AMENDMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP Group Limited |
| (c) Name of the party to the offer with which exempt principal trader is connected: | Anglo American plc |
| (d) Date dealing undertaken: | 26 April 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES- Anglo American plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| ADR | PURCHASES | 1,263 | 56.6228 USD | 56.0344 USD |
| ADR | SALES | 1,263 | 56.6228 USD | 56.0344 USD |
| Ordinary NPV | SALES | 512,284 | 22.8709 GBP | 22.3400 GBP |
| Ordinary NPV | PURCHASES | 821,075 | 22.9150 GBP | 22.3250 GBP |
| Ordinary NPV | SALES | 582,504 | 43.6000 AUD | 38.1003 AUD |
| Ordinary NPV | PURCHASES | 550,721 | 46.6738 AUD | 43.1500 AUD |
| Ordinary NPV | PURCHASES | 8,149 | 526.5100 ZAR | 526.5100 ZAR |
| Ordinary NPV | SALES | 8,149 | 526.5100 ZAR | 526.5100 ZAR |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| Ordinary NPV | CFD | increasing a long position | 35,746 | 22.4149 GBP |
| Ordinary NPV | CFD | increasing a long position | 48 | 22.4438 GBP |
| Ordinary NPV | CFD | increasing a long position | 1,156 | 22.5000 GBP |
| Ordinary NPV | CFD | increasing a long position | 95 | 22.5000 GBP |
| Ordinary NPV | CFD | increasing a long position | 4 | 526.5100 ZAR |
| Ordinary NPV | CFD | increasing a long position | 6 | 531.3367 ZAR |
| Ordinary NPV | CFD | increasing a long position | 2,699 | 531.8897 ZAR |
| Ordinary NPV | CFD | increasing a long position | 21,343 | 533.1733 ZAR |
| Ordinary NPV | CFD | increasing a long position | 23,400 | 533.6743 ZAR |
| Ordinary NPV | CFD | increasing a long position | 19,144 | 533.7171 ZAR |
| Ordinary NPV | CFD | increasing a short position | 1,944 | 22.4200 GBP |
| Ordinary NPV | CFD | increasing a short position | 35,007 | 22.4331 GBP |
| Ordinary NPV | CFD | increasing a short position | 8,980 | 22.4466 GBP |
| Ordinary NPV | CFD | increasing a short position | 2,038 | 22.5000 GBP |
| Ordinary NPV | CFD | increasing a short position | 53,361 | 22.6632 GBP |
| Ordinary NPV | CFD | increasing a short position | 139 | 22.7300 GBP |
| Ordinary NPV | CFD | increasing a short position | 323 | 22.8400 GBP |
| Ordinary NPV | CFD | increasing a short position | 4 | 526.5100 ZAR |
| Ordinary NPV | CFD | increasing a short position | 422 | 533.1733 ZAR |
| Ordinary NPV | CFD | increasing a short position | 7,489 | 535.8406 ZAR |
| Ordinary NPV | CFD | reducing a long position | 3,003 | 22.4393 GBP |
| Ordinary NPV | CFD | reducing a long position | 390 | 22.7122 GBP |
| Ordinary NPV | CFD | reducing a long position | 6 | 531.3367 ZAR |
| Ordinary NPV | CFD | reducing a long position | 2,699 | 531.8897 ZAR |
| Ordinary NPV | CFD | reducing a long position | 15,911 | 532.6546 ZAR |
| Ordinary NPV | CFD | reducing a long position | 20,921 | 533.1733 ZAR |
| Ordinary NPV | CFD | reducing a long position | 19,144 | 533.7171 ZAR |
| Ordinary NPV | CFD | reducing a long position | 166 | 535.0191 ZAR |
| Ordinary NPV | CFD | reducing a short position | 20 | 22.3923 GBP |
| Ordinary NPV | CFD | reducing a short position | 1,944 | 22.4150 GBP |
| Ordinary NPV | CFD | reducing a short position | 323 | 22.5260 GBP |
| Ordinary NPV | CFD | reducing a short position | 41,661 | 22.5946 GBP |
| Ordinary NPV | CFD | reducing a short position | 311 | 22.7360 GBP |
| Ordinary NPV | CFD | reducing a short position | 113 | 22.7485 GBP |
| Ordinary NPV | CFD | reducing a short position | 39,558 | 43.2902 AUD |
| Ordinary NPV | CFD | reducing a short position | 1,425 | 43.2984 AUD |
| Ordinary NPV | CFD | reducing a short position | 1,883 | 43.2984 AUD |
| Ordinary NPV | CFD | reducing a short position | 166 | 535.0191 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
| N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
| NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
| NONE
|
Date of disclosure: | 01 May 2024 |
Contact name: | Craig Horsley |
Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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