FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) Name of exempt principal trader: | UBS Investment Bank, London |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited connected to UBS |
| (d) Date dealing undertaken: | 29 April 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES, BHP Group Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| USD 0.54945 ordinary | Buy
| 1098099 | 27.50137 GBP | 21.40848 GBP |
| USD 0.54945 ordinary | Sell
| 1011364 | 27.50000 GBP | 21.40859 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| USD 0.54945 ordinary | CFD
| Long | 22297 | 27.06273 GBP |
| USD 0.54945 ordinary | CFD
| Long | 451 | 633.536388 ZAR |
| USD 0.54945 ordinary | CFD
| Long | 12 | 629.717022 ZAR |
| USD 0.54945 ordinary | CFD
| Long | 5000 | 27.173838 GBP |
| USD 0.54945 ordinary | CFD
| Long | 800 | 27.0756877064 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1032 | 26.99865 GBP |
| USD 0.54945 ordinary | CFD
| Long | 9570 | 27.498625 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1876 | 26.9423400852878 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1500 | 27.0 GBP |
| USD 0.54945 ordinary | CFD
| Long | 854 | 27.00097775 GBP |
| USD 0.54945 ordinary | CFD
| Long | 2054 | 27.1871129544499 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1004 | 26.801145 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1105 | 26.88828054 GBP |
| USD 0.54945 ordinary | CFD
| Long | 12308 | 27.338666 GBP |
| USD 0.54945 ordinary | CFD
| Long | 6850 | 27.4989 GBP |
| USD 0.54945 ordinary | CFD
| Long | 284 | 27.17481746 GBP |
| USD 0.54945 ordinary | CFD
| Long | 26748 | 27.1764579958001 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.785 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.825 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.85 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.355 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.39 GBP |
| USD 0.54945 ordinary | CFD
| Long | 22 | 27.41 GBP |
| USD 0.54945 ordinary | CFD
| Long | 17 | 26.875 GBP |
| USD 0.54945 ordinary | CFD
| Long | 88 | 26.99 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.935 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.955 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.97 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.21 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.26 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.275 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.28 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.325 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.35 GBP |
| USD 0.54945 ordinary | CFD
| Long | 15442 | 27.47985947 GBP |
| USD 0.54945 ordinary | CFD
| Long | 17360 | 27.3072610142771 GBP |
| USD 0.54945 ordinary | CFD
| Long | 223 | 27.5 GBP |
| USD 0.54945 ordinary | CFD
| Long | 10712 | 27.229729 GBP |
| USD 0.54945 ordinary | CFD
| Long | 19599 | 27.32544862 GBP |
| USD 0.54945 ordinary | CFD
| Long | 6573 | 26.8656279432223 GBP |
| USD 0.54945 ordinary | CFD
| Long | 5523 | 26.9462524536339 GBP |
| USD 0.54945 ordinary | CFD
| Long | 30556 | 27.3930822097133 GBP |
| USD 0.54945 ordinary | CFD
| Long | 34784 | 27.1373252069917 GBP |
| USD 0.54945 ordinary | CFD
| Long | 683 | 27.4980819912152 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1141 | 27.3913847502191 GBP |
| USD 0.54945 ordinary | CFD
| Long | 15 | 26.915 GBP |
| USD 0.54945 ordinary | CFD
| Long | 11895 | 26.801146 GBP |
| USD 0.54945 ordinary | CFD
| Long | 13105 | 26.88827776 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1778 | 27.187539 GBP |
| USD 0.54945 ordinary | CFD
| Long | 250 | 27.04810239 GBP |
| USD 0.54945 ordinary | CFD
| Long | 25 | 27.260563 GBP |
| USD 0.54945 ordinary | CFD
| Long | 20 | 27.158504 GBP |
| USD 0.54945 ordinary | CFD
| Long | 9 | 27.11688 GBP |
| USD 0.54945 ordinary | CFD
| Long | 14 | 27.243451 GBP |
| USD 0.54945 ordinary | CFD
| Long | 11 | 27.068165 GBP |
| USD 0.54945 ordinary | CFD
| Long | 5 | 26.998465 GBP |
| USD 0.54945 ordinary | CFD
| Long | 48 | 27.207753 GBP |
| USD 0.54945 ordinary | CFD
| Short | 683 | 27.14316252 GBP |
| USD 0.54945 ordinary | CFD
| Short | 166714 | 27.5 GBP |
| USD 0.54945 ordinary | CFD
| Short | 2903 | 26.37604203 GBP |
| USD 0.54945 ordinary | CFD
| Short | 100405 | 33.7812618 USD |
| USD 0.54945 ordinary | CFD
| Short | 40000 | 27.0773 GBP |
| USD 0.54945 ordinary | CFD
| Short | 794 | 26.75 GBP |
| USD 0.54945 ordinary | CFD
| Short | 1341 | 27.501375 GBP |
| USD 0.54945 ordinary | CFD
| Short | 2060 | 34.2578058252427 USD |
| USD 0.54945 ordinary | CFD
| Short | 1753 | 27.0618739351169 GBP |
| USD 0.54945 ordinary | CFD
| Short | 13587 | 27.4286619567587 GBP |
| USD 0.54945 ordinary | CFD
| Short | 6564 | 27.09384826 GBP |
| USD 0.54945 ordinary | CFD
| Short | 8205 | 27.1560049343327 GBP |
| USD 0.54945 ordinary | CFD
| Short | 681 | 26.9601358324523 GBP |
| USD 0.54945 ordinary | CFD
| Short | 4305 | 27.341898 GBP |
| USD 0.54945 ordinary | CFD
| Short | 64 | 27.164414 GBP |
| USD 0.54945 ordinary | CFD
| Short | 14200 | 26.974124 GBP |
| USD 0.54945 ordinary | CFD
| Short | 24 | 26.86091499 GBP |
| USD 0.54945 ordinary | CFD
| Short | 108 | 26.882688 GBP |
| USD 0.54945 ordinary | CFD
| Short | 27787 | 27.1943972 GBP |
| USD 0.54945 ordinary | CFD
| Short | 12 | 629.717 ZAR |
| USD 0.54945 ordinary | CFD
| Short | 451 | 633.5364 ZAR |
| USD 0.54945 ordinary | CFD
| Short | 52 | 27.3830983 GBP |
| USD 0.54945 ordinary | CFD
| Short | 325 | 26.979246 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.855 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.86 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.9 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.935 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.95 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.03 GBP |
| USD 0.54945 ordinary | CFD
| Short | 772 | 27.083316 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.32 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.06 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.33 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.38 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.42 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.465 GBP |
| USD 0.54945 ordinary | CFD
| Short | 4431 | 27.0314951481313 GBP |
| USD 0.54945 ordinary | CFD
| Short | 1648 | 27.1545358014927 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| | | | | | | | |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
|
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
None |
Date of disclosure: | 30 April 2024 |
Contact name: | Richard Howard |
Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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