Form 8.5 (EPT/RI) - BHP Group Limited

02 May 2024, 17:11

Source - LSE Regulatory

RNS Number : 0752N

UBS AG (EPT)

02 May 2024

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1. KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	29 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	NO

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	3122253	524.96240 ZAR	22.17000 GBP
Ordinary NPV	Sell	2892944	524.96240 ZAR	22.15000 GBP
ADR	Buy	98702	56.74500 USD	56.54834 USD
ADR	Sell	67736	56.74500 USD	56.54834 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	1216	42.969186 AUD
Ordinary NPV	CFD	Long	2810	43.1313 AUD
Ordinary NPV	CFD	Long	26099	43.05824 AUD
Ordinary NPV	CFD	Long	15000	43.039013 AUD
Ordinary NPV	CFD	Long	503	42.971213 AUD
Ordinary NPV	CFD	Long	22604	42.940996 AUD
Ordinary NPV	CFD	Long	35	43.003375 AUD
Ordinary NPV	CFD	Long	200	42.93 AUD
Ordinary NPV	CFD	Long	178129	42.978885 AUD
Ordinary NPV	CFD	Long	32129	42.97 AUD
Ordinary NPV	CFD	Long	7292	42.997643 AUD
Ordinary NPV	CFD	Long	13490	42.995769 AUD
Ordinary NPV	CFD	Long	36	42.97708333 AUD
Ordinary NPV	CFD	Long	997	42.977442 AUD
Ordinary NPV	CFD	Long	205354	42.991756 AUD
Ordinary NPV	CFD	Long	38202	43.077068 AUD
Ordinary NPV	CFD	Long	7804	42.996593 AUD
Ordinary NPV	CFD	Long	49376	42.976313 AUD
Ordinary NPV	CFD	Long	570	43.018684 AUD
Ordinary NPV	CFD	Long	5443	42.978409 AUD
Ordinary NPV	CFD	Long	16603	42.994803 AUD
Ordinary NPV	CFD	Long	6191	42.977184 AUD
Ordinary NPV	CFD	Long	135231	42.993605 AUD
Ordinary NPV	CFD	Long	426647	43.008587 AUD
Ordinary NPV	CFD	Long	110182	42.997589 AUD
Ordinary NPV	CFD	Long	12980	43.106424 AUD
Ordinary NPV	CFD	Long	8367	42.980202 AUD
Ordinary NPV	CFD	Long	10027	523.74751471 ZAR
Ordinary NPV	CFD	Long	11995	22.4173147144644 GBP
Ordinary NPV	CFD	Long	2071	22.3168759053597 GBP
Ordinary NPV	CFD	Long	6	22.19 GBP
Ordinary NPV	CFD	Long	2	22.42 GBP
Ordinary NPV	CFD	Long	30	22.4493333333333 GBP
Ordinary NPV	CFD	Long	23401	22.5 GBP
Ordinary NPV	CFD	Long	500	22.43 GBP
Ordinary NPV	CFD	Long	8643	22.444925 GBP
Ordinary NPV	CFD	Long	2051	22.417313505607 GBP
Ordinary NPV	CFD	Long	353	22.3168838526912 GBP
Ordinary NPV	CFD	Long	33680	524.9624 ZAR
Ordinary NPV	CFD	Long	63211	524.5328302 ZAR
Ordinary NPV	CFD	Long	31523	522.82414428 ZAR
Ordinary NPV	CFD	Long	29	523.9099 ZAR
Ordinary NPV	CFD	Long	655	523.5607 ZAR
Ordinary NPV	CFD	Long	44	524.2049 ZAR
Ordinary NPV	CFD	Long	2404	22.3 GBP
Ordinary NPV	CFD	Long	6727	42.99173 AUD
Ordinary NPV	CFD	Long	107727	42.97300398 AUD
Ordinary NPV	CFD	Long	37623	42.94501183 AUD
Ordinary NPV	CFD	Long	6461	42.89274261 AUD
Ordinary NPV	CFD	Long	5413	42.9575097 AUD
Ordinary NPV	CFD	Long	1600	22.25374375 GBP
Ordinary NPV	CFD	Long	19547	42.973004 AUD
Ordinary NPV	CFD	Long	6841	42.945012 AUD
Ordinary NPV	CFD	Long	1175	42.89274 AUD
Ordinary NPV	CFD	Long	975	42.957508 AUD
Ordinary NPV	CFD	Long	3042	43.010667 AUD
Ordinary NPV	CFD	Long	2056	42.95750973 AUD
Ordinary NPV	CFD	Long	2209	42.966564 AUD
Ordinary NPV	CFD	Long	368175	43.012664 AUD
Ordinary NPV	CFD	Long	216413	42.921095 AUD
