordinary NPV | CFD | Reducing a long position | 47,457 | 43.2854 AUD |
| Ordinary NPV | CFD | Opening a short position | 481,571 | 43.2854 AUD |
| Ordinary NPV | CFD | Reducing a short position | 379,403 | 43.2876 AUD |
| Ordinary NPV | CFD | Increasing a short position | 379,403 | 43.2898 AUD |
| Ordinary NPV | CFD | Opening a long position | 21,210 | 43.3514 AUD |
| Ordinary NPV | CFD | Increasing a short position | 21,210 | 43.3514 AUD |
| Ordinary NPV | CFD | Increasing a long position | 3,249 | 43.3659 AUD |
| Ordinary NPV | CFD | Opening a short position | 3,249 | 43.3681 AUD |
| Ordinary NPV | CFD | Increasing a long position | 47,194 | 43.4606 AUD |
| Ordinary NPV | CFD | Opening a short position | 47,194 | 43.4628 AUD |
| Ordinary NPV | CFD | Reducing a short position | 229 | 43.5913 AUD |
| Ordinary NPV | CFD | Increasing a long position | 320 | 43.6000 AUD |
| Ordinary NPV | CFD | Reducing a long position | 229 | 43.6000 AUD |
| Ordinary NPV | CFD | Increasing a short position | 165 | 43.6087 AUD |
| Ordinary NPV | CFD | Increasing a short position | 155 | 43.6087 AUD |
| Ordinary NPV | CFD | Reducing a short position | 29,857 | 45.2300 AUD |
| Ordinary NPV | CFD | Reducing a long position | 42 | 45.2300 AUD |
| Ordinary NPV | CFD | Reducing a long position | 219 | 45.2300 AUD |
| Ordinary NPV | CFD | Reducing a long position | 29,857 | 45.2300 AUD |
| Ordinary NPV | CFD | Reducing a long position | 21,210 | 45.2300 AUD |
| Ordinary NPV | CFD | Reducing a long position | 107,575 | 45.2300 AUD |
| Ordinary NPV | CFD | Reducing a short position | 219 | 45.2300 AUD |
| Ordinary NPV | CFD | Reducing a long position | 3,550 | 45.2300 AUD |
| Ordinary NPV | CFD | Reducing a long position | 379,666 | 45.2300 AUD |
| Ordinary NPV | CFD | Reducing a short position | 107,575 | 45.2300 AUD |
| Ordinary NPV | CFD | Increasing a long position | 21,210 | 45.2300 AUD |
| Ordinary NPV | CFD | Reducing a long position | 16,000 | 45.2300 AUD |
| Ordinary NPV | CFD | Increasing a long position | 3,550 | 45.2300 AUD |
| Ordinary NPV | CFD | Reducing a short position | 16,000 | 45.2300 AUD |
| Ordinary NPV | CFD | Increasing a long position | 42 | 45.2300 AUD |
| Ordinary NPV | CFD | Reducing a short position | 379,666 | 45.2300 AUD |
| Ordinary NPV | CFD | Reducing a short position | 1,777 | 526.2994 ZAR |
| Ordinary NPV | SWAP | Increasing a short position | 7,596 | 22.6708 GBP |
| Ordinary NPV | SWAP | Reducing a short position | 642 | 22.7662 GBP |
| Ordinary NPV | SWAP | Reducing a long position | 1,808 | 43.1435 AUD |
| Ordinary NPV | SWAP | Increasing a long position | 7,113 | 43.1690 AUD |
| Ordinary NPV | SWAP | Increasing a long position | 46,802 | 43.1883 AUD |
| Ordinary NPV | SWAP | Increasing a long position | 31,504 | 43.1886 AUD |
| Ordinary NPV | SWAP | Reducing a long position | 1,777 | 526.4573 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| Ordinary NPV | Forward | Selling | 121,440 | N/A | N/A | N/A | 38.8479 AUD |
| Ordinary NPV | Forward | Selling | 121,440 | N/A | N/A | N/A | 37.8764 AUD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
| | | | | |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| |
| | |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
Date of disclosure: | 29 April 2024 |
Contact name: | Papa Lette and Andrzej Szyszka |
Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
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