This announcement replaces the previous RNS announcement 8389M released at 11:33 on the 1st May 2024. Amendments to sections 2a and 2b. All other information remains unchanged.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
| (a) Name of exempt principal trader: | UBS Investment Bank, London |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Anglo American plc |
| (c) Name of the party to the offer with which exempt principal trader is connected: | BHP Group Limited connected to UBS |
| (d) Date dealing undertaken: | 30 April 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES. BHP Group Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| USD 0.54945 ordinary | Buy
| 956415 | 28.90251 GBP | 21.40849 GBP |
| USD 0.54945 ordinary | Sell
| 1006770 | 28.90251 GBP | 21.40849 GBP |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| USD 0.54945 ordinary | CFD
| Long | 265961 | 26.34 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1422 | 26.648984 GBP |
| USD 0.54945 ordinary | CFD
| Long | 4755 | 27.451091 GBP |
| USD 0.54945 ordinary | CFD
| Long | 285 | 26.91240313 GBP |
| USD 0.54945 ordinary | CFD
| Long | 263 | 26.87093518 GBP |
| USD 0.54945 ordinary | CFD
| Long | 85 | 27.45422532 GBP |
| USD 0.54945 ordinary | CFD
| Long | 26 | 26.93784569 GBP |
| USD 0.54945 ordinary | CFD
| Long | 5 | 27.13118604 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1231 | 26.3389464 GBP |
| USD 0.54945 ordinary | CFD
| Long | 73 | 27.46650475 GBP |
| USD 0.54945 ordinary | CFD
| Long | 25 | 26.86938774 GBP |
| USD 0.54945 ordinary | CFD
| Long | 3 | 26.9089236 GBP |
| USD 0.54945 ordinary | CFD
| Long | 233 | 26.8300973060515 GBP |
| USD 0.54945 ordinary | CFD
| Long | 22 | 26.85476252 GBP |
| USD 0.54945 ordinary | CFD
| Long | 68 | 26.90325036 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1211 | 26.89065224 GBP |
| USD 0.54945 ordinary | CFD
| Long | 949 | 26.9120653326133 GBP |
| USD 0.54945 ordinary | CFD
| Long | 158 | 26.89814873 GBP |
| USD 0.54945 ordinary | CFD
| Long | 809 | 26.84058972 GBP |
| USD 0.54945 ordinary | CFD
| Long | 157 | 26.8983268 GBP |
| USD 0.54945 ordinary | CFD
| Long | 65 | 26.8496952 GBP |
| USD 0.54945 ordinary | CFD
| Long | 17 | 27.50255725 GBP |
| USD 0.54945 ordinary | CFD
| Long | 743 | 26.86530647 GBP |
| USD 0.54945 ordinary | CFD
| Long | 53 | 27.45442065 GBP |
| USD 0.54945 ordinary | CFD
| Long | 52 | 27.44296871 GBP |
| USD 0.54945 ordinary | CFD
| Long | 20 | 27.44460323 GBP |
| USD 0.54945 ordinary | CFD
| Long | 681 | 26.90438893 GBP |
| USD 0.54945 ordinary | CFD
| Long | 132 | 27.5027355 GBP |
| USD 0.54945 ordinary | CFD
| Long | 575 | 26.9119565182609 GBP |
| USD 0.54945 ordinary | CFD
| Long | 477 | 26.86217367 GBP |
| USD 0.54945 ordinary | CFD
| Long | 107 | 26.9159093 GBP |
| USD 0.54945 ordinary | CFD
| Long | 45 | 27.46645376 GBP |
| USD 0.54945 ordinary | CFD
| Long | 295 | 27.20267542 GBP |
| USD 0.54945 ordinary | CFD
| Long | 105 | 26.85083069 GBP |
| USD 0.54945 ordinary | CFD
| Long | 41 | 26.96217892 GBP |
| USD 0.54945 ordinary | CFD
| Long | 295 | 26.8621475 GBP |
| USD 0.54945 ordinary | CFD
| Long | 92 | 26.9107880415217 GBP |
| USD 0.54945 ordinary | CFD
| Long | 39 | 26.89034711 GBP |
| USD 0.54945 ordinary | CFD
| Long | 27 | 27.50260082 GBP |
| USD 0.54945 ordinary | CFD
| Long | 8024 | 26.461261 GBP |
| USD 0.54945 ordinary | CFD
| Long | 6307 | 26.5771 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.295 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.3 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.52 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.6 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.615 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.725 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.835 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.9 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 26.87 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.03 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.305 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.355 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.375 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.53 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.58 GBP |
| USD 0.54945 ordinary | CFD
| Long | 44 | 27.77 GBP |
| USD 0.54945 ordinary | CFD
| Long | 9046 | 26.6055116939178 GBP |
| USD 0.54945 ordinary | CFD
| Long | 2329 | 26.35760627 GBP |
| USD 0.54945 ordinary | CFD