Ordinary NPV	CFD	Long	513	42.9609746588694 AUD
Ordinary NPV	CFD	Long	196	42.9757142857143 AUD
Ordinary NPV	CFD	Long	76	42.990658 AUD
Ordinary NPV	CFD	Long	1647	22.4979235 GBP
Ordinary NPV	CFD	Long	21842	22.4997 GBP
Ordinary NPV	CFD	Long	2107	22.3921215 GBP
Ordinary NPV	CFD	Long	13	523.4191 ZAR
Ordinary NPV	CFD	Long	15000	43.14 AUD
Ordinary NPV	CFD	Long	10787	22.1678020002002 GBP
Ordinary NPV	CFD	Long	40583	43.014165 AUD
Ordinary NPV	CFD	Long	96449	42.995693 AUD
Ordinary NPV	CFD	Long	40184	43.038518 AUD
Ordinary NPV	CFD	Long	207	42.95 AUD
Ordinary NPV	CFD	Long	9000	22.344587 GBP
Ordinary NPV	CFD	Long	27181	42.9654202917516 AUD
Ordinary NPV	CFD	Long	5907	42.97007689355 AUD
Ordinary NPV	CFD	Long	1867	42.9407667307445 AUD
Ordinary NPV	CFD	Long	203	42.9757491758621 AUD
Ordinary NPV	CFD	Long	504	42.9712349396825 AUD
Ordinary NPV	CFD	Long	2900	42.968655 AUD
Ordinary NPV	CFD	Long	6007	43.143451 AUD
Ordinary NPV	CFD	Long	1443	42.983541 AUD
Ordinary NPV	CFD	Long	12869	42.98179 AUD
Ordinary NPV	CFD	Long	53145	42.991178 AUD
Ordinary NPV	CFD	Long	10326	42.982675 AUD
Ordinary NPV	CFD	Long	5492	42.977223 AUD
Ordinary NPV	CFD	Short	178129	42.978885 AUD
Ordinary NPV	CFD	Short	5443	42.978409 AUD
Ordinary NPV	CFD	Short	13490	42.995769 AUD
Ordinary NPV	CFD	Short	31523	522.82414428 ZAR
Ordinary NPV	CFD	Short	1500	22.310793 GBP
Ordinary NPV	CFD	Short	6	22.22 GBP
Ordinary NPV	CFD	Short	21240	22.434586 GBP
Ordinary NPV	CFD	Short	413	22.44 GBP
Ordinary NPV	CFD	Short	1164	22.425 GBP
Ordinary NPV	CFD	Short	10027	523.74751471 ZAR
Ordinary NPV	CFD	Short	13	523.4191 ZAR
Ordinary NPV	CFD	Short	24469	22.1755425231926 GBP
Ordinary NPV	CFD	Short	17	42.9836725 AUD
Ordinary NPV	CFD	Short	53145	42.991178 AUD
Ordinary NPV	CFD	Short	988	42.9835403 AUD
Ordinary NPV	CFD	Short	22604	42.940996 AUD
Ordinary NPV	CFD	Short	2400	22.26645833 GBP
Ordinary NPV	CFD	Short	12281	22.1755427082485 GBP
Ordinary NPV	CFD	Short	264	42.9835299 AUD
Ordinary NPV	CFD	Short	174	42.9835508 AUD
Ordinary NPV	CFD	Short	5492	42.977223 AUD
Ordinary NPV	CFD	Short	7804	42.996593 AUD
Ordinary NPV	CFD	Short	997	42.977442 AUD
Ordinary NPV	CFD	Short	35	43.003375 AUD
Ordinary NPV	CFD	Short	6007	43.143451 AUD
Ordinary NPV	CFD	Short	2810	43.1313 AUD
Ordinary NPV	CFD	Short	570	43.018684 AUD
Ordinary NPV	CFD	Short	426647	43.008587 AUD
Ordinary NPV	CFD	Short	32129	42.97 AUD
Ordinary NPV	CFD	Short	2900	42.968655 AUD
Ordinary NPV	CFD	Short	8220	42.9838734793187 AUD
Ordinary NPV	CFD	Short	2106	42.9779962013295 AUD
Ordinary NPV	CFD	Short	16603	42.994803 AUD
Ordinary NPV	CFD	Short	49376	42.976313 AUD
Ordinary NPV	CFD	Short	12869	42.98179 AUD
Ordinary NPV	CFD	Short	36	42.97708333 AUD
Ordinary NPV	CFD	Short	40090	22.5 GBP
Ordinary NPV	CFD	Short	5682	22.3721257353502 GBP
Ordinary NPV	CFD	Short	9356	22.35262773 GBP
Ordinary NPV	CFD	Short	492	22.3586788615041 GBP
Ordinary NPV	CFD	Short	55025	22.30537828 GBP
Ordinary NPV	CFD	Short	5572	22.500337 GBP
Ordinary NPV	CFD	Short	132537	22.306148 GBP
Ordinary NPV	CFD	Short	18089	22.437429 GBP
Ordinary NPV	CFD	Short	200	42.93 AUD
