FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
| (a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
| (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BHP GROUP LIMITED |
| (c) Name of the party to the offer with which exempt principal trader is connected: | ANGLO AMERICAN PLC |
| (d) Date dealing undertaken: | 01 May 2024 |
| (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for ANGLO AMERICAN PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
| Ordinary NPV | Purchases | 364,353 | 22.2100 GBP | 21.9936 GBP |
| Ordinary NPV | Sales | 416,695 | 22.2100 GBP | 21.9936 GBP |
| ADR / (1.00 : 2.00) | Purchases | 49,530 (99,060) | 55.4597 USD | 54.9588 USD |
| ADR / (1.00 : 2.00) | Sales | 49,530 (99,060) | 55.2355 USD | 54.9600 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
| Ordinary NPV | CFD | Increasing a long position | 1,177 | 22.0318 GBP |
| Ordinary NPV | CFD | Increasing a long position | 65 | 22.0318 GBP |
| Ordinary NPV | CFD | Increasing a long position | 332 | 22.0318 GBP |
| Ordinary NPV | CFD | Increasing a long position | 2,633 | 22.0581 GBP |
| Ordinary NPV | CFD | Increasing a long position | 48 | 22.0581 GBP |
| Ordinary NPV | CFD | Increasing a long position | 748 | 22.0581 GBP |
| Ordinary NPV | CFD | Increasing a long position | 25 | 22.0581 GBP |
| Ordinary NPV | CFD | Reducing a short position | 905 | 22.0674 GBP |
| Ordinary NPV | CFD | Increasing a long position | 14,875 | 22.0684 GBP |
| Ordinary NPV | CFD | Reducing a short position | 122 | 22.0697 GBP |
| Ordinary NPV | CFD | Reducing a short position | 2,715 | 22.0698 GBP |
| Ordinary NPV | CFD | Increasing a long position | 1,635 | 22.0774 GBP |
| Ordinary NPV | CFD | Increasing a long position | 46 | 22.0774 GBP |
| Ordinary NPV | CFD | Increasing a long position | 466 | 22.0774 GBP |
| Ordinary NPV | CFD | Increasing a long position | 24 | 22.0774 GBP |
| Ordinary NPV | CFD | Opening a short position | 2,715 | 22.0847 GBP |
| Ordinary NPV | CFD | Reducing a short position | 25,118 | 22.0919 GBP |
| Ordinary NPV | CFD | Increasing a long position | 433 | 22.0998 GBP |
| Ordinary NPV | CFD | Increasing a short position | 275 | 22.1027 GBP |
| Ordinary NPV | CFD | Increasing a long position | 713 | 22.1504 GBP |
| Ordinary NPV | CFD | Increasing a long position | 13 | 22.1504 GBP |
| Ordinary NPV | CFD | Increasing a long position | 203 | 22.1504 GBP |
| Ordinary NPV | CFD | Increasing a long position | 6 | 22.1504 GBP |
| Ordinary NPV | CFD | Increasing a long position | 1,223 | 22.1767 GBP |
| Ordinary NPV | CFD | Increasing a long position | 346 | 22.1767 GBP |
| Ordinary NPV | CFD | Increasing a long position | 121 | 22.2300 GBP |
| Ordinary NPV | CFD | Increasing a short position | 138 | 22.2300 GBP |
| Ordinary NPV | CFD | Increasing a long position | 2 | 22.2300 GBP |
| Ordinary NPV | CFD | Increasing a short position | 20 | 22.2300 GBP |
| Ordinary NPV | CFD | Increasing a long position | 34 | 22.2300 GBP |
| Ordinary NPV | CFD | Increasing a long position | 1 | 22.2300 GBP |
| Ordinary NPV | CFD | Reducing a short position | 10,015 | 27.4163 USD |
| Ordinary NPV | CFD | Reducing a long position | 1,040 | 27.4245 USD |
| Ordinary NPV | CFD | Increasing a long position | 838,571 | 27.4251 USD |
| Ordinary NPV | CFD | Increasing a long position | 394,622 | 27.4251 USD |
| Ordinary NPV | CFD | Opening a long position | 1,040 | 27.6328 USD |
| Ordinary NPV | CFD | Reducing a short position | 755 | 42.3115 AUD |
| Ordinary NPV | CFD | Reducing a short position | 14,720 | 42.3115 AUD |
| Ordinary NPV | CFD | Reducing a short position | 7,549 | 42.3115 AUD |
| Ordinary NPV | CFD | Reducing a short position | 226 | 42.3115 AUD |
| Ordinary NPV | CFD | Reducing a short position | 4,873 | 42.3158 AUD |