| Long | 8072 | 26.679325 GBP |
| USD 0.54945 ordinary | CFD
| Long | 400 | 26.856625 GBP |
| USD 0.54945 ordinary | CFD
| Long | 274 | 27.1594160616788 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1810 | 26.7574530392541 GBP |
| USD 0.54945 ordinary | CFD
| Long | 870 | 26.33778634 GBP |
| USD 0.54945 ordinary | CFD
| Long | 2173 | 26.338684 GBP |
| USD 0.54945 ordinary | CFD
| Long | 15004 | 26.39598459 GBP |
| USD 0.54945 ordinary | CFD
| Long | 14939 | 26.63483625 GBP |
| USD 0.54945 ordinary | CFD
| Long | 41 | 27.747225 GBP |
| USD 0.54945 ordinary | CFD
| Long | 3347 | 26.3395 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1384 | 26.457254 GBP |
| USD 0.54945 ordinary | CFD
| Long | 892 | 26.402293 GBP |
| USD 0.54945 ordinary | CFD
| Long | 841 | 26.414211 GBP |
| USD 0.54945 ordinary | CFD
| Long | 583 | 26.409192 GBP |
| USD 0.54945 ordinary | CFD
| Long | 564 | 26.5569200456028 GBP |
| USD 0.54945 ordinary | CFD
| Long | 530 | 26.565524 GBP |
| USD 0.54945 ordinary | CFD
| Long | 403 | 26.537841 GBP |
| USD 0.54945 ordinary | CFD
| Long | 64 | 26.52024 GBP |
| USD 0.54945 ordinary | CFD
| Long | 2 | 26.290694 GBP |
| USD 0.54945 ordinary | CFD
| Long | 1 | 26.872313 GBP |
| USD 0.54945 ordinary | CFD
| Long | 6223 | 26.513789 GBP |
| USD 0.54945 ordinary | CFD
| Long | 2 | 26.385 GBP |
| USD 0.54945 ordinary | CFD
| Long | 88 | 26.35 GBP |
| USD 0.54945 ordinary | CFD
| Long | 66 | 26.595 GBP |
| USD 0.54945 ordinary | CFD
| Short | 47951 | 26.34 GBP |
| USD 0.54945 ordinary | CFD
| Short | 352 | 27.299375 GBP |
| USD 0.54945 ordinary | CFD
| Short | 4064 | 26.40201772 GBP |
| USD 0.54945 ordinary | CFD
| Short | 91166 | 26.27391362 GBP |
| USD 0.54945 ordinary | CFD
| Short | 4755 | 27.13732189 GBP |
| USD 0.54945 ordinary | CFD
| Short | 37560 | 33.27216134 USD |
| USD 0.54945 ordinary | CFD
| Short | 10000 | 26.359659 GBP |
| USD 0.54945 ordinary | CFD
| Short | 13700 | 26.822728 GBP |
| USD 0.54945 ordinary | CFD
| Short | 73 | 27.1308139 GBP |
| USD 0.54945 ordinary | CFD
| Short | 174 | 27.1435857 GBP |
| USD 0.54945 ordinary | CFD
| Short | 18 | 27.1066263 GBP |
| USD 0.54945 ordinary | CFD
| Short | 1357 | 27.12770629 GBP |
| USD 0.54945 ordinary | CFD
| Short | 1329 | 27.12485247 GBP |
| USD 0.54945 ordinary | CFD
| Short | 65 | 26.5910636 GBP |
| USD 0.54945 ordinary | CFD
| Short | 28 | 26.89071429 GBP |
| USD 0.54945 ordinary | CFD
| Short | 125 | 26.8884 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.28 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.33 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.455 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.57 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.595 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.605 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.625 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.75 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 26.895 GBP |
| USD 0.54945 ordinary | CFD
| Short | 44 | 27.14 GBP |
| USD 0.54945 ordinary | CFD
| Short | 2 | 26.37 GBP |
| USD 0.54945 ordinary | CFD
| Short | 16249 | 26.581417320416 GBP |
| USD 0.54945 ordinary | CFD
| Short | 2238 | 26.8539600099821 GBP |
| USD 0.54945 ordinary | CFD
| Short | 118 | 27.12552966 GBP |
| USD 0.54945 ordinary | CFD
| Short | 415 | 26.568482 GBP |
| USD 0.54945 ordinary | CFD
| Short | 18360 | 26.4045520164706 GBP |
| USD 0.54945 ordinary | CFD
| Short | 500 | 26.37238 GBP |
| USD 0.54945 ordinary | CFD
| Short | 9481 | 26.79344426 GBP |
| USD 0.54945 ordinary | CFD
| Short | 958 | 26.48020877 GBP |
| USD 0.54945 ordinary | CFD
| Short | 2550 | 26.9507977606 GBP |
| USD 0.54945 ordinary | CFD
| Short | 11623 | 26.341317 GBP |
| USD 0.54945 ordinary | CFD
| Short | 1101 | 27.401371 GBP |
| USD 0.54945 ordinary | CFD
| Short | 922 | 26.5092218 GBP |
| USD 0.54945 ordinary | CFD
| Short | 88 | 26.56286044 GBP |
| USD 0.54945 ordinary | CFD
| Short | 184064 | 26.40202 GBP |
| USD 0.54945 ordinary | CFD
| Long | 180000 | 26.58138 GBP |
| USD 0.54945 ordinary | CFD
| Short | 138564 | 21.40849 GBP |
| USD 0.54945 ordinary | CFD
| Long | 138564 | 21.40849 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| | | | | | | | |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
|
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
None |
Date of disclosure: | 02 May 2024 |
Contact name: | Richard Howard |
Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