Ordinary NPV	CFD	Short	29	523.9099 ZAR
Ordinary NPV	CFD	Short	33680	524.9624 ZAR
Ordinary NPV	CFD	Short	63211	524.5328302 ZAR
Ordinary NPV	CFD	Short	15000	43.039013 AUD
Ordinary NPV	CFD	Short	6191	42.977184 AUD
Ordinary NPV	CFD	Short	243	523.570653 ZAR
Ordinary NPV	CFD	Short	16	524.209604 ZAR
Ordinary NPV	CFD	Short	258	523.536863 ZAR
Ordinary NPV	CFD	Short	17	524.201533 ZAR
Ordinary NPV	CFD	Short	154	523.585096 ZAR
Ordinary NPV	CFD	Short	11	524.203324 ZAR
Ordinary NPV	CFD	Short	135231	42.993605 AUD
Ordinary NPV	CFD	Short	7292	42.997643 AUD
Ordinary NPV	CFD	Short	1216	42.969186 AUD
Ordinary NPV	CFD	Short	205354	42.991756 AUD
Ordinary NPV	CFD	Short	68	22.37829043 GBP
Ordinary NPV	CFD	Short	6	22.37836361 GBP
Ordinary NPV	CFD	Short	38202	43.077068 AUD
Ordinary NPV	CFD	Short	26099	43.058240143948 AUD
Ordinary NPV	CFD	Short	503	42.9712110361829 AUD
Ordinary NPV	CFD	Short	4314	22.1755424200278 GBP
Ordinary NPV	CFD	Short	110182	42.997589 AUD
Ordinary NPV	CFD	Short	12980	43.106424 AUD
Ordinary NPV	CFD	Short	8367	42.980202 AUD
Ordinary NPV	CFD	Short	216413	42.921095 AUD
Ordinary NPV	CFD	Short	15000	43.14 AUD
Ordinary NPV	CFD	Short	709	42.96504 AUD
Ordinary NPV	CFD	Short	2209	42.966564 AUD
Ordinary NPV	CFD	Short	5907	42.970076 AUD
Ordinary NPV	CFD	Short	6727	42.99173 AUD
Ordinary NPV	CFD	Short	1867	42.940766 AUD
Ordinary NPV	CFD	Short	3042	43.010667 AUD
Ordinary NPV	CFD	Short	504	42.97124 AUD
Ordinary NPV	CFD	Short	203	42.975739 AUD
Ordinary NPV	CFD	Short	27181	42.96542 AUD
Ordinary NPV	CFD	Short	19547	42.973004 AUD
Ordinary NPV	CFD	Short	6461	42.89274261 AUD
Ordinary NPV	CFD	Short	1175	42.89274 AUD
Ordinary NPV	CFD	Short	5413	42.9575097 AUD
Ordinary NPV	CFD	Short	975	42.957508 AUD
Ordinary NPV	CFD	Short	76	42.990658 AUD
Ordinary NPV	CFD	Short	2056	42.95750973 AUD
Ordinary NPV	CFD	Short	37623	42.94501183 AUD
Ordinary NPV	CFD	Short	6841	42.945012 AUD
Ordinary NPV	CFD	Short	107727	42.97300398 AUD
Ordinary NPV	CFD	Short	40583	43.014165 AUD
Ordinary NPV	CFD	Short	96449	42.995693 AUD
Ordinary NPV	CFD	Short	368175	43.012664 AUD
Ordinary NPV	CFD	Short	207	42.95 AUD
Ordinary NPV	CFD	Short	40184	43.038518 AUD
Ordinary NPV	CFD	Short	50606	43.051725 AUD
ADR	CFD	Short	14160	56.5483 USD
ADR	CFD	Short	14342	56.5551 USD
ADR	CFD	Short	15483	56.5620 USD
ADR	CFD	Short	1141	56.6493 USD
ADR	CFD	Short	1323	56.7084 USD
ADR	CFD	Short	2902	56.7450 USD
ADR	CFD	Long	-14160	56.5883 USD
ADR	CFD	Long	-14342	56.5551 USD
ADR	CFD	Long	-1141	56.6493 USD
ADR	CFD	Long	-1323	56.7084 USD
ADR	CFD	Long	-2902	56.7450 USD

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	02 May 2024
Contact name:	Richard Howard
Telephone number:	+44 (0)207 568 9128

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END

FEREAKSAEENLEFA

Date of disclosure:

Contact name:

Telephone number:

Related Charts

Bhp Group Limited (BHP)

Market Overview

UK 350 Risers and Fallers

Form 8.5 (EPT/RI) - BHP Group Limited

Date of disclosure:

Contact name:

Telephone number:

Related Charts

Bhp Group Limited (BHP)

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