| Ordinary NPV | CFD | Reducing a short position | 8,319 | 42.3164 AUD |
| Ordinary NPV | CFD | Reducing a short position | 196 | 42.3196 AUD |
| Ordinary NPV | CFD | Reducing a short position | 634 | 42.3196 AUD |
| Ordinary NPV | CFD | Increasing a long position | 1,040 | 42.3200 AUD |
| Ordinary NPV | CFD | Increasing a long position | 34,915 | 42.3200 AUD |
| Ordinary NPV | CFD | Reducing a long position | 8,319 | 42.3200 AUD |
| Ordinary NPV | CFD | Reducing a long position | 4,873 | 42.3200 AUD |
| Ordinary NPV | CFD | Increasing a short position | 34,915 | 42.3221 AUD |
| Ordinary NPV | CFD | Reducing a long position | 1,852 | 42.3856 AUD |
| Ordinary NPV | CFD | Increasing a long position | 1,007 | 42.3890 AUD |
| Ordinary NPV | CFD | Increasing a short position | 396 | 42.3911 AUD |
| Ordinary NPV | CFD | Increasing a short position | 611 | 42.3936 AUD |
| Ordinary NPV | CFD | Reducing a short position | 36 | 42.4110 AUD |
| Ordinary NPV | CFD | Reducing a short position | 40 | 42.4110 AUD |
| Ordinary NPV | CFD | Increasing a long position | 13,361 | 42.4234 AUD |
| Ordinary NPV | CFD | Increasing a short position | 13,361 | 42.4234 AUD |
| Ordinary NPV | CFD | Opening a short position | 1,233,193 | 42.4252 AUD |
| Ordinary NPV | CFD | Opening a short position | 316 | 42.4344 AUD |
| Ordinary NPV | CFD | Reducing a short position | 8 | 42.4344 AUD |
| Ordinary NPV | CFD | Reducing a short position | 308 | 42.4344 AUD |
| Ordinary NPV | CFD | Reducing a short position | 946 | 42.4415 AUD |
| Ordinary NPV | CFD | Reducing a short position | 62 | 42.4430 AUD |
| Ordinary NPV | CFD | Reducing a short position | 55 | 42.4472 AUD |
| Ordinary NPV | CFD | Reducing a short position | 177 | 42.4472 AUD |
| Ordinary NPV | CFD | Increasing a long position | 269,115 | 42.4684 AUD |
| Ordinary NPV | CFD | Increasing a short position | 269,115 | 42.4705 AUD |
| Ordinary NPV | CFD | Reducing a short position | 24 | 42.4907 AUD |
| Ordinary NPV | CFD | Reducing a short position | 825 | 42.4907 AUD |
| Ordinary NPV | CFD | Reducing a short position | 103 | 42.4907 AUD |
| Ordinary NPV | CFD | Reducing a short position | 3,438 | 42.4907 AUD |
| Ordinary NPV | CFD | Reducing a long position | 4,622 | 42.4949 AUD |
| Ordinary NPV | CFD | Increasing a short position | 34 | 42.5081 AUD |
| Ordinary NPV | CFD | Increasing a short position | 5 | 42.5081 AUD |
| Ordinary NPV | CFD | Increasing a short position | 68 | 42.5081 AUD |
| Ordinary NPV | CFD | Increasing a long position | 107 | 42.5081 AUD |
| Ordinary NPV | CFD | Increasing a short position | 417 | 42.5114 AUD |
| Ordinary NPV | CFD | Increasing a long position | 417 | 42.5114 AUD |
| Ordinary NPV | CFD | Opening a long position | 7,623 | 42.5233 AUD |
| Ordinary NPV | CFD | Reducing a long position | 7,623 | 42.5275 AUD |
| Ordinary NPV | CFD | Reducing a short position | 258,856 | 42.5279 AUD |
| Ordinary NPV | CFD | Reducing a long position | 258,856 | 42.5300 AUD |
| Ordinary NPV | CFD | Increasing a long position | 23,503 | 42.5305 AUD |
| Ordinary NPV | CFD | Opening a short position | 23,503 | 42.5326 AUD |
| Ordinary NPV | CFD | Reducing a short position | 10,000 | 42.5557 AUD |
| Ordinary NPV | CFD | Reducing a long position | 10,000 | 42.5642 AUD |
| Ordinary NPV | CFD | Opening a long position | 22,815 | 42.5814 AUD |
| Ordinary NPV | CFD | Reducing a short position | 7,098 | 42.5814 AUD |
| Ordinary NPV | CFD | Reducing a long position | 29,913 | 42.5836 AUD |
| Ordinary NPV | CFD | Opening a long position | 7,098 | 42.6090 AUD |
| Ordinary NPV | CFD | Reducing a short position | 2,243 | 42.6090 AUD |
| Ordinary NPV | CFD | Opening a short position | 7,098 | 42.6112 AUD |
| Ordinary NPV | CFD | Reducing a long position | 2,243 | 42.6112 AUD |
| Ordinary NPV | CFD | Reducing a short position | 210 | 42.6128 AUD |
| Ordinary NPV | CFD | Increasing a long position | 13,771 | 42.6165 AUD |
| Ordinary NPV | CFD | Increasing a short position | 13,771 | 42.6165 AUD |
| Ordinary NPV | CFD | Reducing a long position | 563 | 42.6247 AUD |
| Ordinary NPV | CFD | Reducing a short position | 213 | 42.6436 AUD |
| Ordinary NPV | CFD | Reducing a short position | 1,387 | 42.6466 AUD |
| Ordinary NPV | CFD | Reducing a long position | 1,387 | 42.6466 AUD |
| Ordinary NPV | CFD | Reducing a short position | 7,863 | 42.6479 AUD |
| Ordinary NPV | CFD | Opening a short position | 1,040 | 42.6500 AUD |
| Ordinary NPV | CFD | Opening a short position | 7,863 | 42.6500 AUD |
| Ordinary NPV | CFD | Opening a long position | 14,910 | 42.6500 AUD |
| Ordinary NPV | CFD | Increasing a long position | 381 | 42.6500 AUD |
| Ordinary NPV | CFD | Increasing a short position | 133 | 42.6585 AUD |
| Ordinary NPV | CFD | Increasing a short position | 113 | 42.6585 AUD |
| Ordinary NPV | CFD | Increasing a short position | 135 | 42.6585 AUD |
| Ordinary NPV | CFD | Increasing a short position | 14,910 | 42.6585 AUD |
| Ordinary NPV | CFD | Reducing a short position | 78 | 42.7036 AUD |
| Ordinary NPV | CFD | Reducing a long position | 7,623 | 43.0300 AUD |
| Ordinary NPV | CFD | Reducing a short position | 1,040 | 43.0300 AUD |
| Ordinary NPV | CFD | Reducing a short position | 7,863 | 43.0300 AUD |
| Ordinary NPV | CFD | Reducing a long position | 8,168 | 43.0300 AUD |
| Ordinary NPV | CFD | Increasing a long position | 4,910 | 43.0300 AUD |
| Ordinary NPV | CFD | Reducing a short position | 7,623 | 43.0300 AUD |
| Ordinary NPV | CFD | Reducing a long position | 316 | 43.0300 AUD |
| Ordinary NPV | CFD | Reducing a short position | 22,815 | 43.0300 AUD |
| Ordinary NPV | CFD | Reducing a short position | 316 | 43.0300 AUD |
| Ordinary NPV | CFD | Reducing a short position | 1,233,193 | 43.0300 AUD |
| Ordinary NPV | CFD | Reducing a short position | 8,168 | 43.0300 AUD |
| Ordinary NPV | CFD | Reducing a long position | 1,040 | 43.0300 AUD |
| Ordinary NPV | CFD | Reducing a long position | 22,815 | 43.0300 AUD |
| Ordinary NPV | CFD | Reducing a long position | 7,863 | 43.0300 AUD |
| Ordinary NPV | CFD | Reducing a long position | 4,910 | 43.0300 AUD |
| Ordinary NPV | CFD | Increasing a short position | 1,233,193 | 43.0300 AUD |
| Ordinary NPV | SWAP | Reducing a long position | 7,549 | 42.3115 AUD |
| Ordinary NPV | SWAP | Reducing a long position | 14,720 | 42.3115 AUD |
| Ordinary NPV | SWAP | Reducing a long position | 226 | 42.3115 AUD |
| Ordinary NPV | SWAP | Reducing a long position | 755 | 42.3115 AUD |
| Ordinary NPV | SWAP | Reducing a long position | 10,015 | 42.3200 AUD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
| ADR / (1.00 : 2.00) | Call Option / (1.00 : 200.00) | Purchasing | 7 (1,400) | 60.0000 USD | AMERICAN | 16/08/2024 | 1.4500 USD |
| ADR / (1.00 : 2.00) | Call Option / (1.00 : 200.00) | Purchasing | 10 (2,000) | 60.0000 USD | AMERICAN | 21/06/2024 | 0.5220 USD |
| ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 10 (2,000) | 50.0000 USD | AMERICAN | 21/06/2024 | 0.4390 USD |
| ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Purchasing | 10 (2,000) | 55.0000 USD | AMERICAN | 21/06/2024 | 1.6000 USD |
| ADR / (1.00 : 2.00) | Put Option / (1.00 : 200.00) | Selling | 10 (2,000) | 52.5000 USD | AMERICAN | 21/06/2024 | 0.9610 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
| | | | | |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
| |
| | |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE
|
Date of disclosure: | 02 May 2024 |
Contact name: | Papa Lette and Andrzej Szyszka |
Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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